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Form 8.3 - AngloGold Ashanti plc

14th Oct 2024 15:11

RNS Number : 1111I
Barclays PLC
14 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,985,875

0.95%

3,841,324

0.91%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,677,854

0.85%

2,791,791

0.66%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

7,793,729

1.83%

6,793,115

1.63%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

550,364

27.2067 USD

USD 1 ordinary

Purchase

274,737

27.2226 USD

USD 1 ordinary

Purchase

141,210

27.2231 USD

USD 1 ordinary

Purchase

99,227

27.1136 USD

USD 1 ordinary

Purchase

56,585

27.2140 USD

USD 1 ordinary

Purchase

33,004

27.2284 USD

USD 1 ordinary

Purchase

17,583

27.1982 USD

USD 1 ordinary

Purchase

11,779

27.1032 USD

USD 1 ordinary

Purchase

10,884

27.2134 USD

USD 1 ordinary

Purchase

8,704

27.1213 USD

USD 1 ordinary

Purchase

7,667

27.2144 USD

USD 1 ordinary

Purchase

6,446

27.0127 USD

USD 1 ordinary

Purchase

3,758

27.2795 USD

USD 1 ordinary

Purchase

3,688

27.0437 USD

USD 1 ordinary

Purchase

3,308

27.2444 USD

USD 1 ordinary

Purchase

2,541

27.0424 USD

USD 1 ordinary

Purchase

1,410

27.2297 USD

USD 1 ordinary

Purchase

1,228

27.0600 USD

USD 1 ordinary

Purchase

1,182

27.1958 USD

USD 1 ordinary

Purchase

1,100

27.1800 USD

USD 1 ordinary

Purchase

605

27.2948 USD

USD 1 ordinary

Purchase

432

27.2405 USD

USD 1 ordinary

Purchase

212

27.2175 USD

USD 1 ordinary

Purchase

181

27.3400 USD

USD 1 ordinary

Purchase

158

27.1399 USD

USD 1 ordinary

Purchase

137

27.2090 USD

USD 1 ordinary

Purchase

100

27.0800 USD

USD 1 ordinary

Purchase

29

27.2200 USD

USD 1 ordinary

Purchase

25

27.2500 USD

USD 1 ordinary

Purchase

19

27.3100 USD

USD 1 ordinary

Sale

738,014

27.1889 USD

USD 1 ordinary

Sale

66,620

27.2075 USD

USD 1 ordinary

Sale

52,578

27.2197 USD

USD 1 ordinary

Sale

51,613

27.2224 USD

USD 1 ordinary

Sale

47,467

27.2027 USD

USD 1 ordinary

Sale

32,353

27.2001 USD

USD 1 ordinary

Sale

31,782

27.2000 USD

USD 1 ordinary

Sale

21,513

27.2025 USD

USD 1 ordinary

Sale

16,871

27.1832 USD

USD 1 ordinary

Sale

15,209

27.2254 USD

USD 1 ordinary

Sale

12,776

27.2233 USD

USD 1 ordinary

Sale

11,524

27.2702 USD

USD 1 ordinary

Sale

11,108

27.2438 USD

USD 1 ordinary

Sale

10,679

27.3017 USD

USD 1 ordinary

Sale

10,624

27.2848 USD

USD 1 ordinary

Sale

9,686

27.2866 USD

USD 1 ordinary

Sale

9,213

27.2306 USD

USD 1 ordinary

Sale

8,616

27.2199 USD

USD 1 ordinary

Sale

8,330

27.2024 USD

USD 1 ordinary

Sale

7,868

27.2878 USD

USD 1 ordinary

Sale

7,124

27.2534 USD

USD 1 ordinary

Sale

6,806

27.2018 USD

USD 1 ordinary

Sale

4,720

27.2815 USD

USD 1 ordinary

Sale

4,551

27.2066 USD

USD 1 ordinary

Sale

4,252

27.2195 USD

USD 1 ordinary

Sale

4,014

27.2921 USD

USD 1 ordinary

Sale

3,944

27.2455 USD

USD 1 ordinary

Sale

3,548

27.1360 USD

USD 1 ordinary

Sale

3,400

27.2900 USD

USD 1 ordinary

Sale

2,715

27.3301 USD

USD 1 ordinary

Sale

2,320

27.2181 USD

USD 1 ordinary

Sale

2,142

27.2527 USD

USD 1 ordinary

Sale

1,639

27.2752 USD

USD 1 ordinary

Sale

1,505

27.2253 USD

USD 1 ordinary

Sale

1,410

27.2297 USD

USD 1 ordinary

Sale

834

27.2113 USD

USD 1 ordinary

Sale

821

27.1540 USD

USD 1 ordinary

Sale

768

27.2692 USD

USD 1 ordinary

Sale

765

27.2763 USD

USD 1 ordinary

Sale

716

27.1800 USD

USD 1 ordinary

Sale

662

27.2776 USD

USD 1 ordinary

Sale

605

27.2948 USD

USD 1 ordinary

Sale

585

27.2270 USD

USD 1 ordinary

Sale

503

27.2946 USD

USD 1 ordinary

Sale

412

27.2712 USD

USD 1 ordinary

Sale

400

27.2450 USD

USD 1 ordinary

Sale

345

27.0925 USD

USD 1 ordinary

Sale

330

27.0949 USD

USD 1 ordinary

Sale

308

27.2190 USD

USD 1 ordinary

Sale

305

27.2804 USD

USD 1 ordinary

Sale

300

27.2200 USD

USD 1 ordinary

Sale

300

27.2300 USD

USD 1 ordinary

Sale

236

27.2578 USD

USD 1 ordinary

Sale

201

27.2749 USD

USD 1 ordinary

Sale

200

27.2350 USD

USD 1 ordinary

Sale

197

27.1185 USD

USD 1 ordinary

Sale

194

27.1826 USD

USD 1 ordinary

Sale

169

27.2771 USD

USD 1 ordinary

Sale

152

27.3171 USD

USD 1 ordinary

Sale

125

27.2570 USD

USD 1 ordinary

Sale

115

27.2146 USD

USD 1 ordinary

Sale

102

27.3000 USD

USD 1 ordinary

Sale

100

27.0800 USD

USD 1 ordinary

Sale

30

27.1900 USD

USD 1 ordinary

Sale

25

27.2500 USD

USD 1 ordinary

Sale

16

27.1537 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

2,754

446.6093 ZAR

USD 1 ordinary

SWAP

Decreasing Short

41,451

450.1250 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6

470.5999 ZAR

USD 1 ordinary

SWAP

Decreasing Short

20,103

472.3318 ZAR

USD 1 ordinary

SWAP

Decreasing Short

14,490

472.3564 ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,824

472.3700 ZAR

USD 1 ordinary

SWAP

Decreasing Short

4

473.6738 ZAR

USD 1 ordinary

SWAP

Decreasing Short

32

473.6871 ZAR

USD 1 ordinary

SWAP

Decreasing Short

768

473.7817 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,194

473.9279 ZAR

USD 1 ordinary

SWAP

Decreasing Short

344

473.9768 ZAR

USD 1 ordinary

SWAP

Decreasing Short

36

474.3475 ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,647

474.5586 ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,622

475.0536 ZAR

USD 1 ordinary

SWAP

Decreasing Short

25,000

475.2321 ZAR

USD 1 ordinary

SWAP

Decreasing Short

58,832

475.9505 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,177

476.2372 ZAR

USD 1 ordinary

SWAP

Decreasing Short

72,825

476.3746 ZAR

USD 1 ordinary

SWAP

Decreasing Short

866

476.5053 ZAR

USD 1 ordinary

SWAP

Decreasing Short

13,880

476.5869 ZAR

USD 1 ordinary

SWAP

Decreasing Short

30,559

476.6208 ZAR

USD 1 ordinary

SWAP

Decreasing Short

182

476.6910 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,500

476.7234 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,267

477.0559 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,340

477.7496 ZAR

USD 1 ordinary

SWAP

Decreasing Short

78

478.2625 ZAR

USD 1 ordinary

SWAP

Decreasing Short

15,477

478.3432 ZAR

USD 1 ordinary

SWAP

Decreasing Short

254

478.7197 ZAR

USD 1 ordinary

SWAP

Increasing Short

37,621

450.0800 ZAR

USD 1 ordinary

SWAP

Increasing Short

41,451

450.1250 ZAR

USD 1 ordinary

SWAP

Increasing Short

6

470.5200 ZAR

USD 1 ordinary

SWAP

Increasing Short

20,103

472.2515 ZAR

USD 1 ordinary

SWAP

Increasing Short

14,490

472.2761 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,824

472.2896 ZAR

USD 1 ordinary

SWAP

Increasing Short

4

473.6738 ZAR

USD 1 ordinary

SWAP

Increasing Short

32

473.6871 ZAR

USD 1 ordinary

SWAP

Increasing Short

16,194

473.8473 ZAR

USD 1 ordinary

SWAP

Increasing Short

36

474.3475 ZAR

USD 1 ordinary

SWAP

Increasing Short

20,647

474.4826 ZAR

USD 1 ordinary

SWAP

Increasing Short

713,624

475.2154 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,000

475.3889 ZAR

USD 1 ordinary

SWAP

Increasing Short

21,060

475.5309 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,598

475.6735 ZAR

USD 1 ordinary

SWAP

Increasing Short

58,832

475.8695 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,177

476.1562 ZAR

USD 1 ordinary

SWAP

Increasing Short

72,825

476.2936 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,880

476.5059 ZAR

USD 1 ordinary

SWAP

Increasing Short

30,559

476.5398 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,500

476.6424 ZAR

USD 1 ordinary

SWAP

Increasing Short

25,000

476.9939 ZAR

USD 1 ordinary

SWAP

Increasing Short

13,135

477.6517 ZAR

USD 1 ordinary

SWAP

Increasing Short

78

478.1812 ZAR

USD 1 ordinary

SWAP

Increasing Short

2,080

480.2306 ZAR

USD 1 ordinary

CFD

Increasing Long

20,647

474.4328 ZAR

USD 1 ordinary

CFD

Increasing Long

713,624

475.1536 ZAR

USD 1 ordinary

CFD

Increasing Long

21,060

475.4691 ZAR

USD 1 ordinary

CFD

Increasing Long

24,598

475.6236 ZAR

USD 1 ordinary

CFD

Increasing Long

13,135

477.6016 ZAR

USD 1 ordinary

CFD

Increasing Long

2,080

480.1201 ZAR

USD 1 ordinary

CFD

Decreasing Long

768

473.8907 ZAR

USD 1 ordinary

CFD

Decreasing Long

344

474.0384 ZAR

USD 1 ordinary

CFD

Decreasing Long

866

476.5553 ZAR

USD 1 ordinary

CFD

Decreasing Long

182

476.7529 ZAR

USD 1 ordinary

CFD

Decreasing Long

15,267

477.1060 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,340

477.7998 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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