25th Nov 2024 14:55
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 22 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 6,322,227 | 1.51% | 6,057,993 | 1.44% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 6,420,596 | 1.52% | 5,204,153 | 1.23% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 12,872,823 | 3.06% | 11,422,146 | 2.71% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 584,000 | 467.8500 ZAR | ||||
USD 1 ordinary | Purchase | 272,197 | 26.0145 USD | ||||
USD 1 ordinary | Purchase | 75,000 | 26.0539 USD | ||||
USD 1 ordinary | Purchase | 65,344 | 25.9544 USD | ||||
USD 1 ordinary | Purchase | 62,346 | 25.9585 USD | ||||
USD 1 ordinary | Purchase | 49,303 | 25.9368 USD | ||||
USD 1 ordinary | Purchase | 47,162 | 26.1602 USD | ||||
USD 1 ordinary | Purchase | 46,311 | 25.8100 USD | ||||
USD 1 ordinary | Purchase | 38,076 | 25.9066 USD | ||||
USD 1 ordinary | Purchase | 35,580 | 25.9306 USD | ||||
USD 1 ordinary | Purchase | 28,436 | 25.9246 USD | ||||
USD 1 ordinary | Purchase | 24,428 | 25.9500 USD | ||||
USD 1 ordinary | Purchase | 22,172 | 25.8910 USD | ||||
USD 1 ordinary | Purchase | 17,500 | 26.2621 USD | ||||
USD 1 ordinary | Purchase | 16,463 | 25.9539 USD | ||||
USD 1 ordinary | Purchase | 15,782 | 25.9485 USD | ||||
USD 1 ordinary | Purchase | 15,039 | 26.0895 USD | ||||
USD 1 ordinary | Purchase | 14,837 | 26.1264 USD | ||||
USD 1 ordinary | Purchase | 12,542 | 25.9550 USD | ||||
USD 1 ordinary | Purchase | 11,895 | 25.9933 USD | ||||
USD 1 ordinary | Purchase | 11,895 | 25.9636 USD | ||||
USD 1 ordinary | Purchase | 10,572 | 26.1527 USD | ||||
USD 1 ordinary | Purchase | 7,804 | 26.0100 USD | ||||
USD 1 ordinary | Purchase | 7,722 | 25.9583 USD | ||||
USD 1 ordinary | Purchase | 7,172 | 25.7447 USD | ||||
USD 1 ordinary | Purchase | 6,904 | 25.9659 USD | ||||
USD 1 ordinary | Purchase | 5,405 | 25.8751 USD | ||||
USD 1 ordinary | Purchase | 4,753 | 26.1776 USD | ||||
USD 1 ordinary | Purchase | 4,324 | 25.8388 USD | ||||
USD 1 ordinary | Purchase | 3,892 | 25.9307 USD | ||||
USD 1 ordinary | Purchase | 3,868 | 25.7903 USD | ||||
USD 1 ordinary | Purchase | 3,780 | 25.8313 USD | ||||
USD 1 ordinary | Purchase | 3,390 | 25.9777 USD | ||||
USD 1 ordinary | Purchase | 2,690 | 26.0394 USD | ||||
USD 1 ordinary | Purchase | 2,595 | 26.1635 USD | ||||
USD 1 ordinary | Purchase | 2,202 | 26.0208 USD | ||||
USD 1 ordinary | Purchase | 2,084 | 26.0088 USD | ||||
USD 1 ordinary | Purchase | 1,579 | 25.9489 USD | ||||
USD 1 ordinary | Purchase | 1,134 | 26.0514 USD | ||||
USD 1 ordinary | Purchase | 1,016 | 25.9574 USD | ||||
USD 1 ordinary | Purchase | 1,000 | 25.8978 USD | ||||
USD 1 ordinary | Purchase | 836 | 25.8962 USD | ||||
USD 1 ordinary | Purchase | 825 | 25.9952 USD | ||||
USD 1 ordinary | Purchase | 800 | 25.9875 USD | ||||
USD 1 ordinary | Purchase | 441 | 25.9700 USD | ||||
USD 1 ordinary | Purchase | 384 | 25.9275 USD | ||||
USD 1 ordinary | Purchase | 269 | 25.9701 USD | ||||
USD 1 ordinary | Purchase | 202 | 25.9664 USD | ||||
USD 1 ordinary | Purchase | 122 | 25.9527 USD | ||||
USD 1 ordinary | Purchase | 102 | 26.0869 USD | ||||
USD 1 ordinary | Purchase | 100 | 25.8200 USD | ||||
USD 1 ordinary | Purchase | 100 | 26.0150 USD | ||||
USD 1 ordinary | Purchase | 20 | 25.8750 USD | ||||
USD 1 ordinary | Purchase | 12 | 25.9166 USD | ||||
USD 1 ordinary | Sale | 584,000 | 467.8500 ZAR | ||||
USD 1 ordinary | Sale | 384,625 | 26.0073 USD | ||||
USD 1 ordinary | Sale | 91,073 | 25.9387 USD | ||||
USD 1 ordinary | Sale | 75,000 | 26.0539 USD | ||||
USD 1 ordinary | Sale | 65,344 | 25.9544 USD | ||||
USD 1 ordinary | Sale | 59,949 | 25.9566 USD | ||||
USD 1 ordinary | Sale | 26,318 | 25.9294 USD | ||||
USD 1 ordinary | Sale | 23,415 | 25.9500 USD | ||||
USD 1 ordinary | Sale | 22,172 | 25.8910 USD | ||||
USD 1 ordinary | Sale | 18,429 | 26.0689 USD | ||||
USD 1 ordinary | Sale | 18,233 | 25.9278 USD | ||||
USD 1 ordinary | Sale | 17,500 | 26.2621 USD | ||||
USD 1 ordinary | Sale | 11,223 | 25.9270 USD | ||||
USD 1 ordinary | Sale | 10,572 | 26.1527 USD | ||||
USD 1 ordinary | Sale | 8,630 | 25.9405 USD | ||||
USD 1 ordinary | Sale | 7,800 | 26.0100 USD | ||||
USD 1 ordinary | Sale | 7,516 | 25.9472 USD | ||||
USD 1 ordinary | Sale | 7,172 | 25.7447 USD | ||||
USD 1 ordinary | Sale | 5,931 | 25.9599 USD | ||||
USD 1 ordinary | Sale | 5,754 | 25.9009 USD | ||||
USD 1 ordinary | Sale | 5,299 | 25.9829 USD | ||||
USD 1 ordinary | Sale | 5,065 | 25.9124 USD | ||||
USD 1 ordinary | Sale | 4,753 | 26.1776 USD | ||||
USD 1 ordinary | Sale | 4,343 | 25.9796 USD | ||||
USD 1 ordinary | Sale | 4,035 | 26.0394 USD | ||||
USD 1 ordinary | Sale | 3,813 | 26.1387 USD | ||||
USD 1 ordinary | Sale | 3,296 | 26.0460 USD | ||||
USD 1 ordinary | Sale | 2,690 | 25.8418 USD | ||||
USD 1 ordinary | Sale | 2,611 | 26.1617 USD | ||||
USD 1 ordinary | Sale | 2,600 | 25.9396 USD | ||||
USD 1 ordinary | Sale | 2,390 | 25.9232 USD | ||||
USD 1 ordinary | Sale | 2,100 | 26.1857 USD | ||||
USD 1 ordinary | Sale | 1,798 | 25.9794 USD | ||||
USD 1 ordinary | Sale | 1,700 | 26.1000 USD | ||||
USD 1 ordinary | Sale | 1,600 | 25.9181 USD | ||||
USD 1 ordinary | Sale | 1,460 | 25.9612 USD | ||||
USD 1 ordinary | Sale | 968 | 25.8930 USD | ||||
USD 1 ordinary | Sale | 963 | 25.8990 USD | ||||
USD 1 ordinary | Sale | 802 | 25.8920 USD | ||||
USD 1 ordinary | Sale | 800 | 26.2000 USD | ||||
USD 1 ordinary | Sale | 726 | 26.0921 USD | ||||
USD 1 ordinary | Sale | 601 | 26.2016 USD | ||||
USD 1 ordinary | Sale | 475 | 25.9469 USD | ||||
USD 1 ordinary | Sale | 466 | 25.7985 USD | ||||
USD 1 ordinary | Sale | 400 | 25.9712 USD | ||||
USD 1 ordinary | Sale | 400 | 25.9725 USD | ||||
USD 1 ordinary | Sale | 392 | 25.9816 USD | ||||
USD 1 ordinary | Sale | 349 | 25.8571 USD | ||||
USD 1 ordinary | Sale | 200 | 25.9700 USD | ||||
USD 1 ordinary | Sale | 200 | 25.9950 USD | ||||
USD 1 ordinary | Sale | 147 | 25.9706 USD | ||||
USD 1 ordinary | Sale | 140 | 25.9585 USD | ||||
USD 1 ordinary | Sale | 122 | 25.9695 USD | ||||
USD 1 ordinary | Sale | 120 | 25.7916 USD | ||||
USD 1 ordinary | Sale | 100 | 26.0050 USD | ||||
USD 1 ordinary | Sale | 100 | 25.9200 USD | ||||
USD 1 ordinary | Sale | 60 | 26.0166 USD | ||||
USD 1 ordinary | Sale | 30 | 25.8100 USD | ||||
USD 1 ordinary | Sale | 25 | 25.8300 USD | ||||
USD 1 ordinary | Sale | 22 | 25.8172 USD | ||||
USD 1 ordinary | Sale | 20 | 25.8750 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 1,400 | 465.2431 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 125,000 | 467.5885 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 584,000 | 467.8967 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,400 | 468.5264 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,000 | 468.9034 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,990 | 469.3580 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 62,957 | 469.5066 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 44,401 | 469.5369 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,600 | 469.9212 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,103 | 470.0077 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 64,599 | 470.0200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,063 | 470.1014 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 120,977 | 470.8864 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,554 | 470.8916 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10 | 471.9740 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,800 | 472.2563 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10 | 473.0043 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 50,231 | 473.0584 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,514 | 475.0664 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,503 | 475.1917 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 19,911 | 475.6468 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,354 | 475.9223 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 72 | 476.5309 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,400 | 465.3967 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 125,000 | 467.7428 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,665 | 467.7815 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,400 | 468.6810 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,200 | 468.8497 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 469.0582 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 62,957 | 469.4268 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 44,401 | 469.4571 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,990 | 469.5129 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,066 | 469.8368 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,600 | 469.8413 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 64,599 | 469.9400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,063 | 470.0215 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,621 | 470.0396 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,554 | 470.8115 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 354,782 | 471.1223 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,391 | 471.7291 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10 | 472.1297 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 71,419 | 472.6404 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10 | 473.1600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,746 | 473.3683 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,514 | 474.9857 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,600 | 474.9907 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,503 | 475.1109 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 19,911 | 475.5659 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,354 | 475.8414 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 72 | 476.1290 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 19,665 | 467.7324 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,066 | 469.7875 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 20,621 | 469.9315 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 354,782 | 471.0610 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,391 | 471.6678 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 71,419 | 472.5317 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,746 | 473.3186 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 72 | 476.0670 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 584,000 | 467.8967 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,103 | 470.0687 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 120,977 | 470.9359 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 50,231 | 473.0845 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 72 | 476.5929 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26 | 25.8784 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,013 | 26.0884 USD | |||
USD 1 ordinary | SWAP | Increasing Short | 5,004 | 25.9010 USD | |||
USD 1 ordinary | SWAP | Increasing Short | 60,340 | 25.9604 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 25 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays