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Form 8.3 - AngloGold Ashanti plc

24th Oct 2024 14:49

RNS Number : 5220J
Barclays PLC
24 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

23 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,098,968

0.98%

3,928,830

0.93%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,820,953

0.90%

2,450,042

0.58%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,049,921

1.91%

6,498,213

1.55%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

263,000

548.3800 ZAR

USD 1 ordinary

Purchase

93,736

30.4341 USD

USD 1 ordinary

Purchase

59,228

30.4080 USD

USD 1 ordinary

Purchase

28,479

30.2174 USD

USD 1 ordinary

Purchase

14,197

30.3449 USD

USD 1 ordinary

Purchase

10,000

543.8148 ZAR

USD 1 ordinary

Purchase

9,310

30.1284 USD

USD 1 ordinary

Purchase

7,646

30.1300 USD

USD 1 ordinary

Purchase

7,644

30.1073 USD

USD 1 ordinary

Purchase

7,186

30.1812 USD

USD 1 ordinary

Purchase

7,025

30.0684 USD

USD 1 ordinary

Purchase

6,734

30.3271 USD

USD 1 ordinary

Purchase

6,632

30.0960 USD

USD 1 ordinary

Purchase

5,488

30.0711 USD

USD 1 ordinary

Purchase

4,307

30.2392 USD

USD 1 ordinary

Purchase

3,818

30.9266 USD

USD 1 ordinary

Purchase

2,700

30.1500 USD

USD 1 ordinary

Purchase

2,339

30.0682 USD

USD 1 ordinary

Purchase

2,015

30.1756 USD

USD 1 ordinary

Purchase

1,912

30.0847 USD

USD 1 ordinary

Purchase

1,650

30.6630 USD

USD 1 ordinary

Purchase

1,574

30.3177 USD

USD 1 ordinary

Purchase

1,194

30.1275 USD

USD 1 ordinary

Purchase

1,155

30.1869 USD

USD 1 ordinary

Purchase

1,130

30.3893 USD

USD 1 ordinary

Purchase

983

30.1757 USD

USD 1 ordinary

Purchase

813

30.0676 USD

USD 1 ordinary

Purchase

700

30.0385 USD

USD 1 ordinary

Purchase

649

30.1419 USD

USD 1 ordinary

Purchase

599

30.1432 USD

USD 1 ordinary

Purchase

370

30.2562 USD

USD 1 ordinary

Purchase

366

30.2847 USD

USD 1 ordinary

Purchase

300

30.0833 USD

USD 1 ordinary

Purchase

287

30.4584 USD

USD 1 ordinary

Purchase

277

30.1946 USD

USD 1 ordinary

Purchase

267

30.3192 USD

USD 1 ordinary

Purchase

200

30.0400 USD

USD 1 ordinary

Purchase

104

30.1266 USD

USD 1 ordinary

Purchase

103

30.2956 USD

USD 1 ordinary

Purchase

100

29.9000 USD

USD 1 ordinary

Purchase

100

30.2200 USD

USD 1 ordinary

Purchase

100

30.3800 USD

USD 1 ordinary

Purchase

46

30.1330 USD

USD 1 ordinary

Purchase

32

30.1106 USD

USD 1 ordinary

Purchase

8

30.0750 USD

USD 1 ordinary

Sale

263,000

548.3800 ZAR

USD 1 ordinary

Sale

126,620

30.4074 USD

USD 1 ordinary

Sale

33,369

30.4965 USD

USD 1 ordinary

Sale

33,253

30.0843 USD

USD 1 ordinary

Sale

22,664

30.1350 USD

USD 1 ordinary

Sale

11,859

30.1841 USD

USD 1 ordinary

Sale

10,000

543.8147 ZAR

USD 1 ordinary

Sale

8,332

30.3236 USD

USD 1 ordinary

Sale

7,737

30.1304 USD

USD 1 ordinary

Sale

6,734

30.3271 USD

USD 1 ordinary

Sale

4,813

30.2048 USD

USD 1 ordinary

Sale

4,456

30.4077 USD

USD 1 ordinary

Sale

3,931

30.5253 USD

USD 1 ordinary

Sale

2,961

30.4098 USD

USD 1 ordinary

Sale

2,791

30.1586 USD

USD 1 ordinary

Sale

2,602

30.4039 USD

USD 1 ordinary

Sale

2,042

30.2957 USD

USD 1 ordinary

Sale

1,949

30.4030 USD

USD 1 ordinary

Sale

1,833

30.1113 USD

USD 1 ordinary

Sale

1,236

30.2197 USD

USD 1 ordinary

Sale

948

30.4089 USD

USD 1 ordinary

Sale

700

30.3895 USD

USD 1 ordinary

Sale

568

30.5863 USD

USD 1 ordinary

Sale

393

30.1531 USD

USD 1 ordinary

Sale

383

30.4379 USD

USD 1 ordinary

Sale

350

30.1414 USD

USD 1 ordinary

Sale

277

30.1946 USD

USD 1 ordinary

Sale

206

30.1242 USD

USD 1 ordinary

Sale

200

30.3750 USD

USD 1 ordinary

Sale

183

30.2847 USD

USD 1 ordinary

Sale

112

30.2156 USD

USD 1 ordinary

Sale

100

30.3800 USD

USD 1 ordinary

Sale

52

30.1266 USD

USD 1 ordinary

Sale

44

30.1480 USD

USD 1 ordinary

Sale

32

30.4068 USD

USD 1 ordinary

Sale

8

30.0090 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

6,672

495.7991 ZAR

USD 1 ordinary

SWAP

Decreasing Short

941

540.9269 ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,343

541.3098 ZAR

USD 1 ordinary

SWAP

Decreasing Short

40,060

541.4273 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,710

541.9421 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,450

542.2019 ZAR

USD 1 ordinary

SWAP

Decreasing Short

35,063

542.4573 ZAR

USD 1 ordinary

SWAP

Decreasing Short

24,585

542.9297 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,000

543.0167 ZAR

USD 1 ordinary

SWAP

Decreasing Short

16,336

543.2449 ZAR

USD 1 ordinary

SWAP

Decreasing Short

22,845

543.2646 ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,881

546.5136 ZAR

USD 1 ordinary

SWAP

Decreasing Short

7,326

546.9180 ZAR

USD 1 ordinary

SWAP

Decreasing Short

26,439

547.2570 ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,732

547.4974 ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,724

547.7354 ZAR

USD 1 ordinary

SWAP

Decreasing Short

263,000

548.4348 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,149

541.1869 ZAR

USD 1 ordinary

SWAP

Increasing Short

10,978

541.2878 ZAR

USD 1 ordinary

SWAP

Increasing Short

12,117

541.3230 ZAR

USD 1 ordinary

SWAP

Increasing Short

5,000

541.7668 ZAR

USD 1 ordinary

SWAP

Increasing Short

7,710

541.8500 ZAR

USD 1 ordinary

SWAP

Increasing Short

64,748

541.9957 ZAR

USD 1 ordinary

SWAP

Increasing Short

35,063

542.3651 ZAR

USD 1 ordinary

SWAP

Increasing Short

96,145

542.6418 ZAR

USD 1 ordinary

SWAP

Increasing Short

900

542.6736 ZAR

USD 1 ordinary

SWAP

Increasing Short

24,585

542.8374 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,462

543.1519 ZAR

USD 1 ordinary

SWAP

Increasing Short

22,845

543.1723 ZAR

USD 1 ordinary

SWAP

Increasing Short

3,881

546.4207 ZAR

USD 1 ordinary

SWAP

Increasing Short

26,439

547.1640 ZAR

USD 1 ordinary

SWAP

Increasing Short

11,724

547.6423 ZAR

USD 1 ordinary

SWAP

Increasing Short

1,100

548.3913 ZAR

USD 1 ordinary

SWAP

Increasing Long

2,790

34.0000 USD

USD 1 ordinary

CFD

Increasing Long

7,149

541.0624 ZAR

USD 1 ordinary

CFD

Increasing Long

10,978

541.2310 ZAR

USD 1 ordinary

CFD

Increasing Long

12,117

541.2932 ZAR

USD 1 ordinary

CFD

Increasing Long

64,748

541.9388 ZAR

USD 1 ordinary

CFD

Increasing Long

96,145

542.5712 ZAR

USD 1 ordinary

CFD

Increasing Long

3,462

543.0813 ZAR

USD 1 ordinary

CFD

Decreasing Long

941

540.9972 ZAR

USD 1 ordinary

CFD

Decreasing Long

1,343

541.3666 ZAR

USD 1 ordinary

CFD

Decreasing Long

40,060

541.4976 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,450

542.2588 ZAR

USD 1 ordinary

CFD

Decreasing Long

16,336

543.3020 ZAR

USD 1 ordinary

CFD

Decreasing Long

7,326

547.0438 ZAR

USD 1 ordinary

CFD

Decreasing Long

17,732

547.5549 ZAR

USD 1 ordinary

CFD

Decreasing Long

263,000

548.4370 ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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