2nd Oct 2024 14:34
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 01 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,206,979 | 0.53% | 2,061,836 | 0.49% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,928,872 | 0.46% | 1,761,649 | 0.42% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 4,265,851 | 1.02% | 3,983,485 | 0.95% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 390,000 | 477.5300 ZAR | ||||
USD 1 ordinary | Purchase | 288,650 | 27.2986 USD | ||||
USD 1 ordinary | Purchase | 200,000 | 27.2072 USD | ||||
USD 1 ordinary | Purchase | 71,955 | 27.2227 USD | ||||
USD 1 ordinary | Purchase | 48,610 | 27.2021 USD | ||||
USD 1 ordinary | Purchase | 34,152 | 27.1884 USD | ||||
USD 1 ordinary | Purchase | 25,936 | 27.1679 USD | ||||
USD 1 ordinary | Purchase | 17,687 | 27.2053 USD | ||||
USD 1 ordinary | Purchase | 16,961 | 27.1446 USD | ||||
USD 1 ordinary | Purchase | 15,973 | 27.1704 USD | ||||
USD 1 ordinary | Purchase | 15,092 | 27.1744 USD | ||||
USD 1 ordinary | Purchase | 13,756 | 27.2173 USD | ||||
USD 1 ordinary | Purchase | 12,564 | 27.2041 USD | ||||
USD 1 ordinary | Purchase | 6,862 | 27.1920 USD | ||||
USD 1 ordinary | Purchase | 3,349 | 27.1607 USD | ||||
USD 1 ordinary | Purchase | 3,228 | 27.2158 USD | ||||
USD 1 ordinary | Purchase | 3,071 | 27.1638 USD | ||||
USD 1 ordinary | Purchase | 3,000 | 27.5000 USD | ||||
USD 1 ordinary | Purchase | 2,008 | 27.1748 USD | ||||
USD 1 ordinary | Purchase | 1,665 | 27.2269 USD | ||||
USD 1 ordinary | Purchase | 1,392 | 27.3765 USD | ||||
USD 1 ordinary | Purchase | 1,134 | 472.8000 ZAR | ||||
USD 1 ordinary | Purchase | 1,088 | 27.3562 USD | ||||
USD 1 ordinary | Purchase | 549 | 27.2080 USD | ||||
USD 1 ordinary | Purchase | 487 | 27.1813 USD | ||||
USD 1 ordinary | Purchase | 400 | 27.1720 USD | ||||
USD 1 ordinary | Purchase | 370 | 27.2375 USD | ||||
USD 1 ordinary | Purchase | 360 | 27.1481 USD | ||||
USD 1 ordinary | Purchase | 218 | 27.2861 USD | ||||
USD 1 ordinary | Purchase | 204 | 27.2047 USD | ||||
USD 1 ordinary | Purchase | 113 | 27.2900 USD | ||||
USD 1 ordinary | Purchase | 106 | 27.1219 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.3200 USD | ||||
USD 1 ordinary | Purchase | 82 | 27.2700 USD | ||||
USD 1 ordinary | Purchase | 69 | 27.1244 USD | ||||
USD 1 ordinary | Purchase | 5 | 27.1500 USD | ||||
USD 1 ordinary | Sale | 421,191 | 27.2710 USD | ||||
USD 1 ordinary | Sale | 390,000 | 477.5300 ZAR | ||||
USD 1 ordinary | Sale | 65,552 | 27.1928 USD | ||||
USD 1 ordinary | Sale | 52,355 | 27.2051 USD | ||||
USD 1 ordinary | Sale | 48,006 | 27.2021 USD | ||||
USD 1 ordinary | Sale | 44,033 | 27.2272 USD | ||||
USD 1 ordinary | Sale | 23,232 | 27.1905 USD | ||||
USD 1 ordinary | Sale | 23,113 | 27.2012 USD | ||||
USD 1 ordinary | Sale | 17,608 | 27.1808 USD | ||||
USD 1 ordinary | Sale | 15,973 | 27.1704 USD | ||||
USD 1 ordinary | Sale | 15,092 | 27.1744 USD | ||||
USD 1 ordinary | Sale | 8,318 | 27.2278 USD | ||||
USD 1 ordinary | Sale | 7,695 | 27.1515 USD | ||||
USD 1 ordinary | Sale | 7,584 | 27.2070 USD | ||||
USD 1 ordinary | Sale | 7,400 | 27.1679 USD | ||||
USD 1 ordinary | Sale | 5,000 | 27.1995 USD | ||||
USD 1 ordinary | Sale | 3,772 | 27.2625 USD | ||||
USD 1 ordinary | Sale | 3,710 | 27.1500 USD | ||||
USD 1 ordinary | Sale | 3,203 | 27.2203 USD | ||||
USD 1 ordinary | Sale | 3,000 | 27.5000 USD | ||||
USD 1 ordinary | Sale | 2,559 | 27.1634 USD | ||||
USD 1 ordinary | Sale | 1,578 | 27.2369 USD | ||||
USD 1 ordinary | Sale | 1,492 | 27.1700 USD | ||||
USD 1 ordinary | Sale | 1,134 | 472.8000 ZAR | ||||
USD 1 ordinary | Sale | 1,101 | 27.1434 USD | ||||
USD 1 ordinary | Sale | 1,098 | 27.2080 USD | ||||
USD 1 ordinary | Sale | 721 | 27.2527 USD | ||||
USD 1 ordinary | Sale | 711 | 27.1331 USD | ||||
USD 1 ordinary | Sale | 616 | 27.2196 USD | ||||
USD 1 ordinary | Sale | 604 | 27.2038 USD | ||||
USD 1 ordinary | Sale | 500 | 27.3120 USD | ||||
USD 1 ordinary | Sale | 400 | 27.1720 USD | ||||
USD 1 ordinary | Sale | 360 | 27.1481 USD | ||||
USD 1 ordinary | Sale | 300 | 27.1710 USD | ||||
USD 1 ordinary | Sale | 265 | 27.1672 USD | ||||
USD 1 ordinary | Sale | 258 | 27.1453 USD | ||||
USD 1 ordinary | Sale | 220 | 26.6672 USD | ||||
USD 1 ordinary | Sale | 218 | 27.2861 USD | ||||
USD 1 ordinary | Sale | 166 | 27.1474 USD | ||||
USD 1 ordinary | Sale | 116 | 27.1583 USD | ||||
USD 1 ordinary | Sale | 113 | 27.2900 USD | ||||
USD 1 ordinary | Sale | 108 | 27.1888 USD | ||||
USD 1 ordinary | Sale | 81 | 27.1566 USD | ||||
USD 1 ordinary | Sale | 54 | 27.1350 USD | ||||
USD 1 ordinary | Sale | 50 | 27.1680 USD | ||||
USD 1 ordinary | Sale | 46 | 27.1593 USD | ||||
USD 1 ordinary | Sale | 36 | 27.1600 USD | ||||
USD 1 ordinary | Sale | 23 | 27.1400 USD | ||||
USD 1 ordinary | Sale | 20 | 27.1800 USD | ||||
USD 1 ordinary | Sale | 19 | 27.0100 USD | ||||
USD 1 ordinary | Sale | 3 | 27.2233 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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USD 1 ordinary | SWAP | Opening Short | 99,242 | 490.7900 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,444 | 462.0344 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 120 | 462.2622 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,362 | 462.9018 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2 | 464.0000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,428 | 466.6421 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,095 | 470.3415 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,740 | 470.9406 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,135 | 471.4024 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 49,932 | 471.4464 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 18,298 | 471.4566 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,203 | 471.9084 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,546 | 472.6944 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,265 | 472.8385 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,803 | 472.8803 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,522 | 473.9804 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 390,000 | 477.5777 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2 | 463.9211 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,428 | 466.5627 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,333 | 469.9692 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 17,135 | 471.3223 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 49,932 | 471.3663 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,298 | 471.3764 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4,203 | 471.8281 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,546 | 472.6141 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,803 | 472.8000 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,362 | 473.0497 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,564 | 473.4072 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 15,152 | 473.7405 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 348,750 | 474.2719 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,764 | 474.3292 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 15,333 | 469.9198 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,362 | 472.9409 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 6,564 | 473.3575 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 15,152 | 473.6907 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 348,750 | 474.2102 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,764 | 474.2675 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,444 | 462.0829 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 120 | 462.3223 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,362 | 463.0082 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,095 | 470.3909 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,740 | 471.0018 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 26,265 | 472.8645 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,522 | 474.0302 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 390,000 | 477.5300 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 02 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays