14th Oct 2024 15:11
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,985,875 | 0.95% | 3,841,324 | 0.91% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,677,854 | 0.85% | 2,791,791 | 0.66% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 7,793,729 | 1.83% | 6,793,115 | 1.63% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 1 ordinary | Purchase | 550,364 | 27.2067 USD | ||||
USD 1 ordinary | Purchase | 274,737 | 27.2226 USD | ||||
USD 1 ordinary | Purchase | 141,210 | 27.2231 USD | ||||
USD 1 ordinary | Purchase | 99,227 | 27.1136 USD | ||||
USD 1 ordinary | Purchase | 56,585 | 27.2140 USD | ||||
USD 1 ordinary | Purchase | 33,004 | 27.2284 USD | ||||
USD 1 ordinary | Purchase | 17,583 | 27.1982 USD | ||||
USD 1 ordinary | Purchase | 11,779 | 27.1032 USD | ||||
USD 1 ordinary | Purchase | 10,884 | 27.2134 USD | ||||
USD 1 ordinary | Purchase | 8,704 | 27.1213 USD | ||||
USD 1 ordinary | Purchase | 7,667 | 27.2144 USD | ||||
USD 1 ordinary | Purchase | 6,446 | 27.0127 USD | ||||
USD 1 ordinary | Purchase | 3,758 | 27.2795 USD | ||||
USD 1 ordinary | Purchase | 3,688 | 27.0437 USD | ||||
USD 1 ordinary | Purchase | 3,308 | 27.2444 USD | ||||
USD 1 ordinary | Purchase | 2,541 | 27.0424 USD | ||||
USD 1 ordinary | Purchase | 1,410 | 27.2297 USD | ||||
USD 1 ordinary | Purchase | 1,228 | 27.0600 USD | ||||
USD 1 ordinary | Purchase | 1,182 | 27.1958 USD | ||||
USD 1 ordinary | Purchase | 1,100 | 27.1800 USD | ||||
USD 1 ordinary | Purchase | 605 | 27.2948 USD | ||||
USD 1 ordinary | Purchase | 432 | 27.2405 USD | ||||
USD 1 ordinary | Purchase | 212 | 27.2175 USD | ||||
USD 1 ordinary | Purchase | 181 | 27.3400 USD | ||||
USD 1 ordinary | Purchase | 158 | 27.1399 USD | ||||
USD 1 ordinary | Purchase | 137 | 27.2090 USD | ||||
USD 1 ordinary | Purchase | 100 | 27.0800 USD | ||||
USD 1 ordinary | Purchase | 29 | 27.2200 USD | ||||
USD 1 ordinary | Purchase | 25 | 27.2500 USD | ||||
USD 1 ordinary | Purchase | 19 | 27.3100 USD | ||||
USD 1 ordinary | Sale | 738,014 | 27.1889 USD | ||||
USD 1 ordinary | Sale | 66,620 | 27.2075 USD | ||||
USD 1 ordinary | Sale | 52,578 | 27.2197 USD | ||||
USD 1 ordinary | Sale | 51,613 | 27.2224 USD | ||||
USD 1 ordinary | Sale | 47,467 | 27.2027 USD | ||||
USD 1 ordinary | Sale | 32,353 | 27.2001 USD | ||||
USD 1 ordinary | Sale | 31,782 | 27.2000 USD | ||||
USD 1 ordinary | Sale | 21,513 | 27.2025 USD | ||||
USD 1 ordinary | Sale | 16,871 | 27.1832 USD | ||||
USD 1 ordinary | Sale | 15,209 | 27.2254 USD | ||||
USD 1 ordinary | Sale | 12,776 | 27.2233 USD | ||||
USD 1 ordinary | Sale | 11,524 | 27.2702 USD | ||||
USD 1 ordinary | Sale | 11,108 | 27.2438 USD | ||||
USD 1 ordinary | Sale | 10,679 | 27.3017 USD | ||||
USD 1 ordinary | Sale | 10,624 | 27.2848 USD | ||||
USD 1 ordinary | Sale | 9,686 | 27.2866 USD | ||||
USD 1 ordinary | Sale | 9,213 | 27.2306 USD | ||||
USD 1 ordinary | Sale | 8,616 | 27.2199 USD | ||||
USD 1 ordinary | Sale | 8,330 | 27.2024 USD | ||||
USD 1 ordinary | Sale | 7,868 | 27.2878 USD | ||||
USD 1 ordinary | Sale | 7,124 | 27.2534 USD | ||||
USD 1 ordinary | Sale | 6,806 | 27.2018 USD | ||||
USD 1 ordinary | Sale | 4,720 | 27.2815 USD | ||||
USD 1 ordinary | Sale | 4,551 | 27.2066 USD | ||||
USD 1 ordinary | Sale | 4,252 | 27.2195 USD | ||||
USD 1 ordinary | Sale | 4,014 | 27.2921 USD | ||||
USD 1 ordinary | Sale | 3,944 | 27.2455 USD | ||||
USD 1 ordinary | Sale | 3,548 | 27.1360 USD | ||||
USD 1 ordinary | Sale | 3,400 | 27.2900 USD | ||||
USD 1 ordinary | Sale | 2,715 | 27.3301 USD | ||||
USD 1 ordinary | Sale | 2,320 | 27.2181 USD | ||||
USD 1 ordinary | Sale | 2,142 | 27.2527 USD | ||||
USD 1 ordinary | Sale | 1,639 | 27.2752 USD | ||||
USD 1 ordinary | Sale | 1,505 | 27.2253 USD | ||||
USD 1 ordinary | Sale | 1,410 | 27.2297 USD | ||||
USD 1 ordinary | Sale | 834 | 27.2113 USD | ||||
USD 1 ordinary | Sale | 821 | 27.1540 USD | ||||
USD 1 ordinary | Sale | 768 | 27.2692 USD | ||||
USD 1 ordinary | Sale | 765 | 27.2763 USD | ||||
USD 1 ordinary | Sale | 716 | 27.1800 USD | ||||
USD 1 ordinary | Sale | 662 | 27.2776 USD | ||||
USD 1 ordinary | Sale | 605 | 27.2948 USD | ||||
USD 1 ordinary | Sale | 585 | 27.2270 USD | ||||
USD 1 ordinary | Sale | 503 | 27.2946 USD | ||||
USD 1 ordinary | Sale | 412 | 27.2712 USD | ||||
USD 1 ordinary | Sale | 400 | 27.2450 USD | ||||
USD 1 ordinary | Sale | 345 | 27.0925 USD | ||||
USD 1 ordinary | Sale | 330 | 27.0949 USD | ||||
USD 1 ordinary | Sale | 308 | 27.2190 USD | ||||
USD 1 ordinary | Sale | 305 | 27.2804 USD | ||||
USD 1 ordinary | Sale | 300 | 27.2200 USD | ||||
USD 1 ordinary | Sale | 300 | 27.2300 USD | ||||
USD 1 ordinary | Sale | 236 | 27.2578 USD | ||||
USD 1 ordinary | Sale | 201 | 27.2749 USD | ||||
USD 1 ordinary | Sale | 200 | 27.2350 USD | ||||
USD 1 ordinary | Sale | 197 | 27.1185 USD | ||||
USD 1 ordinary | Sale | 194 | 27.1826 USD | ||||
USD 1 ordinary | Sale | 169 | 27.2771 USD | ||||
USD 1 ordinary | Sale | 152 | 27.3171 USD | ||||
USD 1 ordinary | Sale | 125 | 27.2570 USD | ||||
USD 1 ordinary | Sale | 115 | 27.2146 USD | ||||
USD 1 ordinary | Sale | 102 | 27.3000 USD | ||||
USD 1 ordinary | Sale | 100 | 27.0800 USD | ||||
USD 1 ordinary | Sale | 30 | 27.1900 USD | ||||
USD 1 ordinary | Sale | 25 | 27.2500 USD | ||||
USD 1 ordinary | Sale | 16 | 27.1537 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 2,754 | 446.6093 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 41,451 | 450.1250 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6 | 470.5999 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 20,103 | 472.3318 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 14,490 | 472.3564 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 21,824 | 472.3700 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4 | 473.6738 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32 | 473.6871 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 768 | 473.7817 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,194 | 473.9279 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 344 | 473.9768 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 36 | 474.3475 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,647 | 474.5586 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 6,622 | 475.0536 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 25,000 | 475.2321 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 58,832 | 475.9505 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,177 | 476.2372 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 72,825 | 476.3746 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 866 | 476.5053 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 13,880 | 476.5869 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 30,559 | 476.6208 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 182 | 476.6910 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,500 | 476.7234 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,267 | 477.0559 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,340 | 477.7496 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 78 | 478.2625 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,477 | 478.3432 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 254 | 478.7197 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 37,621 | 450.0800 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 41,451 | 450.1250 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6 | 470.5200 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,103 | 472.2515 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,490 | 472.2761 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,824 | 472.2896 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 4 | 473.6738 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 32 | 473.6871 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 16,194 | 473.8473 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 36 | 474.3475 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 20,647 | 474.4826 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 713,624 | 475.2154 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,000 | 475.3889 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 21,060 | 475.5309 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,598 | 475.6735 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 58,832 | 475.8695 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,177 | 476.1562 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 72,825 | 476.2936 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,880 | 476.5059 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 30,559 | 476.5398 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,500 | 476.6424 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 25,000 | 476.9939 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 13,135 | 477.6517 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 78 | 478.1812 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,080 | 480.2306 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 20,647 | 474.4328 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 713,624 | 475.1536 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 21,060 | 475.4691 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 24,598 | 475.6236 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,135 | 477.6016 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 2,080 | 480.1201 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 768 | 473.8907 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 344 | 474.0384 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 866 | 476.5553 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 182 | 476.7529 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,267 | 477.1060 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,340 | 477.7998 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 14 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays