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Form 8.3 - American Axle & Manufacturing Holdings

14th Feb 2025 15:00

RNS Number : 2297X
Citadel Group
14 February 2025
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

AMERICAN AXLE MANUFACTURING HOLDINGS INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

13 February 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES

DOWLAIS GROUP PLC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Common Stock

ISIN US0240611030

USD 0.01 common

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,035,214

0.88

567,367

0.48

(2) Cash-settled derivatives:

 

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

478,500

0.40

556,600

0.47

 

TOTAL:

1,513,714

1.28

1,123,967

0.95

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Common

Buy Transaction

102

4.7300 USD

Common

Buy Transaction

197

4.7308 USD

Common

Buy Transaction

2,547

4.7315 USD

Common

Buy Transaction

46

4.7350 USD

Common

Buy Transaction

238

4.7355 USD

Common

Buy Transaction

35

4.7366 USD

Common

Buy Transaction

638

4.7381 USD

Common

Buy Transaction

1,900

4.7392 USD

Common

Buy Transaction

1,601

4.7400 USD

Common

Buy Transaction

1,100

4.7405 USD

Common

Buy Transaction

86

4.7414 USD

Common

Buy Transaction

4,024

4.7420 USD

Common

Buy Transaction

1,100

4.7427 USD

Common

Buy Transaction

1,248

4.7427 USD

Common

Buy Transaction

1,259

4.7434 USD

Common

Buy Transaction

196

4.7435 USD

Common

Buy Transaction

498

4.7435 USD

Common

Buy Transaction

171

4.7435 USD

Common

Buy Transaction

3,830

4.7437 USD

Common

Buy Transaction

5

4.7440 USD

Common

Buy Transaction

800

4.7444 USD

Common

Buy Transaction

770

4.7445 USD

Common

Buy Transaction

5,083

4.7445 USD

Common

Buy Transaction

2,032

4.7446 USD

Common

Buy Transaction

4,319

4.7447 USD

Common

Buy Transaction

156

4.7447 USD

Common

Buy Transaction

1,353

4.7449 USD

Common

Buy Transaction

202

4.7450 USD

Common

Buy Transaction

100

4.7450 USD

Common

Buy Transaction

21,933

4.7453 USD

Common

Buy Transaction

4,100

4.7454 USD

Common

Buy Transaction

887

4.7454 USD

Common

Buy Transaction

5,956

4.7455 USD

Common

Buy Transaction

2,378

4.7455 USD

Common

Buy Transaction

179

4.7455 USD

Common

Buy Transaction

391

4.7455 USD

Common

Buy Transaction

2,435

4.7458 USD

Common

Buy Transaction

303

4.7466 USD

Common

Buy Transaction

1,409

4.7470 USD

Common

Buy Transaction

7,054

4.7470 USD

Common

Buy Transaction

47,011

4.7470 USD

Common

Buy Transaction

18,802

4.7470 USD

Common

Buy Transaction

1,939

4.7473 USD

Common

Buy Transaction

1,260

4.7475 USD

Common

Buy Transaction

3,145

4.7476 USD

Common

Buy Transaction

319

4.7477 USD

Common

Buy Transaction

1,840

4.7482 USD

Common

Buy Transaction

549

4.7482 USD

Common

Buy Transaction

18,258

4.7484 USD

Common

Buy Transaction

2,739

4.7484 USD

Common

Buy Transaction

7,307

4.7484 USD

Common

Buy Transaction

220

4.7485 USD

Common

Buy Transaction

451

4.7487 USD

Common

Buy Transaction

10,301

4.7489 USD

Common

Buy Transaction

1,373

4.7490 USD

Common

Buy Transaction

638

4.7491 USD

Common

Buy Transaction

81

4.7492 USD

Common

Buy Transaction

286

4.7495 USD

Common

Buy Transaction

2,287

4.7495 USD

Common

Buy Transaction

386

4.7497 USD

Common

Buy Transaction

5,507

4.7498 USD

Common

Buy Transaction

2,554

4.7498 USD

Common

Buy Transaction

48,045

4.7500 USD

Common

Buy Transaction

5,241

4.7507 USD

Common

Buy Transaction

2,365

4.7510 USD

Common

Buy Transaction

1,768

4.7510 USD

Common

Buy Transaction

262

4.7511 USD

Common

Buy Transaction

722

4.7511 USD

Common

Buy Transaction

553

4.7514 USD

Common

Buy Transaction

1,434

4.7514 USD

Common

Buy Transaction

9,431

4.7514 USD

Common

Buy Transaction

3,598

4.7514 USD

Common

Buy Transaction

1,594

4.7514 USD

Common

Buy Transaction

3,774

4.7515 USD

Common

Buy Transaction

983

4.7516 USD

Common

Buy Transaction

1,486

4.7516 USD

Common

Buy Transaction

2,291

4.7521 USD

Common

Buy Transaction

989

4.7521 USD

Common

Buy Transaction

396

4.7528 USD

Common

Buy Transaction

77

4.7529 USD

Common

Buy Transaction

585

4.7531 USD

Common

Buy Transaction

475

4.7532 USD

Common

Buy Transaction

70

4.7534 USD

Common

Buy Transaction

122

4.7536 USD

Common

Buy Transaction

1,600

4.7538 USD

Common

Buy Transaction

64

4.7539 USD

Common

Buy Transaction

2,272

4.7540 USD

Common

Buy Transaction

700

4.7543 USD

Common

Buy Transaction

451

4.7543 USD

Common

Buy Transaction

1,448

4.7546 USD

Common

Buy Transaction

13,767

4.7548 USD

Common

Buy Transaction

1,196

4.7548 USD

Common

Buy Transaction

47

4.7549 USD

Common

Buy Transaction

32

4.7550 USD

Common

Buy Transaction

2,930

4.7550 USD

Common

Buy Transaction

1,171

4.7551 USD

Common

Buy Transaction

440

4.7551 USD

Common

Buy Transaction

4,097

4.7552 USD

Common

Buy Transaction

621

4.7553 USD

Common

Buy Transaction

1,640

4.7553 USD

Common

Buy Transaction

65

4.7559 USD

Common

Buy Transaction

17

4.7562 USD

Common

Buy Transaction

1,663

4.7563 USD

Common

Buy Transaction

3,287

4.7566 USD

Common

Buy Transaction

686

4.7566 USD

Common

Buy Transaction

246

4.7568 USD

Common

Buy Transaction

2,636

4.7569 USD

Common

Buy Transaction

394

4.7569 USD

Common

Buy Transaction

1,054

4.7569 USD

Common

Buy Transaction

637

4.7571 USD

Common

Buy Transaction

100

4.7571 USD

Common

Buy Transaction

150

4.7573 USD

Common

Buy Transaction

279

4.7577 USD

Common

Buy Transaction

111

4.7579 USD

Common

Buy Transaction

131

4.7584 USD

Common

Buy Transaction

1,798

4.7584 USD

Common

Buy Transaction

800

4.7588 USD

Common

Buy Transaction

1,101

4.7588 USD

Common

Buy Transaction

2,089

4.7590 USD

Common

Buy Transaction

186

4.7592 USD

Common

Buy Transaction

2,414

4.7593 USD

Common

Buy Transaction

1,230

4.7594 USD

Common

Buy Transaction

20

4.7595 USD

Common

Buy Transaction

340

4.7596 USD

Common

Buy Transaction

904

4.7596 USD

Common

Buy Transaction

2,581

4.7596 USD

Common

Buy Transaction

2,266

4.7597 USD

Common

Buy Transaction

713

4.7597 USD

Common

Buy Transaction

6,438

4.7597 USD

Common

Buy Transaction

952

4.7597 USD

Common

Buy Transaction

20

4.7598 USD

Common

Buy Transaction

803

4.7598 USD

Common

Buy Transaction

60

4.7598 USD

Common

Buy Transaction

1,489

4.7600 USD

Common

Buy Transaction

131

4.7600 USD

Common

Buy Transaction

317

4.7601 USD

Common

Buy Transaction

5,094

4.7604 USD

Common

Buy Transaction

767

4.7605 USD

Common

Buy Transaction

2,037

4.7605 USD

Common

Buy Transaction

1,317

4.7606 USD

Common

Buy Transaction

1,807

4.7607 USD

Common

Buy Transaction

16

4.7609 USD

Common

Buy Transaction

626

4.7620 USD

Common

Buy Transaction

7,588

4.7624 USD

Common

Buy Transaction

2,757

4.7625 USD

Common

Buy Transaction

7

4.7629 USD

Common

Buy Transaction

453

4.7635 USD

Common

Buy Transaction

11,654

4.7636 USD

Common

Buy Transaction

2,937

4.7636 USD

Common

Buy Transaction

1,183

4.7637 USD

Common

Buy Transaction

1,228

4.7641 USD

Common

Buy Transaction

1,794

4.7643 USD

Common

Buy Transaction

1,684

4.7657 USD

Common

Buy Transaction

49

4.7658 USD

Common

Buy Transaction

5

4.7660 USD

Common

Buy Transaction

1,873

4.7662 USD

Common

Buy Transaction

130

4.7662 USD

Common

Buy Transaction

329

4.7663 USD

Common

Buy Transaction

940

4.7664 USD

Common

Buy Transaction

21

4.7667 USD

Common

Buy Transaction

224

4.7668 USD

Common

Buy Transaction

1,759

4.7669 USD

Common

Buy Transaction

36

4.7669 USD

Common

Buy Transaction

1,929

4.7677 USD

Common

Buy Transaction

1,283

4.7682 USD

Common

Buy Transaction

600

4.7683 USD

Common

Buy Transaction

953

4.7696 USD

Common

Buy Transaction

2,263

4.7697 USD

Common

Buy Transaction

199

4.7699 USD

Common

Buy Transaction

1,747

4.7699 USD

Common

Buy Transaction

1,143

4.7700 USD

Common

Buy Transaction

56

4.7702 USD

Common

Buy Transaction

74

4.7704 USD

Common

Buy Transaction

488

4.7706 USD

Common

Buy Transaction

197

4.7707 USD

Common

Buy Transaction

21

4.7710 USD

Common

Buy Transaction

5,518

4.7710 USD

Common

Buy Transaction

14,710

4.7710 USD

Common

Buy Transaction

36,775

4.7710 USD

Common

Buy Transaction

1,105

4.7710 USD

Common

Buy Transaction

1,506

4.7718 USD

Common

Buy Transaction

35

4.7729 USD

Common

Buy Transaction

181

4.7735 USD

Common

Buy Transaction

73

4.7736 USD

Common

Buy Transaction

3,658

4.7744 USD

Common

Buy Transaction

23,883

4.7745 USD

Common

Buy Transaction

9,578

4.7746 USD

Common

Buy Transaction

330

4.7750 USD

Common

Buy Transaction

18

4.7756 USD

Common

Buy Transaction

1,783

4.7757 USD

Common

Buy Transaction

4,451

4.7757 USD

Common

Buy Transaction

669

4.7758 USD

Common

Buy Transaction

135

4.7759 USD

Common

Buy Transaction

1,563

4.7762 USD

Common

Buy Transaction

1,118

4.7764 USD

Common

Buy Transaction

29,371

4.7766 USD

Common

Buy Transaction

5,876

4.7766 USD

Common

Buy Transaction

78,337

4.7766 USD

Common

Buy Transaction

195,840

4.7766 USD

Common

Buy Transaction

311

4.7777 USD

Common

Buy Transaction

476

4.7779 USD

Common

Buy Transaction

534

4.7779 USD

Common

Buy Transaction

351

4.7786 USD

Common

Buy Transaction

385

4.7787 USD

Common

Buy Transaction

688

4.7798 USD

Common

Buy Transaction

204

4.7799 USD

Common

Buy Transaction

629

4.7800 USD

Common

Buy Transaction

4,399

4.7801 USD

Common

Buy Transaction

1,200

4.7801 USD

Common

Buy Transaction

1,778

4.7801 USD

Common

Buy Transaction

600

4.7810 USD

Common

Buy Transaction

117

4.7828 USD

Common

Buy Transaction

260

4.7850 USD

Common

Buy Transaction

55

4.7851 USD

Common

Buy Transaction

1,502

4.7900 USD

Common

Buy Transaction

40

4.7900 USD

Common

Buy Transaction

176

4.7914 USD

Common

Buy Transaction

140

4.7936 USD

Common

Buy Transaction

40

4.7950 USD

Common

Buy Transaction

220

4.7993 USD

Common

Buy Transaction

59

4.8000 USD

Common

Buy Transaction

166

4.8005 USD

Common

Buy Transaction

702

4.8035 USD

Common

Buy Transaction

1

4.8050 USD

Common

Buy Transaction

56

4.8089 USD

Common

Buy Transaction

169

4.8100 USD

Common

Buy Transaction

800

4.8113 USD

Common

Buy Transaction

164

4.8300 USD

Common

Buy Transaction

1

4.9000 USD

Common

Buy Transaction

1

4.9200 USD

Common

Buy Transaction

1

5.0000 USD

Common

DVP Transaction

30

4.7300 USD

Common

DVP Transaction

41,566

4.7500 USD

Common

DVP Transaction

90

4.7517 USD

Common

DVP Transaction

67

4.7539 USD

Common

DVP Transaction

30

4.7550 USD

Common

DVP Transaction

108

4.7556 USD

Common

DVP Transaction

60

4.7650 USD

Common

DVP Transaction

5

4.7700 USD

Common

DVP Transaction

18

4.7706 USD

Common

DVP Transaction

8

4.7725 USD

Common

DVP Transaction

2

4.7750 USD

Common

DVP Transaction

200

4.7793 USD

Common

DVP Transaction

1

4.7800 USD

Common

DVP Transaction

202

4.7847 USD

Common

DVP Transaction

6

4.7850 USD

Common

DVP Transaction

21

4.7900 USD

Common

DVP Transaction

1

4.8100 USD

Common

DVP Transaction

24

4.8133 USD

Common

DVP Transaction

1,440

4.8200 USD

Common

DVP Transaction

1

4.8700 USD

Common

DVP Transaction

1

4.9300 USD

Common

DVP Transaction

1

4.9400 USD

Common

DVP Transaction

1

4.9700 USD

Common

DVP Transaction

39

4.9708 USD

Common

RVP Transaction

38,060

4.7500 USD

Common

RVP Transaction

3,813

4.7516 USD

Common

RVP Transaction

388

4.7538 USD

Common

RVP Transaction

17

4.7700 USD

Common

RVP Transaction

14

4.7779 USD

Common

RVP Transaction

1

4.7900 USD

Common

RVP Transaction

2

4.7950 USD

Common

RVP Transaction

16

4.8100 USD

Common

RVP Transaction

180

4.8167 USD

Common

RVP Transaction

1,388

4.8200 USD

Common

RVP Transaction

1

4.8700 USD

Common

RVP Transaction

1

4.9300 USD

Common

RVP Transaction

1

4.9400 USD

Common

RVP Transaction

1

4.9700 USD

Common

RVP Transaction

39

4.9708 USD

Common

Sell Transaction

101

4.7300 USD

Common

Sell Transaction

120

4.7314 USD

Common

Sell Transaction

22

4.7323 USD

Common

Sell Transaction

600

4.7350 USD

Common

Sell Transaction

339

4.7353 USD

Common

Sell Transaction

1,099

4.7364 USD

Common

Sell Transaction

300

4.7364 USD

Common

Sell Transaction

7,842

4.7377 USD

Common

Sell Transaction

104

4.7389 USD

Common

Sell Transaction

98

4.7392 USD

Common

Sell Transaction

53

4.7392 USD

Common

Sell Transaction

1,037

4.7400 USD

Common

Sell Transaction

210

4.7405 USD

Common

Sell Transaction

6,774

4.7420 USD

Common

Sell Transaction

108

4.7423 USD

Common

Sell Transaction

810

4.7426 USD

Common

Sell Transaction

1,734

4.7443 USD

Common

Sell Transaction

5,781

4.7486 USD

Common

Sell Transaction

5,219

4.7490 USD

Common

Sell Transaction

1,000

4.7491 USD

Common

Sell Transaction

1,711

4.7492 USD

Common

Sell Transaction

5,407

4.7498 USD

Common

Sell Transaction

5,507

4.7498 USD

Common

Sell Transaction

30,492

4.7500 USD

Common

Sell Transaction

43

4.7502 USD

Common

Sell Transaction

2,600

4.7506 USD

Common

Sell Transaction

3,100

4.7506 USD

Common

Sell Transaction

1,700

4.7512 USD

Common

Sell Transaction

400

4.7525 USD

Common

Sell Transaction

3,700

4.7535 USD

Common

Sell Transaction

229

4.7538 USD

Common

Sell Transaction

711

4.7541 USD

Common

Sell Transaction

2,722

4.7541 USD

Common

Sell Transaction

1,127

4.7544 USD

Common

Sell Transaction

77

4.7550 USD

Common

Sell Transaction

2,894

4.7553 USD

Common

Sell Transaction

368

4.7554 USD

Common

Sell Transaction

600

4.7567 USD

Common

Sell Transaction

804

4.7571 USD

Common

Sell Transaction

1,772

4.7577 USD

Common

Sell Transaction

500

4.7580 USD

Common

Sell Transaction

1,100

4.7582 USD

Common

Sell Transaction

682

4.7583 USD

Common

Sell Transaction

27

4.7593 USD

Common

Sell Transaction

202

4.7598 USD

Common

Sell Transaction

3,564

4.7600 USD

Common

Sell Transaction

1,565

4.7605 USD

Common

Sell Transaction

489

4.7605 USD

Common

Sell Transaction

10

4.7610 USD

Common

Sell Transaction

785

4.7611 USD

Common

Sell Transaction

900

4.7611 USD

Common

Sell Transaction

700

4.7614 USD

Common

Sell Transaction

1,000

4.7620 USD

Common

Sell Transaction

572

4.7624 USD

Common

Sell Transaction

600

4.7633 USD

Common

Sell Transaction

8,659

4.7638 USD

Common

Sell Transaction

43

4.7642 USD

Common

Sell Transaction

1,100

4.7645 USD

Common

Sell Transaction

3,600

4.7650 USD

Common

Sell Transaction

3,727

4.7655 USD

Common

Sell Transaction

486

4.7668 USD

Common

Sell Transaction

58

4.7669 USD

Common

Sell Transaction

5,700

4.7669 USD

Common

Sell Transaction

61

4.7675 USD

Common

Sell Transaction

198

4.7676 USD

Common

Sell Transaction

2,722

4.7681 USD

Common

Sell Transaction

7,948

4.7681 USD

Common

Sell Transaction

7

4.7686 USD

Common

Sell Transaction

682

4.7688 USD

Common

Sell Transaction

2,031

4.7695 USD

Common

Sell Transaction

239

4.7695 USD

Common

Sell Transaction

312

4.7698 USD

Common

Sell Transaction

1,722

4.7700 USD

Common

Sell Transaction

914

4.7700 USD

Common

Sell Transaction

39,437

4.7704 USD

Common

Sell Transaction

481

4.7715 USD

Common

Sell Transaction

25,853

4.7718 USD

Common

Sell Transaction

600

4.7733 USD

Common

Sell Transaction

424

4.7738 USD

Common

Sell Transaction

402

4.7750 USD

Common

Sell Transaction

1,483

4.7763 USD

Common

Sell Transaction

8,866

4.7764 USD

Common

Sell Transaction

300

4.7767 USD

Common

Sell Transaction

1,553

4.7767 USD

Common

Sell Transaction

110

4.7773 USD

Common

Sell Transaction

1,528

4.7774 USD

Common

Sell Transaction

840

4.7776 USD

Common

Sell Transaction

3,474

4.7777 USD

Common

Sell Transaction

10,421

4.7781 USD

Common

Sell Transaction

5,310

4.7784 USD

Common

Sell Transaction

30

4.7787 USD

Common

Sell Transaction

27

4.7793 USD

Common

Sell Transaction

9,685

4.7800 USD

Common

Sell Transaction

158

4.7802 USD

Common

Sell Transaction

408

4.7831 USD

Common

Sell Transaction

500

4.7840 USD

Common

Sell Transaction

200

4.7850 USD

Common

Sell Transaction

323

4.7859 USD

Common

Sell Transaction

324

4.7862 USD

Common

Sell Transaction

900

4.7878 USD

Common

Sell Transaction

100

4.7890 USD

Common

Sell Transaction

100

4.7899 USD

Common

Sell Transaction

2,751

4.7900 USD

Common

Sell Transaction

400

4.7938 USD

Common

Sell Transaction

500

4.7960 USD

Common

Sell Transaction

108

4.7970 USD

Common

Sell Transaction

200

4.7975 USD

Common

Sell Transaction

1,971

4.7977 USD

Common

Sell Transaction

1,049

4.8000 USD

Common

Sell Transaction

201

4.8001 USD

Common

Sell Transaction

3

4.8033 USD

Common

Sell Transaction

700

4.8043 USD

Common

Sell Transaction

400

4.8050 USD

Common

Sell Transaction

73

4.8051 USD

Common

Sell Transaction

474

4.8053 USD

Common

Sell Transaction

800

4.8063 USD

Common

Sell Transaction

534

4.8065 USD

Common

Sell Transaction

1,004

4.8100 USD

Common

Sell Transaction

9,366

4.8123 USD

Common

Sell Transaction

200

4.8150 USD

Common

Sell Transaction

2,002

4.8200 USD

Common

Sell Transaction

118

4.8204 USD

Common

Sell Transaction

474

4.8216 USD

Common

Sell Transaction

600

4.8233 USD

Common

Sell Transaction

400

4.8250 USD

Common

Sell Transaction

989

4.8300 USD

Common

Sell Transaction

43

4.8350 USD

Common

Sell Transaction

301

4.8400 USD

Common

Sell Transaction

20,001

4.9000 USD

Common

Sell Transaction

100

4.9100 USD

Common

Sell Transaction

1

4.9200 USD

Common

Sell Transaction

100

4.9477 USD

Common

Sell Transaction

250

4.9491 USD

Common

Sell Transaction

150

4.9785 USD

Common

Sell Transaction

485

4.9965 USD

Common

Sell Transaction

7

4.9986 USD

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common

Call Option

Buy Transaction

10

6.0000 USD

American

2025-Feb-21

0.0900 USD

Common

Call Option

Buy Transaction

1

5.0000 USD

American

2025-Feb-21

0.1500 USD

Common

Call Option

Buy Transaction

20

5.0000 USD

American

2025-Feb-21

0.1700 USD

Common

Call Option

Buy Transaction

845

6.0000 USD

American

2025-Jul-18

0.2500 USD

Common

Put Option

Buy Transaction

10

5.0000 USD

American

2025-Feb-21

0.3700 USD

Common

Call Option

Buy Transaction

12

4.0000 USD

American

2025-Feb-21

0.8100 USD

Common

Call Option

Buy Transaction

1

4.0000 USD

American

2025-Mar-21

0.8300 USD

Common

Put Option

Buy Transaction

1

6.0000 USD

American

2025-Feb-21

1.2500 USD

Common

Put Option

Sell Transaction

10

4.0000 USD

American

2025-Feb-21

0.0500 USD

Common

Call Option

Sell Transaction

1

6.0000 USD

American

2025-Feb-21

0.0500 USD

Common

Call Option

Sell Transaction

10

7.0000 USD

American

2025-Feb-21

0.0600 USD

Common

Call Option

Sell Transaction

1

5.0000 USD

American

2025-Feb-21

0.1600 USD

Common

Call Option

Sell Transaction

10

5.0000 USD

American

2025-Feb-21

0.1700 USD

Common

Call Option

Sell Transaction

3

5.0000 USD

American

2025-Feb-21

0.2000 USD

Common

Call Option

Sell Transaction

2

5.0000 USD

American

2025-Mar-21

0.2200 USD

Common

Call Option

Sell Transaction

2

6.0000 USD

American

2025-Jul-18

0.2400 USD

Common

Call Option

Sell Transaction

38

5.0000 USD

American

2025-Apr-17

0.3500 USD

Common

Put Option

Sell Transaction

1

5.0000 USD

American

2025-Feb-21

0.4400 USD

Common

Put Option

Sell Transaction

1

5.0000 USD

American

2025-Feb-21

0.4500 USD

Common

Call Option

Sell Transaction

1

4.0000 USD

American

2025-Feb-21

0.8300 USD

Common

Call Option

Sell Transaction

1

4.0000 USD

American

2025-Jun-20

1.0500 USD

Common

Call Option

Sell Transaction

3

4.0000 USD

American

2025-Jun-20

1.1000 USD

Common

Put Option

Sell Transaction

1

6.0000 USD

American

2025-Apr-17

1.3000 USD

Common

Call Option

Sell Transaction

25

4.0000 USD

American

2026-Jul-17

1.6500 USD

Common

Call Option

Sell Transaction

5

3.0000 USD

American

2026-Jul-17

2.2500 USD

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

14 February 2025

Contact name:

Paula Santos

Telephone number*:

020 7645 9700

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

Citadel Group

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AMERICAN AXLE MANUFACTURING HOLDINGS INC

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Common

Call Option

Purchased

600

10.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Purchased

-4,900

5.0 USD

 

American

 

21/03/2025

 

Common

Put Option

Purchased

-104,200

6.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-800

7.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-100,000

7.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

700

10.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-3,900

4.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Purchased

3,000

6.0 USD

 

American

 

21/02/2025

 

Common

Call Option

Purchased

1,200

6.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Purchased

-800

5.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

300

8.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

900

5.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

400

4.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-100

7.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-7,600

5.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-1,100

5.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-8,400

5.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

50,000

6.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-5,400

4.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-1,000

6.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-4,000

3.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

2,500

10.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

-4,000

4.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

2,500

7.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

222,000

6.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Purchased

100

6.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Sold

-200

7.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Sold

-8,600

8.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-29,400

8.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Sold

-400

10.0 USD

 

American

 

17/07/2026

 

Common

Call Option

Sold

-300

5.0 USD

 

American

 

21/02/2025

 

Common

Call Option

Sold

-1,900

9.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Sold

9,200

5.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-118,700

7.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-1,700

4.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-100,700

5.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Sold

99,900

8.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Sold

-500

3.0 USD

 

American

 

17/07/2026

 

Common

Call Option

Sold

-800

12.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-2,300

5.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-2,500

4.0 USD

 

American

 

17/07/2026

 

Common

Put Option

Sold

100

4.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-200

15.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-1,500

7.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-2,700

4.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-400

4.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Sold

-3,800

6.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-2,000

7.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Sold

200

7.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-1,000

3.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Sold

7,600

6.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-13,900

5.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Sold

75,400

7.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-500

4.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-14,800

7.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Sold

1,000

4.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Sold

900

6.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Sold

-1,600

5.0 USD

 

American

 

20/06/2025

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

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