31st Oct 2024 12:40
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 30 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,788,746 | 1.14% | 4,618,773 | 1.09% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,658,319 | 1.10% | 3,277,982 | 0.77% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 9,577,065 | 2.27% | 8,056,755 | 1.90% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 537,000 | 520.7500 ZAR | ||||
USD 1 ordinary | Purchase | 432,798 | 28.8395 USD | ||||
USD 1 ordinary | Purchase | 67,994 | 28.6952 USD | ||||
USD 1 ordinary | Purchase | 32,908 | 28.6439 USD | ||||
USD 1 ordinary | Purchase | 25,676 | 29.4385 USD | ||||
USD 1 ordinary | Purchase | 20,891 | 28.6828 USD | ||||
USD 1 ordinary | Purchase | 19,194 | 29.0193 USD | ||||
USD 1 ordinary | Purchase | 10,766 | 28.6659 USD | ||||
USD 1 ordinary | Purchase | 10,487 | 28.6916 USD | ||||
USD 1 ordinary | Purchase | 6,893 | 28.6287 USD | ||||
USD 1 ordinary | Purchase | 3,586 | 28.6694 USD | ||||
USD 1 ordinary | Purchase | 3,418 | 28.6983 USD | ||||
USD 1 ordinary | Purchase | 2,952 | 29.4016 USD | ||||
USD 1 ordinary | Purchase | 2,823 | 28.6460 USD | ||||
USD 1 ordinary | Purchase | 2,411 | 28.6516 USD | ||||
USD 1 ordinary | Purchase | 1,998 | 28.6500 USD | ||||
USD 1 ordinary | Purchase | 1,507 | 29.2067 USD | ||||
USD 1 ordinary | Purchase | 1,500 | 28.6560 USD | ||||
USD 1 ordinary | Purchase | 859 | 28.7347 USD | ||||
USD 1 ordinary | Purchase | 814 | 28.6360 USD | ||||
USD 1 ordinary | Purchase | 600 | 28.6600 USD | ||||
USD 1 ordinary | Purchase | 600 | 28.7658 USD | ||||
USD 1 ordinary | Purchase | 576 | 28.6913 USD | ||||
USD 1 ordinary | Purchase | 505 | 28.6948 USD | ||||
USD 1 ordinary | Purchase | 500 | 28.6440 USD | ||||
USD 1 ordinary | Purchase | 500 | 28.6550 USD | ||||
USD 1 ordinary | Purchase | 500 | 28.6340 USD | ||||
USD 1 ordinary | Purchase | 466 | 28.6462 USD | ||||
USD 1 ordinary | Purchase | 384 | 28.6946 USD | ||||
USD 1 ordinary | Purchase | 363 | 28.6272 USD | ||||
USD 1 ordinary | Purchase | 335 | 28.6580 USD | ||||
USD 1 ordinary | Purchase | 157 | 28.7000 USD | ||||
USD 1 ordinary | Purchase | 118 | 28.6150 USD | ||||
USD 1 ordinary | Purchase | 113 | 28.6100 USD | ||||
USD 1 ordinary | Purchase | 97 | 28.6586 USD | ||||
USD 1 ordinary | Purchase | 72 | 28.6450 USD | ||||
USD 1 ordinary | Purchase | 36 | 28.6325 USD | ||||
USD 1 ordinary | Purchase | 18 | 28.6400 USD | ||||
USD 1 ordinary | Purchase | 9 | 28.6200 USD | ||||
USD 1 ordinary | Purchase | 5 | 28.8000 USD | ||||
USD 1 ordinary | Sale | 584,116 | 28.8447 USD | ||||
USD 1 ordinary | Sale | 537,000 | 520.7500 ZAR | ||||
USD 1 ordinary | Sale | 32,469 | 28.6420 USD | ||||
USD 1 ordinary | Sale | 8,633 | 28.6325 USD | ||||
USD 1 ordinary | Sale | 7,177 | 28.6497 USD | ||||
USD 1 ordinary | Sale | 3,538 | 28.6838 USD | ||||
USD 1 ordinary | Sale | 2,500 | 28.6465 USD | ||||
USD 1 ordinary | Sale | 2,268 | 28.6911 USD | ||||
USD 1 ordinary | Sale | 2,000 | 28.6500 USD | ||||
USD 1 ordinary | Sale | 1,903 | 28.7240 USD | ||||
USD 1 ordinary | Sale | 1,621 | 29.5502 USD | ||||
USD 1 ordinary | Sale | 1,439 | 29.2064 USD | ||||
USD 1 ordinary | Sale | 1,365 | 28.6309 USD | ||||
USD 1 ordinary | Sale | 775 | 29.4630 USD | ||||
USD 1 ordinary | Sale | 600 | 28.7658 USD | ||||
USD 1 ordinary | Sale | 398 | 28.7435 USD | ||||
USD 1 ordinary | Sale | 363 | 28.6272 USD | ||||
USD 1 ordinary | Sale | 353 | 28.6331 USD | ||||
USD 1 ordinary | Sale | 261 | 29.1844 USD | ||||
USD 1 ordinary | Sale | 160 | 28.6387 USD | ||||
USD 1 ordinary | Sale | 150 | 28.6400 USD | ||||
USD 1 ordinary | Sale | 131 | 28.6300 USD | ||||
USD 1 ordinary | Sale | 112 | 28.6992 USD | ||||
USD 1 ordinary | Sale | 68 | 28.8076 USD | ||||
USD 1 ordinary | Sale | 65 | 28.6800 USD | ||||
USD 1 ordinary | Sale | 61 | 28.6759 USD | ||||
USD 1 ordinary | Sale | 60 | 29.1300 USD | ||||
USD 1 ordinary | Sale | 50 | 29.2100 USD | ||||
USD 1 ordinary | Sale | 50 | 29.1480 USD | ||||
USD 1 ordinary | Sale | 41 | 28.6200 USD | ||||
USD 1 ordinary | Sale | 36 | 28.6294 USD | ||||
USD 1 ordinary | Sale | 6 | 28.6350 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 4,706 | 507.4552 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,500 | 507.5990 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 8,560 | 507.8662 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 32,656 | 508.1009 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 27,515 | 508.2305 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 18,700 | 509.4036 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 35,046 | 509.8600 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,394 | 512.3251 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,603 | 514.3877 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 336 | 514.8400 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 18,278 | 517.3124 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 63 | 517.8008 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 151 | 520.4033 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 537,000 | 520.8020 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,299 | 521.4300 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 359 | 523.4545 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,121 | 523.6779 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,800 | 506.3294 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 32,656 | 508.0146 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 27,515 | 508.1441 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35,046 | 509.7733 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 561,181 | 510.7855 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,623 | 510.9969 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,900 | 511.4549 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 6,998 | 512.9700 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 40,453 | 513.1709 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 296 | 514.7885 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 40 | 514.8400 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 18,278 | 517.2244 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,707 | 519.7792 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 151 | 520.3149 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,299 | 521.3414 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 14,534 | 522.1618 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 359 | 523.3655 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,121 | 523.5889 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,913 | 525.7753 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 3,675 | 0.0000 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 561,181 | 510.7191 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,623 | 510.9304 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 13,996 | 512.9418 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 40,453 | 513.1170 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 1,707 | 519.7246 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,534 | 522.1070 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 7,913 | 525.6544 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,706 | 507.5084 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 4,500 | 507.7158 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 8,560 | 507.9322 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 3,394 | 512.3533 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 6,998 | 512.9418 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 11,603 | 514.4417 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 63 | 517.8680 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 537,000 | 520.8039 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 2,500 | 28.6479 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 31 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays