Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.3 - AngloGold Ashanti plc

23rd Oct 2024 15:13

RNS Number : 3516J
Barclays PLC
23 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,225,832

1.01%

4,055,459

0.96%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,973,920

0.94%

2,612,471

0.62%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,329,752

1.97%

6,827,930

1.62%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

1,705,000

539.3500 ZAR

USD 1 ordinary

Purchase

424,579

30.8085 USD

USD 1 ordinary

Purchase

61,490

31.1251 USD

USD 1 ordinary

Purchase

46,990

30.6898 USD

USD 1 ordinary

Purchase

29,503

30.9480 USD

USD 1 ordinary

Purchase

14,713

30.7568 USD

USD 1 ordinary

Purchase

9,000

31.1222 USD

USD 1 ordinary

Purchase

8,000

542.9355 ZAR

USD 1 ordinary

Purchase

7,275

31.1762 USD

USD 1 ordinary

Purchase

5,966

31.0141 USD

USD 1 ordinary

Purchase

5,123

31.0763 USD

USD 1 ordinary

Purchase

4,545

31.0666 USD

USD 1 ordinary

Purchase

4,419

31.0949 USD

USD 1 ordinary

Purchase

3,099

546.9100 ZAR

USD 1 ordinary

Purchase

3,075

31.2268 USD

USD 1 ordinary

Purchase

2,240

31.2300 USD

USD 1 ordinary

Purchase

2,130

31.4407 USD

USD 1 ordinary

Purchase

1,571

30.8498 USD

USD 1 ordinary

Purchase

1,166

31.3062 USD

USD 1 ordinary

Purchase

1,050

31.3804 USD

USD 1 ordinary

Purchase

1,018

30.9615 USD

USD 1 ordinary

Purchase

644

31.2399 USD

USD 1 ordinary

Purchase

480

31.4500 USD

USD 1 ordinary

Purchase

468

31.1395 USD

USD 1 ordinary

Purchase

245

31.1903 USD

USD 1 ordinary

Purchase

110

31.3799 USD

USD 1 ordinary

Purchase

106

31.1179 USD

USD 1 ordinary

Purchase

100

30.9600 USD

USD 1 ordinary

Purchase

100

31.4100 USD

USD 1 ordinary

Purchase

30

31.0450 USD

USD 1 ordinary

Purchase

20

31.1300 USD

USD 1 ordinary

Purchase

4

31.1500 USD

USD 1 ordinary

Sale

1,705,000

539.3500 ZAR

USD 1 ordinary

Sale

557,974

30.8369 USD

USD 1 ordinary

Sale

12,780

31.2958 USD

USD 1 ordinary

Sale

12,450

30.7017 USD

USD 1 ordinary

Sale

9,110

31.1253 USD

USD 1 ordinary

Sale

8,000

542.9355 ZAR

USD 1 ordinary

Sale

4,922

31.3282 USD

USD 1 ordinary

Sale

4,319

30.6539 USD

USD 1 ordinary

Sale

3,534

31.1722 USD

USD 1 ordinary

Sale

3,200

31.1168 USD

USD 1 ordinary

Sale

3,129

31.1564 USD

USD 1 ordinary

Sale

3,099

546.9100 ZAR

USD 1 ordinary

Sale

2,519

31.2284 USD

USD 1 ordinary

Sale

2,273

31.0836 USD

USD 1 ordinary

Sale

2,200

31.2300 USD

USD 1 ordinary

Sale

2,071

31.0958 USD

USD 1 ordinary

Sale

1,925

31.4500 USD

USD 1 ordinary

Sale

1,705

31.0869 USD

USD 1 ordinary

Sale

1,683

31.0635 USD

USD 1 ordinary

Sale

1,567

30.8854 USD

USD 1 ordinary

Sale

1,331

31.1132 USD

USD 1 ordinary

Sale

1,068

30.9459 USD

USD 1 ordinary

Sale

1,039

31.0298 USD

USD 1 ordinary

Sale

910

30.6721 USD

USD 1 ordinary

Sale

648

31.2272 USD

USD 1 ordinary

Sale

574

30.9578 USD

USD 1 ordinary

Sale

570

30.6610 USD

USD 1 ordinary

Sale

551

31.2963 USD

USD 1 ordinary

Sale

534

31.2511 USD

USD 1 ordinary

Sale

532

31.0821 USD

USD 1 ordinary

Sale

468

31.1395 USD

USD 1 ordinary

Sale

400

31.0200 USD

USD 1 ordinary

Sale

200

31.1500 USD

USD 1 ordinary

Sale

200

31.1200 USD

USD 1 ordinary

Sale

200

31.2200 USD

USD 1 ordinary

Sale

200

31.1800 USD

USD 1 ordinary

Sale

149

31.4000 USD

USD 1 ordinary

Sale

100

31.3100 USD

USD 1 ordinary

Sale

93

30.9059 USD

USD 1 ordinary

Sale

41

31.3764 USD

USD 1 ordinary

Sale

34

31.3950 USD

USD 1 ordinary

Sale

30

31.0450 USD

USD 1 ordinary

Sale

17

31.3750 USD

USD 1 ordinary

Sale

10

30.9700 USD

USD 1 ordinary

Sale

10

31.3350 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

10,412

539.3674 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,705,000

539.4039 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,543

539.7367 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,032

540.8848 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,974

540.9079 ZAR

USD 1 ordinary

SWAP

Decreasing Short

35,075

540.9361 ZAR

USD 1 ordinary

SWAP

Decreasing Short

447

540.9640 ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,435

541.2160 ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,143

541.2958 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,906

541.7822 ZAR

USD 1 ordinary

SWAP

Decreasing Short

22,257

541.9848 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,660

542.1718 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,999

542.4849 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,201

542.7084 ZAR

USD 1 ordinary

SWAP

Decreasing Short

508

542.9184 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,254

543.4544 ZAR

USD 1 ordinary

SWAP

Decreasing Short

8,900

543.7401 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,000

543.8402 ZAR

USD 1 ordinary

SWAP

Decreasing Short

37,211

546.9100 ZAR

USD 1 ordinary

SWAP

Decreasing Short

9,000

547.2448 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,213

540.0591 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,101

540.2753 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,032

540.7928 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,974

540.8159 ZAR

USD 1 ordinary

SWAP

Increasing Short

35,075

540.8442 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,143

541.2038 ZAR

USD 1 ordinary

SWAP

Increasing Short

510,862

541.3615 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,906

541.6901 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,660

542.0796 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,999

542.3927 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,201

542.6162 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,800

543.2286 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,794

543.3550 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,000

543.7477 ZAR

USD 1 ordinary

SWAP

Increasing Short

50,442

546.0464 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,100

546.6187 ZAR

USD 1 ordinary

SWAP

Increasing Short

37,211

546.8170 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,125

547.0782 ZAR

USD 1 ordinary

SWAP

Increasing Short

9,000

547.1518 ZAR

USD 1 ordinary

CFD

Increasing Long

13,213

540.0024 ZAR

USD 1 ordinary

CFD

Increasing Long

13,101

540.2051 ZAR

USD 1 ordinary

CFD

Increasing Long

510,862

541.2911 ZAR

USD 1 ordinary

CFD

Increasing Long

4,794

543.2979 ZAR

USD 1 ordinary

CFD

Increasing Long

50,442

545.9890 ZAR

USD 1 ordinary

CFD

Increasing Long

1,125

546.9523 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,455,000

539.4058 ZAR

USD 1 ordinary

CFD

Decreasing Long

250,000

539.4061 ZAR

USD 1 ordinary

CFD

Decreasing Long

10,412

539.4240 ZAR

USD 1 ordinary

CFD

Decreasing Long

2,543

539.8609 ZAR

USD 1 ordinary

CFD

Decreasing Long

447

540.9938 ZAR

USD 1 ordinary

CFD

Decreasing Long

12,435

541.2728 ZAR

USD 1 ordinary

CFD

Decreasing Long

22,257

542.0417 ZAR

USD 1 ordinary

CFD

Decreasing Long

508

542.9889 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,254

543.5251 ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,143

33.0000 USD

USD 1 ordinary

SWAP

Decreasing Short

9,000

31.1208 USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
RETFLFLSIFLVFIS

Related Shares:

Barclays
FTSE 100 Latest
Value8,328.60
Change52.94