23rd Oct 2024 15:13
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 22 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,225,832 | 1.01% | 4,055,459 | 0.96% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,973,920 | 0.94% | 2,612,471 | 0.62% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,329,752 | 1.97% | 6,827,930 | 1.62% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 1,705,000 | 539.3500 ZAR | ||||
USD 1 ordinary | Purchase | 424,579 | 30.8085 USD | ||||
USD 1 ordinary | Purchase | 61,490 | 31.1251 USD | ||||
USD 1 ordinary | Purchase | 46,990 | 30.6898 USD | ||||
USD 1 ordinary | Purchase | 29,503 | 30.9480 USD | ||||
USD 1 ordinary | Purchase | 14,713 | 30.7568 USD | ||||
USD 1 ordinary | Purchase | 9,000 | 31.1222 USD | ||||
USD 1 ordinary | Purchase | 8,000 | 542.9355 ZAR | ||||
USD 1 ordinary | Purchase | 7,275 | 31.1762 USD | ||||
USD 1 ordinary | Purchase | 5,966 | 31.0141 USD | ||||
USD 1 ordinary | Purchase | 5,123 | 31.0763 USD | ||||
USD 1 ordinary | Purchase | 4,545 | 31.0666 USD | ||||
USD 1 ordinary | Purchase | 4,419 | 31.0949 USD | ||||
USD 1 ordinary | Purchase | 3,099 | 546.9100 ZAR | ||||
USD 1 ordinary | Purchase | 3,075 | 31.2268 USD | ||||
USD 1 ordinary | Purchase | 2,240 | 31.2300 USD | ||||
USD 1 ordinary | Purchase | 2,130 | 31.4407 USD | ||||
USD 1 ordinary | Purchase | 1,571 | 30.8498 USD | ||||
USD 1 ordinary | Purchase | 1,166 | 31.3062 USD | ||||
USD 1 ordinary | Purchase | 1,050 | 31.3804 USD | ||||
USD 1 ordinary | Purchase | 1,018 | 30.9615 USD | ||||
USD 1 ordinary | Purchase | 644 | 31.2399 USD | ||||
USD 1 ordinary | Purchase | 480 | 31.4500 USD | ||||
USD 1 ordinary | Purchase | 468 | 31.1395 USD | ||||
USD 1 ordinary | Purchase | 245 | 31.1903 USD | ||||
USD 1 ordinary | Purchase | 110 | 31.3799 USD | ||||
USD 1 ordinary | Purchase | 106 | 31.1179 USD | ||||
USD 1 ordinary | Purchase | 100 | 30.9600 USD | ||||
USD 1 ordinary | Purchase | 100 | 31.4100 USD | ||||
USD 1 ordinary | Purchase | 30 | 31.0450 USD | ||||
USD 1 ordinary | Purchase | 20 | 31.1300 USD | ||||
USD 1 ordinary | Purchase | 4 | 31.1500 USD | ||||
USD 1 ordinary | Sale | 1,705,000 | 539.3500 ZAR | ||||
USD 1 ordinary | Sale | 557,974 | 30.8369 USD | ||||
USD 1 ordinary | Sale | 12,780 | 31.2958 USD | ||||
USD 1 ordinary | Sale | 12,450 | 30.7017 USD | ||||
USD 1 ordinary | Sale | 9,110 | 31.1253 USD | ||||
USD 1 ordinary | Sale | 8,000 | 542.9355 ZAR | ||||
USD 1 ordinary | Sale | 4,922 | 31.3282 USD | ||||
USD 1 ordinary | Sale | 4,319 | 30.6539 USD | ||||
USD 1 ordinary | Sale | 3,534 | 31.1722 USD | ||||
USD 1 ordinary | Sale | 3,200 | 31.1168 USD | ||||
USD 1 ordinary | Sale | 3,129 | 31.1564 USD | ||||
USD 1 ordinary | Sale | 3,099 | 546.9100 ZAR | ||||
USD 1 ordinary | Sale | 2,519 | 31.2284 USD | ||||
USD 1 ordinary | Sale | 2,273 | 31.0836 USD | ||||
USD 1 ordinary | Sale | 2,200 | 31.2300 USD | ||||
USD 1 ordinary | Sale | 2,071 | 31.0958 USD | ||||
USD 1 ordinary | Sale | 1,925 | 31.4500 USD | ||||
USD 1 ordinary | Sale | 1,705 | 31.0869 USD | ||||
USD 1 ordinary | Sale | 1,683 | 31.0635 USD | ||||
USD 1 ordinary | Sale | 1,567 | 30.8854 USD | ||||
USD 1 ordinary | Sale | 1,331 | 31.1132 USD | ||||
USD 1 ordinary | Sale | 1,068 | 30.9459 USD | ||||
USD 1 ordinary | Sale | 1,039 | 31.0298 USD | ||||
USD 1 ordinary | Sale | 910 | 30.6721 USD | ||||
USD 1 ordinary | Sale | 648 | 31.2272 USD | ||||
USD 1 ordinary | Sale | 574 | 30.9578 USD | ||||
USD 1 ordinary | Sale | 570 | 30.6610 USD | ||||
USD 1 ordinary | Sale | 551 | 31.2963 USD | ||||
USD 1 ordinary | Sale | 534 | 31.2511 USD | ||||
USD 1 ordinary | Sale | 532 | 31.0821 USD | ||||
USD 1 ordinary | Sale | 468 | 31.1395 USD | ||||
USD 1 ordinary | Sale | 400 | 31.0200 USD | ||||
USD 1 ordinary | Sale | 200 | 31.1500 USD | ||||
USD 1 ordinary | Sale | 200 | 31.1200 USD | ||||
USD 1 ordinary | Sale | 200 | 31.2200 USD | ||||
USD 1 ordinary | Sale | 200 | 31.1800 USD | ||||
USD 1 ordinary | Sale | 149 | 31.4000 USD | ||||
USD 1 ordinary | Sale | 100 | 31.3100 USD | ||||
USD 1 ordinary | Sale | 93 | 30.9059 USD | ||||
USD 1 ordinary | Sale | 41 | 31.3764 USD | ||||
USD 1 ordinary | Sale | 34 | 31.3950 USD | ||||
USD 1 ordinary | Sale | 30 | 31.0450 USD | ||||
USD 1 ordinary | Sale | 17 | 31.3750 USD | ||||
USD 1 ordinary | Sale | 10 | 30.9700 USD | ||||
USD 1 ordinary | Sale | 10 | 31.3350 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Decreasing Short | 10,412 | 539.3674 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,705,000 | 539.4039 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,543 | 539.7367 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,032 | 540.8848 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,974 | 540.9079 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 35,075 | 540.9361 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 447 | 540.9640 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 12,435 | 541.2160 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,143 | 541.2958 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,906 | 541.7822 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22,257 | 541.9848 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,660 | 542.1718 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,999 | 542.4849 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,201 | 542.7084 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 508 | 542.9184 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,254 | 543.4544 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,900 | 543.7401 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,000 | 543.8402 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 37,211 | 546.9100 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,000 | 547.2448 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,213 | 540.0591 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,101 | 540.2753 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,032 | 540.7928 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,974 | 540.8159 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35,075 | 540.8442 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,143 | 541.2038 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 510,862 | 541.3615 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,906 | 541.6901 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,660 | 542.0796 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,999 | 542.3927 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,201 | 542.6162 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,800 | 543.2286 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,794 | 543.3550 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,000 | 543.7477 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 50,442 | 546.0464 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,100 | 546.6187 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 37,211 | 546.8170 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,125 | 547.0782 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 9,000 | 547.1518 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,213 | 540.0024 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,101 | 540.2051 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 510,862 | 541.2911 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,794 | 543.2979 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 50,442 | 545.9890 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,125 | 546.9523 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,455,000 | 539.4058 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 250,000 | 539.4061 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 10,412 | 539.4240 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 2,543 | 539.8609 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 447 | 540.9938 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 12,435 | 541.2728 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 22,257 | 542.0417 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 508 | 542.9889 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,254 | 543.5251 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,143 | 33.0000 USD | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,000 | 31.1208 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 23 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays