24th Oct 2024 14:49
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 23 Oct 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,098,968 | 0.98% | 3,928,830 | 0.93% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,820,953 | 0.90% | 2,450,042 | 0.58% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 130,000 | 0.03% | 160,000 | 0.04% |
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| TOTAL: |
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| 8,049,921 | 1.91% | 6,498,213 | 1.55% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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USD 1 ordinary | Purchase | 263,000 | 548.3800 ZAR | ||||
USD 1 ordinary | Purchase | 93,736 | 30.4341 USD | ||||
USD 1 ordinary | Purchase | 59,228 | 30.4080 USD | ||||
USD 1 ordinary | Purchase | 28,479 | 30.2174 USD | ||||
USD 1 ordinary | Purchase | 14,197 | 30.3449 USD | ||||
USD 1 ordinary | Purchase | 10,000 | 543.8148 ZAR | ||||
USD 1 ordinary | Purchase | 9,310 | 30.1284 USD | ||||
USD 1 ordinary | Purchase | 7,646 | 30.1300 USD | ||||
USD 1 ordinary | Purchase | 7,644 | 30.1073 USD | ||||
USD 1 ordinary | Purchase | 7,186 | 30.1812 USD | ||||
USD 1 ordinary | Purchase | 7,025 | 30.0684 USD | ||||
USD 1 ordinary | Purchase | 6,734 | 30.3271 USD | ||||
USD 1 ordinary | Purchase | 6,632 | 30.0960 USD | ||||
USD 1 ordinary | Purchase | 5,488 | 30.0711 USD | ||||
USD 1 ordinary | Purchase | 4,307 | 30.2392 USD | ||||
USD 1 ordinary | Purchase | 3,818 | 30.9266 USD | ||||
USD 1 ordinary | Purchase | 2,700 | 30.1500 USD | ||||
USD 1 ordinary | Purchase | 2,339 | 30.0682 USD | ||||
USD 1 ordinary | Purchase | 2,015 | 30.1756 USD | ||||
USD 1 ordinary | Purchase | 1,912 | 30.0847 USD | ||||
USD 1 ordinary | Purchase | 1,650 | 30.6630 USD | ||||
USD 1 ordinary | Purchase | 1,574 | 30.3177 USD | ||||
USD 1 ordinary | Purchase | 1,194 | 30.1275 USD | ||||
USD 1 ordinary | Purchase | 1,155 | 30.1869 USD | ||||
USD 1 ordinary | Purchase | 1,130 | 30.3893 USD | ||||
USD 1 ordinary | Purchase | 983 | 30.1757 USD | ||||
USD 1 ordinary | Purchase | 813 | 30.0676 USD | ||||
USD 1 ordinary | Purchase | 700 | 30.0385 USD | ||||
USD 1 ordinary | Purchase | 649 | 30.1419 USD | ||||
USD 1 ordinary | Purchase | 599 | 30.1432 USD | ||||
USD 1 ordinary | Purchase | 370 | 30.2562 USD | ||||
USD 1 ordinary | Purchase | 366 | 30.2847 USD | ||||
USD 1 ordinary | Purchase | 300 | 30.0833 USD | ||||
USD 1 ordinary | Purchase | 287 | 30.4584 USD | ||||
USD 1 ordinary | Purchase | 277 | 30.1946 USD | ||||
USD 1 ordinary | Purchase | 267 | 30.3192 USD | ||||
USD 1 ordinary | Purchase | 200 | 30.0400 USD | ||||
USD 1 ordinary | Purchase | 104 | 30.1266 USD | ||||
USD 1 ordinary | Purchase | 103 | 30.2956 USD | ||||
USD 1 ordinary | Purchase | 100 | 29.9000 USD | ||||
USD 1 ordinary | Purchase | 100 | 30.2200 USD | ||||
USD 1 ordinary | Purchase | 100 | 30.3800 USD | ||||
USD 1 ordinary | Purchase | 46 | 30.1330 USD | ||||
USD 1 ordinary | Purchase | 32 | 30.1106 USD | ||||
USD 1 ordinary | Purchase | 8 | 30.0750 USD | ||||
USD 1 ordinary | Sale | 263,000 | 548.3800 ZAR | ||||
USD 1 ordinary | Sale | 126,620 | 30.4074 USD | ||||
USD 1 ordinary | Sale | 33,369 | 30.4965 USD | ||||
USD 1 ordinary | Sale | 33,253 | 30.0843 USD | ||||
USD 1 ordinary | Sale | 22,664 | 30.1350 USD | ||||
USD 1 ordinary | Sale | 11,859 | 30.1841 USD | ||||
USD 1 ordinary | Sale | 10,000 | 543.8147 ZAR | ||||
USD 1 ordinary | Sale | 8,332 | 30.3236 USD | ||||
USD 1 ordinary | Sale | 7,737 | 30.1304 USD | ||||
USD 1 ordinary | Sale | 6,734 | 30.3271 USD | ||||
USD 1 ordinary | Sale | 4,813 | 30.2048 USD | ||||
USD 1 ordinary | Sale | 4,456 | 30.4077 USD | ||||
USD 1 ordinary | Sale | 3,931 | 30.5253 USD | ||||
USD 1 ordinary | Sale | 2,961 | 30.4098 USD | ||||
USD 1 ordinary | Sale | 2,791 | 30.1586 USD | ||||
USD 1 ordinary | Sale | 2,602 | 30.4039 USD | ||||
USD 1 ordinary | Sale | 2,042 | 30.2957 USD | ||||
USD 1 ordinary | Sale | 1,949 | 30.4030 USD | ||||
USD 1 ordinary | Sale | 1,833 | 30.1113 USD | ||||
USD 1 ordinary | Sale | 1,236 | 30.2197 USD | ||||
USD 1 ordinary | Sale | 948 | 30.4089 USD | ||||
USD 1 ordinary | Sale | 700 | 30.3895 USD | ||||
USD 1 ordinary | Sale | 568 | 30.5863 USD | ||||
USD 1 ordinary | Sale | 393 | 30.1531 USD | ||||
USD 1 ordinary | Sale | 383 | 30.4379 USD | ||||
USD 1 ordinary | Sale | 350 | 30.1414 USD | ||||
USD 1 ordinary | Sale | 277 | 30.1946 USD | ||||
USD 1 ordinary | Sale | 206 | 30.1242 USD | ||||
USD 1 ordinary | Sale | 200 | 30.3750 USD | ||||
USD 1 ordinary | Sale | 183 | 30.2847 USD | ||||
USD 1 ordinary | Sale | 112 | 30.2156 USD | ||||
USD 1 ordinary | Sale | 100 | 30.3800 USD | ||||
USD 1 ordinary | Sale | 52 | 30.1266 USD | ||||
USD 1 ordinary | Sale | 44 | 30.1480 USD | ||||
USD 1 ordinary | Sale | 32 | 30.4068 USD | ||||
USD 1 ordinary | Sale | 8 | 30.0090 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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USD 1 ordinary | SWAP | Decreasing Short | 6,672 | 495.7991 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 941 | 540.9269 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1,343 | 541.3098 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 40,060 | 541.4273 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,710 | 541.9421 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,450 | 542.2019 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 35,063 | 542.4573 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 24,585 | 542.9297 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,000 | 543.0167 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,336 | 543.2449 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 22,845 | 543.2646 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,881 | 546.5136 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7,326 | 546.9180 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 26,439 | 547.2570 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 17,732 | 547.4974 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 11,724 | 547.7354 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 263,000 | 548.4348 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,149 | 541.1869 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 10,978 | 541.2878 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 12,117 | 541.3230 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,000 | 541.7668 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 7,710 | 541.8500 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 64,748 | 541.9957 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 35,063 | 542.3651 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 96,145 | 542.6418 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 900 | 542.6736 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 24,585 | 542.8374 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,462 | 543.1519 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 22,845 | 543.1723 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 3,881 | 546.4207 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 26,439 | 547.1640 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 11,724 | 547.6423 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 1,100 | 548.3913 ZAR | |||
USD 1 ordinary | SWAP | Increasing Long | 2,790 | 34.0000 USD | |||
USD 1 ordinary | CFD | Increasing Long | 7,149 | 541.0624 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 10,978 | 541.2310 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 12,117 | 541.2932 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 64,748 | 541.9388 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 96,145 | 542.5712 ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 3,462 | 543.0813 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 941 | 540.9972 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 1,343 | 541.3666 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 40,060 | 541.4976 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,450 | 542.2588 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 16,336 | 543.3020 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 7,326 | 547.0438 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 17,732 | 547.5549 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 263,000 | 548.4370 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 24 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays