Form 8.3 - ANGLOGOLD ASHANTI PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLOGOLD ASHANTI PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e)

Date position held/dealing undertaken:

24 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: CENTAMIN PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 1 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,070,188

0.49%

1,920,261

0.46%

(2) Cash-settled derivatives:

1,661,139

0.39%

1,108,200

0.26%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

130,000

0.03%

160,000

0.04%

TOTAL: 

3,861,327

0.92%

3,188,461

0.76%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD 1 ordinary

Purchase

134,732

28.4793 USD

USD 1 ordinary

Purchase

116,924

28.5000 USD

USD 1 ordinary

Purchase

60,000

28.4999 USD

USD 1 ordinary

Purchase

26,990

28.6411 USD

USD 1 ordinary

Purchase

23,198

28.4770 USD

USD 1 ordinary

Purchase

18,394

28.6181 USD

USD 1 ordinary

Purchase

17,073

28.4213 USD

USD 1 ordinary

Purchase

15,831

28.5803 USD

USD 1 ordinary

Purchase

12,958

28.1903 USD

USD 1 ordinary

Purchase

11,675

28.4924 USD

USD 1 ordinary

Purchase

11,184

28.6155 USD

USD 1 ordinary

Purchase

8,117

28.6111 USD

USD 1 ordinary

Purchase

7,000

28.5483 USD

USD 1 ordinary

Purchase

5,803

28.5833 USD

USD 1 ordinary

Purchase

5,170

28.7640 USD

USD 1 ordinary

Purchase

5,000

28.6234 USD

USD 1 ordinary

Purchase

4,600

28.4658 USD

USD 1 ordinary

Purchase

4,244

28.4129 USD

USD 1 ordinary

Purchase

3,034

28.4745 USD

USD 1 ordinary

Purchase

2,715

28.5506 USD

USD 1 ordinary

Purchase

2,674

28.7272 USD

USD 1 ordinary

Purchase

2,658

28.7151 USD

USD 1 ordinary

Purchase

2,154

28.5314 USD

USD 1 ordinary

Purchase

2,092

28.5989 USD

USD 1 ordinary

Purchase

1,858

28.5879 USD

USD 1 ordinary

Purchase

1,834

28.6457 USD

USD 1 ordinary

Purchase

1,615

28.7647 USD

USD 1 ordinary

Purchase

1,597

28.2605 USD

USD 1 ordinary

Purchase

1,500

28.7616 USD

USD 1 ordinary

Purchase

1,413

28.5365 USD

USD 1 ordinary

Purchase

1,400

28.6050 USD

USD 1 ordinary

Purchase

1,397

28.3439 USD

USD 1 ordinary

Purchase

1,378

28.6037 USD

USD 1 ordinary

Purchase

1,376

28.6075 USD

USD 1 ordinary

Purchase

1,315

28.5641 USD

USD 1 ordinary

Purchase

1,303

28.4641 USD

USD 1 ordinary

Purchase

1,100

28.6109 USD

USD 1 ordinary

Purchase

1,000

28.7635 USD

USD 1 ordinary

Purchase

950

28.3657 USD

USD 1 ordinary

Purchase

713

28.7008 USD

USD 1 ordinary

Purchase

679

28.3915 USD

USD 1 ordinary

Purchase

608

28.7220 USD

USD 1 ordinary

Purchase

600

28.5983 USD

USD 1 ordinary

Purchase

553

28.4981 USD

USD 1 ordinary

Purchase

515

28.6386 USD

USD 1 ordinary

Purchase

500

28.7200 USD

USD 1 ordinary

Purchase

412

28.6260 USD

USD 1 ordinary

Purchase

409

28.6898 USD

USD 1 ordinary

Purchase

401

28.6400 USD

USD 1 ordinary

Purchase

400

28.7700 USD

USD 1 ordinary

Purchase

386

28.4209 USD

USD 1 ordinary

Purchase

285

28.7598 USD

USD 1 ordinary

Purchase

218

28.1640 USD

USD 1 ordinary

Purchase

208

28.7340 USD

USD 1 ordinary

Purchase

200

28.7675 USD

USD 1 ordinary

Purchase

200

28.5500 USD

USD 1 ordinary

Purchase

162

28.6945 USD

USD 1 ordinary

Purchase

148

28.4780 USD

USD 1 ordinary

Purchase

100

28.6600 USD

USD 1 ordinary

Purchase

89

28.7300 USD

USD 1 ordinary

Purchase

37

28.7687 USD

USD 1 ordinary

Purchase

30

28.7536 USD

USD 1 ordinary

Purchase

24

28.5311 USD

USD 1 ordinary

Purchase

20

28.7350 USD

USD 1 ordinary

Purchase

20

28.7800 USD

USD 1 ordinary

Purchase

20

28.7500 USD

USD 1 ordinary

Purchase

20

28.7950 USD

USD 1 ordinary

Purchase

20

28.8050 USD

USD 1 ordinary

Purchase

3

28.8100 USD

USD 1 ordinary

Sale

117,490

28.4999 USD

USD 1 ordinary

Sale

117,477

28.5000 USD

USD 1 ordinary

Sale

67,366

28.4794 USD

USD 1 ordinary

Sale

67,366

28.4793 USD

USD 1 ordinary

Sale

29,928

28.3164 USD

USD 1 ordinary

Sale

27,798

28.4752 USD

USD 1 ordinary

Sale

15,280

28.6930 USD

USD 1 ordinary

Sale

14,305

28.6774 USD

USD 1 ordinary

Sale

11,493

28.5734 USD

USD 1 ordinary

Sale

9,893

28.5138 USD

USD 1 ordinary

Sale

9,368

28.4485 USD

USD 1 ordinary

Sale

5,000

28.6234 USD

USD 1 ordinary

Sale

5,000

28.7638 USD

USD 1 ordinary

Sale

3,884

28.5069 USD

USD 1 ordinary

Sale

3,169

28.5336 USD

USD 1 ordinary

Sale

2,702

28.6320 USD

USD 1 ordinary

Sale

2,162

28.5327 USD

USD 1 ordinary

Sale

2,054

28.5423 USD

USD 1 ordinary

Sale

1,988

28.5145 USD

USD 1 ordinary

Sale

1,810

28.5769 USD

USD 1 ordinary

Sale

1,300

28.4269 USD

USD 1 ordinary

Sale

1,154

28.5753 USD

USD 1 ordinary

Sale

1,036

28.1558 USD

USD 1 ordinary

Sale

1,000

28.4110 USD

USD 1 ordinary

Sale

1,000

28.5300 USD

USD 1 ordinary

Sale

988

28.4988 USD

USD 1 ordinary

Sale

980

28.5609 USD

USD 1 ordinary

Sale

764

28.4226 USD

USD 1 ordinary

Sale

727

28.6493 USD

USD 1 ordinary

Sale

715

28.4933 USD

USD 1 ordinary

Sale

704

28.6085 USD

USD 1 ordinary

Sale

679

28.3915 USD

USD 1 ordinary

Sale

650

28.4623 USD

USD 1 ordinary

Sale

644

28.5277 USD

USD 1 ordinary

Sale

453

28.4760 USD

USD 1 ordinary

Sale

425

28.6242 USD

USD 1 ordinary

Sale

386

28.4209 USD

USD 1 ordinary

Sale

302

28.6847 USD

USD 1 ordinary

Sale

218

28.1640 USD

USD 1 ordinary

Sale

170

28.7693 USD

USD 1 ordinary

Sale

140

28.2462 USD

USD 1 ordinary

Sale

109

28.1300 USD

USD 1 ordinary

Sale

100

28.7500 USD

USD 1 ordinary

Sale

100

28.4400 USD

USD 1 ordinary

Sale

100

28.3072 USD

USD 1 ordinary

Sale

100

28.4450 USD

USD 1 ordinary

Sale

88

28.2450 USD

USD 1 ordinary

Sale

83

28.4351 USD

USD 1 ordinary

Sale

73

28.2415 USD

USD 1 ordinary

Sale

60

28.8110 USD

USD 1 ordinary

Sale

44

28.2400 USD

USD 1 ordinary

Sale

44

28.2500 USD

USD 1 ordinary

Sale

11

28.3900 USD

USD 1 ordinary

Sale

5

28.5950 USD

USD 1 ordinary

Sale

1

28.7200 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 1 ordinary

SWAP

Opening Short

5,000

28.7652 USD

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLOGOLD ASHANTI PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: