14th Nov 2024 14:37
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 13 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,806,074 | 0.91% | 3,638,099 | 0.86% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,148,746 | 0.74% | 1,858,939 | 0.44% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 7,084,820 | 1.68% | 5,657,038 | 1.34% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 83,888 | 24.2583 USD | ||||
USD 1 ordinary | Purchase | 65,784 | 24.5807 USD | ||||
USD 1 ordinary | Purchase | 27,809 | 24.3434 USD | ||||
USD 1 ordinary | Purchase | 24,012 | 24.4141 USD | ||||
USD 1 ordinary | Purchase | 13,110 | 443.4200 ZAR | ||||
USD 1 ordinary | Purchase | 9,649 | 24.2945 USD | ||||
USD 1 ordinary | Purchase | 7,010 | 24.2686 USD | ||||
USD 1 ordinary | Purchase | 6,095 | 24.4756 USD | ||||
USD 1 ordinary | Purchase | 5,604 | 24.8025 USD | ||||
USD 1 ordinary | Purchase | 4,968 | 24.4360 USD | ||||
USD 1 ordinary | Purchase | 4,053 | 24.4600 USD | ||||
USD 1 ordinary | Purchase | 3,226 | 24.1229 USD | ||||
USD 1 ordinary | Purchase | 3,200 | 24.2200 USD | ||||
USD 1 ordinary | Purchase | 2,764 | 24.1547 USD | ||||
USD 1 ordinary | Purchase | 1,687 | 24.3894 USD | ||||
USD 1 ordinary | Purchase | 1,503 | 24.6530 USD | ||||
USD 1 ordinary | Purchase | 1,300 | 24.3900 USD | ||||
USD 1 ordinary | Purchase | 1,110 | 24.3424 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 24.2095 USD | ||||
USD 1 ordinary | Purchase | 1,046 | 24.4089 USD | ||||
USD 1 ordinary | Purchase | 664 | 24.2006 USD | ||||
USD 1 ordinary | Purchase | 504 | 24.3858 USD | ||||
USD 1 ordinary | Purchase | 433 | 24.4299 USD | ||||
USD 1 ordinary | Purchase | 324 | 24.2007 USD | ||||
USD 1 ordinary | Purchase | 288 | 24.2130 USD | ||||
USD 1 ordinary | Purchase | 279 | 24.7400 USD | ||||
USD 1 ordinary | Purchase | 218 | 24.1825 USD | ||||
USD 1 ordinary | Purchase | 210 | 24.1836 USD | ||||
USD 1 ordinary | Purchase | 191 | 24.3561 USD | ||||
USD 1 ordinary | Purchase | 122 | 24.1550 USD | ||||
USD 1 ordinary | Purchase | 72 | 24.3604 USD | ||||
USD 1 ordinary | Purchase | 25 | 24.2816 USD | ||||
USD 1 ordinary | Purchase | 6 | 24.3208 USD | ||||
USD 1 ordinary | Purchase | 1 | 24.2950 USD | ||||
USD 1 ordinary | Sale | 148,588 | 24.4717 USD | ||||
USD 1 ordinary | Sale | 26,774 | 24.1188 USD | ||||
USD 1 ordinary | Sale | 15,371 | 24.3074 USD | ||||
USD 1 ordinary | Sale | 13,110 | 443.4200 ZAR | ||||
USD 1 ordinary | Sale | 10,587 | 24.3441 USD | ||||
USD 1 ordinary | Sale | 9,100 | 24.5311 USD | ||||
USD 1 ordinary | Sale | 7,846 | 24.3447 USD | ||||
USD 1 ordinary | Sale | 6,307 | 24.3381 USD | ||||
USD 1 ordinary | Sale | 4,567 | 24.2682 USD | ||||
USD 1 ordinary | Sale | 4,049 | 24.3198 USD | ||||
USD 1 ordinary | Sale | 3,980 | 24.2739 USD | ||||
USD 1 ordinary | Sale | 3,200 | 24.2200 USD | ||||
USD 1 ordinary | Sale | 2,651 | 24.2896 USD | ||||
USD 1 ordinary | Sale | 2,443 | 24.2692 USD | ||||
USD 1 ordinary | Sale | 1,415 | 24.5315 USD | ||||
USD 1 ordinary | Sale | 1,264 | 24.3130 USD | ||||
USD 1 ordinary | Sale | 1,137 | 24.7400 USD | ||||
USD 1 ordinary | Sale | 631 | 24.4196 USD | ||||
USD 1 ordinary | Sale | 569 | 24.1426 USD | ||||
USD 1 ordinary | Sale | 454 | 24.5820 USD | ||||
USD 1 ordinary | Sale | 362 | 24.3620 USD | ||||
USD 1 ordinary | Sale | 354 | 24.3742 USD | ||||
USD 1 ordinary | Sale | 324 | 24.2007 USD | ||||
USD 1 ordinary | Sale | 295 | 24.3100 USD | ||||
USD 1 ordinary | Sale | 288 | 24.2130 USD | ||||
USD 1 ordinary | Sale | 200 | 24.1850 USD | ||||
USD 1 ordinary | Sale | 156 | 24.3230 USD | ||||
USD 1 ordinary | Sale | 151 | 24.3778 USD | ||||
USD 1 ordinary | Sale | 104 | 24.1696 USD | ||||
USD 1 ordinary | Sale | 100 | 24.6100 USD | ||||
USD 1 ordinary | Sale | 86 | 24.2000 USD | ||||
USD 1 ordinary | Sale | 64 | 24.1300 USD | ||||
USD 1 ordinary | Sale | 15 | 24.3506 USD | ||||
USD 1 ordinary | Sale | 10 | 24.1575 USD | ||||
USD 1 ordinary | Sale | 1 | 24.3800 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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USD 1 ordinary | SWAP | Decreasing Short | 444,774 | 438.5600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 18,596 | 443.4953 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,766 | 444.2738 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,233 | 444.3257 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,207 | 444.6013 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 677 | 444.7882 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,444 | 444.7980 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,661 | 444.9501 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 344 | 445.0000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,249 | 445.1652 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,585 | 445.3770 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 50 | 445.8157 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,426 | 445.8201 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,039 | 445.9229 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 378 | 445.9761 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27,119 | 446.1201 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,083 | 446.6048 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,446 | 446.7045 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,089 | 446.7486 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 287 | 446.8000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 536 | 446.8270 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,820 | 447.0157 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,489 | 447.0220 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 683 | 447.0227 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,200 | 447.0346 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,388 | 447.4011 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,100 | 447.4027 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,941 | 447.4635 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,240 | 447.4742 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,656 | 447.5179 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 765 | 447.5394 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 94 | 447.5403 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 94 | 447.6215 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,054 | 447.8247 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,947 | 447.8298 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,356 | 448.8211 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 910 | 449.0550 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 843 | 0.0000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 444,774 | 438.5600 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,189 | 443.3825 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,596 | 443.4200 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 107,644 | 444.0822 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,233 | 444.2502 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 62 | 444.3379 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,207 | 444.5257 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,671 | 444.7843 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 824 | 444.7844 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 145 | 444.7858 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 677 | 444.7882 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,444 | 444.7980 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 649 | 444.8490 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 344 | 444.9243 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,249 | 445.0896 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,585 | 445.3013 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,039 | 445.8471 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 378 | 445.9002 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,083 | 446.5289 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,446 | 446.6285 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 287 | 446.7240 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,694 | 446.9427 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,489 | 447.0220 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 683 | 447.0227 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,629 | 447.1511 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,388 | 447.3251 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,941 | 447.3874 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 8,240 | 447.3982 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,656 | 447.4419 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,555 | 447.4788 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 765 | 447.5394 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 94 | 447.5403 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,100 | 447.5504 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,684 | 447.6300 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,054 | 447.7486 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,947 | 447.7537 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,376 | 448.2860 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 321 | 448.4374 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,239 | 448.6034 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 910 | 449.0550 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,200 | 449.4923 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,189 | 443.3359 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 62 | 444.2912 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 12,694 | 446.8399 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,684 | 447.6054 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 321 | 448.3904 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,239 | 448.5563 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,200 | 449.4675 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,766 | 444.3205 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,661 | 444.9968 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 50 | 445.8402 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,426 | 445.8669 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,089 | 446.7955 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 536 | 446.8516 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,820 | 447.0626 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 30,356 | 448.8683 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 14 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays