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Form 8.3 - AngloGold Ashanti plc

2nd Oct 2024 14:34

RNS Number : 6975G
Barclays PLC
02 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

01 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,206,979

0.53%

2,061,836

0.49%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,928,872

0.46%

1,761,649

0.42%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

4,265,851

1.02%

3,983,485

0.95%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

390,000

477.5300 ZAR

USD 1 ordinary

Purchase

288,650

27.2986 USD

USD 1 ordinary

Purchase

200,000

27.2072 USD

USD 1 ordinary

Purchase

71,955

27.2227 USD

USD 1 ordinary

Purchase

48,610

27.2021 USD

USD 1 ordinary

Purchase

34,152

27.1884 USD

USD 1 ordinary

Purchase

25,936

27.1679 USD

USD 1 ordinary

Purchase

17,687

27.2053 USD

USD 1 ordinary

Purchase

16,961

27.1446 USD

USD 1 ordinary

Purchase

15,973

27.1704 USD

USD 1 ordinary

Purchase

15,092

27.1744 USD

USD 1 ordinary

Purchase

13,756

27.2173 USD

USD 1 ordinary

Purchase

12,564

27.2041 USD

USD 1 ordinary

Purchase

6,862

27.1920 USD

USD 1 ordinary

Purchase

3,349

27.1607 USD

USD 1 ordinary

Purchase

3,228

27.2158 USD

USD 1 ordinary

Purchase

3,071

27.1638 USD

USD 1 ordinary

Purchase

3,000

27.5000 USD

USD 1 ordinary

Purchase

2,008

27.1748 USD

USD 1 ordinary

Purchase

1,665

27.2269 USD

USD 1 ordinary

Purchase

1,392

27.3765 USD

USD 1 ordinary

Purchase

1,134

472.8000 ZAR

USD 1 ordinary

Purchase

1,088

27.3562 USD

USD 1 ordinary

Purchase

549

27.2080 USD

USD 1 ordinary

Purchase

487

27.1813 USD

USD 1 ordinary

Purchase

400

27.1720 USD

USD 1 ordinary

Purchase

370

27.2375 USD

USD 1 ordinary

Purchase

360

27.1481 USD

USD 1 ordinary

Purchase

218

27.2861 USD

USD 1 ordinary

Purchase

204

27.2047 USD

USD 1 ordinary

Purchase

113

27.2900 USD

USD 1 ordinary

Purchase

106

27.1219 USD

USD 1 ordinary

Purchase

100

27.3200 USD

USD 1 ordinary

Purchase

82

27.2700 USD

USD 1 ordinary

Purchase

69

27.1244 USD

USD 1 ordinary

Purchase

5

27.1500 USD

USD 1 ordinary

Sale

421,191

27.2710 USD

USD 1 ordinary

Sale

390,000

477.5300 ZAR

USD 1 ordinary

Sale

65,552

27.1928 USD

USD 1 ordinary

Sale

52,355

27.2051 USD

USD 1 ordinary

Sale

48,006

27.2021 USD

USD 1 ordinary

Sale

44,033

27.2272 USD

USD 1 ordinary

Sale

23,232

27.1905 USD

USD 1 ordinary

Sale

23,113

27.2012 USD

USD 1 ordinary

Sale

17,608

27.1808 USD

USD 1 ordinary

Sale

15,973

27.1704 USD

USD 1 ordinary

Sale

15,092

27.1744 USD

USD 1 ordinary

Sale

8,318

27.2278 USD

USD 1 ordinary

Sale

7,695

27.1515 USD

USD 1 ordinary

Sale

7,584

27.2070 USD

USD 1 ordinary

Sale

7,400

27.1679 USD

USD 1 ordinary

Sale

5,000

27.1995 USD

USD 1 ordinary

Sale

3,772

27.2625 USD

USD 1 ordinary

Sale

3,710

27.1500 USD

USD 1 ordinary

Sale

3,203

27.2203 USD

USD 1 ordinary

Sale

3,000

27.5000 USD

USD 1 ordinary

Sale

2,559

27.1634 USD

USD 1 ordinary

Sale

1,578

27.2369 USD

USD 1 ordinary

Sale

1,492

27.1700 USD

USD 1 ordinary

Sale

1,134

472.8000 ZAR

USD 1 ordinary

Sale

1,101

27.1434 USD

USD 1 ordinary

Sale

1,098

27.2080 USD

USD 1 ordinary

Sale

721

27.2527 USD

USD 1 ordinary

Sale

711

27.1331 USD

USD 1 ordinary

Sale

616

27.2196 USD

USD 1 ordinary

Sale

604

27.2038 USD

USD 1 ordinary

Sale

500

27.3120 USD

USD 1 ordinary

Sale

400

27.1720 USD

USD 1 ordinary

Sale

360

27.1481 USD

USD 1 ordinary

Sale

300

27.1710 USD

USD 1 ordinary

Sale

265

27.1672 USD

USD 1 ordinary

Sale

258

27.1453 USD

USD 1 ordinary

Sale

220

26.6672 USD

USD 1 ordinary

Sale

218

27.2861 USD

USD 1 ordinary

Sale

166

27.1474 USD

USD 1 ordinary

Sale

116

27.1583 USD

USD 1 ordinary

Sale

113

27.2900 USD

USD 1 ordinary

Sale

108

27.1888 USD

USD 1 ordinary

Sale

81

27.1566 USD

USD 1 ordinary

Sale

54

27.1350 USD

USD 1 ordinary

Sale

50

27.1680 USD

USD 1 ordinary

Sale

46

27.1593 USD

USD 1 ordinary

Sale

36

27.1600 USD

USD 1 ordinary

Sale

23

27.1400 USD

USD 1 ordinary

Sale

20

27.1800 USD

USD 1 ordinary

Sale

19

27.0100 USD

USD 1 ordinary

Sale

3

27.2233 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Opening Short

99,242

490.7900 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,444

462.0344 ZAR

USD 1 ordinary

SWAP

Decreasing Short

120

462.2622 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,362

462.9018 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2

464.0000 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,428

466.6421 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,095

470.3415 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,740

470.9406 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,135

471.4024 ZAR

USD 1 ordinary

SWAP

Decreasing Short

49,932

471.4464 ZAR

USD 1 ordinary

SWAP

Decreasing Short

18,298

471.4566 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,203

471.9084 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,546

472.6944 ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,265

472.8385 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,803

472.8803 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,522

473.9804 ZAR

USD 1 ordinary

SWAP

Decreasing Short

390,000

477.5777 ZAR

USD 1 ordinary

SWAP

Increasing Short

2

463.9211 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,428

466.5627 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,333

469.9692 ZAR

USD 1 ordinary

SWAP

Increasing Short

17,135

471.3223 ZAR

USD 1 ordinary

SWAP

Increasing Short

49,932

471.3663 ZAR

USD 1 ordinary

SWAP

Increasing Short

18,298

471.3764 ZAR

USD 1 ordinary

SWAP

Increasing Short

4,203

471.8281 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,546

472.6141 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,803

472.8000 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,362

473.0497 ZAR

USD 1 ordinary

SWAP

Increasing Short

6,564

473.4072 ZAR

USD 1 ordinary

SWAP

Increasing Short

15,152

473.7405 ZAR

USD 1 ordinary

SWAP

Increasing Short

348,750

474.2719 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,764

474.3292 ZAR

USD 1 ordinary

CFD

Increasing Long

15,333

469.9198 ZAR

USD 1 ordinary

CFD

Increasing Long

1,362

472.9409 ZAR

USD 1 ordinary

CFD

Increasing Long

6,564

473.3575 ZAR

USD 1 ordinary

CFD

Increasing Long

15,152

473.6907 ZAR

USD 1 ordinary

CFD

Increasing Long

348,750

474.2102 ZAR

USD 1 ordinary

CFD

Increasing Long

13,764

474.2675 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,444

462.0829 ZAR

USD 1 ordinary

CFD

Decreasing Long

120

462.3223 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,362

463.0082 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,095

470.3909 ZAR

USD 1 ordinary

CFD

Decreasing Long

6,740

471.0018 ZAR

USD 1 ordinary

CFD

Decreasing Long

26,265

472.8645 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,522

474.0302 ZAR

USD 1 ordinary

CFD

Decreasing Long

390,000

477.5300 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

02 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
RETFLFVVIFLFIIS

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