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Form 8.3 - American Axle & Manufacturing Holdings

5th Feb 2025 15:00

RNS Number : 0576W
Citadel Group
05 February 2025
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Citadel Group

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

AMERICAN AXLE MANUFACTURING HOLDINGS INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

4 February 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES, DOWLAIS GROUP PLC

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Common Stock

ISIN US0240611030

USD 0.01 common

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

907,630

0.77

1,070,327

0.91

(2) Cash-settled derivatives:

 

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

404,300

0.34

544,700

0.46

 

TOTAL:

1,311,930

1.11

1,615,027

1.37

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Common

Buy Transaction

409

4.8800 USD

Common

Buy Transaction

600

4.8900 USD

Common

Buy Transaction

686

4.8905 USD

Common

Buy Transaction

3,800

4.8957 USD

Common

Buy Transaction

34

4.9000 USD

Common

Buy Transaction

3,830

4.9026 USD

Common

Buy Transaction

992

4.9074 USD

Common

Buy Transaction

200

4.9100 USD

Common

Buy Transaction

100

4.9116 USD

Common

Buy Transaction

10

4.9200 USD

Common

Buy Transaction

570

4.9298 USD

Common

Buy Transaction

210

4.9300 USD

Common

Buy Transaction

1,520

4.9315 USD

Common

Buy Transaction

1,000

4.9320 USD

Common

Buy Transaction

2,398

4.9348 USD

Common

Buy Transaction

5,103

4.9357 USD

Common

Buy Transaction

35

4.9380 USD

Common

Buy Transaction

2,738

4.9382 USD

Common

Buy Transaction

19

4.9400 USD

Common

Buy Transaction

728

4.9422 USD

Common

Buy Transaction

211

4.9422 USD

Common

Buy Transaction

474

4.9450 USD

Common

Buy Transaction

3,200

4.9456 USD

Common

Buy Transaction

342

4.9458 USD

Common

Buy Transaction

8,010

4.9472 USD

Common

Buy Transaction

358

4.9474 USD

Common

Buy Transaction

92

4.9491 USD

Common

Buy Transaction

700

4.9543 USD

Common

Buy Transaction

711

4.9544 USD

Common

Buy Transaction

500

4.9545 USD

Common

Buy Transaction

1,790

4.9599 USD

Common

Buy Transaction

500

4.9600 USD

Common

Buy Transaction

6,000

4.9604 USD

Common

Buy Transaction

2,636

4.9628 USD

Common

Buy Transaction

161

4.9632 USD

Common

Buy Transaction

226

4.9650 USD

Common

Buy Transaction

11,449

4.9669 USD

Common

Buy Transaction

11

4.9673 USD

Common

Buy Transaction

1,242

4.9676 USD

Common

Buy Transaction

300

4.9700 USD

Common

Buy Transaction

400

4.9725 USD

Common

Buy Transaction

187

4.9733 USD

Common

Buy Transaction

200

4.9750 USD

Common

Buy Transaction

1,538

4.9752 USD

Common

Buy Transaction

14

4.9771 USD

Common

Buy Transaction

38,997

4.9785 USD

Common

Buy Transaction

7,659

4.9789 USD

Common

Buy Transaction

112,186

4.9791 USD

Common

Buy Transaction

925

4.9800 USD

Common

Buy Transaction

1,135

4.9813 USD

Common

Buy Transaction

421

4.9816 USD

Common

Buy Transaction

962

4.9836 USD

Common

Buy Transaction

285

4.9839 USD

Common

Buy Transaction

3,271

4.9840 USD

Common

Buy Transaction

9,949

4.9865 USD

Common

Buy Transaction

53

4.9866 USD

Common

Buy Transaction

1,009

4.9873 USD

Common

Buy Transaction

1,124

4.9876 USD

Common

Buy Transaction

1,070

4.9880 USD

Common

Buy Transaction

36

4.9897 USD

Common

Buy Transaction

401

4.9898 USD

Common

Buy Transaction

200

4.9900 USD

Common

Buy Transaction

4,917

4.9918 USD

Common

Buy Transaction

1,913

4.9935 USD

Common

Buy Transaction

1,888

4.9950 USD

Common

Buy Transaction

1,040

4.9954 USD

Common

Buy Transaction

3,706

4.9958 USD

Common

Buy Transaction

13,226

4.9961 USD

Common

Buy Transaction

592

4.9961 USD

Common

Buy Transaction

4,974

4.9972 USD

Common

Buy Transaction

2,850

4.9975 USD

Common

Buy Transaction

138

5.0000 USD

Common

Buy Transaction

65

5.0005 USD

Common

Buy Transaction

1,850

5.0015 USD

Common

Buy Transaction

163

5.0025 USD

Common

Buy Transaction

408

5.0027 USD

Common

Buy Transaction

1,472

5.0036 USD

Common

Buy Transaction

66

5.0041 USD

Common

Buy Transaction

55

5.0044 USD

Common

Buy Transaction

58

5.0053 USD

Common

Buy Transaction

2,351

5.0055 USD

Common

Buy Transaction

626

5.0064 USD

Common

Buy Transaction

571

5.0065 USD

Common

Buy Transaction

7,737

5.0067 USD

Common

Buy Transaction

304

5.0070 USD

Common

Buy Transaction

12

5.0092 USD

Common

Buy Transaction

580

5.0095 USD

Common

Buy Transaction

2,431

5.0100 USD

Common

Buy Transaction

10

5.0110 USD

Common

Buy Transaction

2,008

5.0120 USD

Common

Buy Transaction

14,257

5.0124 USD

Common

Buy Transaction

14

5.0125 USD

Common

Buy Transaction

64

5.0128 USD

Common

Buy Transaction

167

5.0131 USD

Common

Buy Transaction

421

5.0131 USD

Common

Buy Transaction

500

5.0155 USD

Common

Buy Transaction

5,489

5.0160 USD

Common

Buy Transaction

79

5.0169 USD

Common

Buy Transaction

503

5.0170 USD

Common

Buy Transaction

1,212

5.0174 USD

Common

Buy Transaction

202

5.0175 USD

Common

Buy Transaction

4,009

5.0191 USD

Common

Buy Transaction

100

5.0200 USD

Common

Buy Transaction

48,964

5.0210 USD

Common

Buy Transaction

11,294

5.0213 USD

Common

Buy Transaction

6,129

5.0217 USD

Common

Buy Transaction

1,927

5.0224 USD

Common

Buy Transaction

56

5.0228 USD

Common

Buy Transaction

90

5.0228 USD

Common

Buy Transaction

145

5.0237 USD

Common

Buy Transaction

1,501

5.0237 USD

Common

Buy Transaction

517

5.0237 USD

Common

Buy Transaction

1,300

5.0238 USD

Common

Buy Transaction

365

5.0239 USD

Common

Buy Transaction

209

5.0247 USD

Common

Buy Transaction

52

5.0262 USD

Common

Buy Transaction

483

5.0269 USD

Common

Buy Transaction

612

5.0269 USD

Common

Buy Transaction

208

5.0269 USD

Common

Buy Transaction

32,860

5.0273 USD

Common

Buy Transaction

134

5.0274 USD

Common

Buy Transaction

338

5.0274 USD

Common

Buy Transaction

13

5.0281 USD

Common

Buy Transaction

397

5.0293 USD

Common

Buy Transaction

540

5.0296 USD

Common

Buy Transaction

1,709

5.0299 USD

Common

Buy Transaction

1

5.0300 USD

Common

Buy Transaction

18

5.0311 USD

Common

Buy Transaction

648

5.0317 USD

Common

Buy Transaction

12

5.0317 USD

Common

Buy Transaction

67,335

5.0324 USD

Common

Buy Transaction

429

5.0331 USD

Common

Buy Transaction

2,529

5.0334 USD

Common

Buy Transaction

100

5.0334 USD

Common

Buy Transaction

5,600

5.0339 USD

Common

Buy Transaction

748

5.0344 USD

Common

Buy Transaction

4

5.0350 USD

Common

Buy Transaction

118

5.0367 USD

Common

Buy Transaction

45

5.0369 USD

Common

Buy Transaction

295

5.0373 USD

Common

Buy Transaction

95

5.0380 USD

Common

Buy Transaction

254

5.0384 USD

Common

Buy Transaction

636

5.0384 USD

Common

Buy Transaction

107

5.0393 USD

Common

Buy Transaction

1,944

5.0400 USD

Common

Buy Transaction

405

5.0400 USD

Common

Buy Transaction

6,400

5.0401 USD

Common

Buy Transaction

56

5.0425 USD

Common

Buy Transaction

294

5.0426 USD

Common

Buy Transaction

972

5.0430 USD

Common

Buy Transaction

1,266

5.0442 USD

Common

Buy Transaction

167

5.0444 USD

Common

Buy Transaction

207

5.0449 USD

Common

Buy Transaction

43

5.0452 USD

Common

Buy Transaction

1,366

5.0452 USD

Common

Buy Transaction

541

5.0453 USD

Common

Buy Transaction

22

5.0455 USD

Common

Buy Transaction

101

5.0466 USD

Common

Buy Transaction

2,079

5.0466 USD

Common

Buy Transaction

1,358

5.0470 USD

Common

Buy Transaction

651

5.0472 USD

Common

Buy Transaction

450

5.0496 USD

Common

Buy Transaction

1,309

5.0500 USD

Common

Buy Transaction

4

5.0550 USD

Common

Buy Transaction

91

5.0560 USD

Common

Buy Transaction

28

5.0575 USD

Common

Buy Transaction

138

5.0575 USD

Common

Buy Transaction

911

5.0579 USD

Common

Buy Transaction

362

5.0579 USD

Common

Buy Transaction

487

5.0581 USD

Common

Buy Transaction

1,493

5.0584 USD

Common

Buy Transaction

1

5.0600 USD

Common

Buy Transaction

1,000

5.0601 USD

Common

Buy Transaction

505

5.0604 USD

Common

Buy Transaction

76

5.0650 USD

Common

Buy Transaction

261

5.0652 USD

Common

Buy Transaction

343

5.0655 USD

Common

Buy Transaction

300

5.0667 USD

Common

Buy Transaction

93

5.0668 USD

Common

Buy Transaction

64

5.0675 USD

Common

Buy Transaction

65

5.0675 USD

Common

Buy Transaction

132

5.0676 USD

Common

Buy Transaction

419

5.0686 USD

Common

Buy Transaction

954

5.0698 USD

Common

Buy Transaction

2,454

5.0700 USD

Common

Buy Transaction

263

5.0756 USD

Common

Buy Transaction

1

5.0800 USD

Common

Buy Transaction

122

5.0807 USD

Common

Buy Transaction

451

5.0900 USD

Common

Buy Transaction

100

5.0950 USD

Common

Buy Transaction

144,570

5.1000 USD

Common

DVP Transaction

3,621

4.8900 USD

Common

DVP Transaction

316

4.9100 USD

Common

DVP Transaction

7,476

4.9657 USD

Common

DVP Transaction

20

4.9700 USD

Common

DVP Transaction

25

4.9840 USD

Common

DVP Transaction

48

4.9881 USD

Common

DVP Transaction

18

4.9950 USD

Common

DVP Transaction

38

4.9953 USD

Common

DVP Transaction

20

5.0000 USD

Common

DVP Transaction

31

5.0035 USD

Common

DVP Transaction

39

5.0103 USD

Common

DVP Transaction

32

5.0125 USD

Common

DVP Transaction

30

5.0133 USD

Common

DVP Transaction

2,827

5.0150 USD

Common

DVP Transaction

43

5.0353 USD

Common

DVP Transaction

20

5.0400 USD

Common

DVP Transaction

20

5.0600 USD

Common

DVP Transaction

2

5.0800 USD

Common

DVP Transaction

634

5.0900 USD

Common

DVP Transaction

144,570

5.1000 USD

Common

DVP Transaction

5

5.1160 USD

Common

RVP Transaction

10

4.8900 USD

Common

RVP Transaction

3,605

4.8903 USD

Common

RVP Transaction

311

4.9100 USD

Common

RVP Transaction

400

4.9500 USD

Common

RVP Transaction

640

4.9600 USD

Common

RVP Transaction

726

4.9659 USD

Common

RVP Transaction

4,569

4.9674 USD

Common

RVP Transaction

1,130

4.9677 USD

Common

RVP Transaction

31

4.9700 USD

Common

RVP Transaction

2

4.9950 USD

Common

RVP Transaction

362

5.0099 USD

Common

RVP Transaction

2,827

5.0150 USD

Common

RVP Transaction

2

5.0800 USD

Common

RVP Transaction

339

5.0809 USD

Common

RVP Transaction

311

5.0900 USD

Common

RVP Transaction

144,570

5.1000 USD

Common

Sell Transaction

2,728

4.8900 USD

Common

Sell Transaction

1,970

4.8905 USD

Common

Sell Transaction

7

4.8957 USD

Common

Sell Transaction

568

4.9000 USD

Common

Sell Transaction

550

4.9016 USD

Common

Sell Transaction

524

4.9034 USD

Common

Sell Transaction

465

4.9056 USD

Common

Sell Transaction

700

4.9100 USD

Common

Sell Transaction

51

4.9112 USD

Common

Sell Transaction

554

4.9142 USD

Common

Sell Transaction

400

4.9150 USD

Common

Sell Transaction

1,030

4.9164 USD

Common

Sell Transaction

986

4.9198 USD

Common

Sell Transaction

1,500

4.9200 USD

Common

Sell Transaction

874

4.9206 USD

Common

Sell Transaction

1,118

4.9222 USD

Common

Sell Transaction

398

4.9226 USD

Common

Sell Transaction

643

4.9243 USD

Common

Sell Transaction

341

4.9294 USD

Common

Sell Transaction

400

4.9300 USD

Common

Sell Transaction

205

4.9327 USD

Common

Sell Transaction

19

4.9342 USD

Common

Sell Transaction

200

4.9350 USD

Common

Sell Transaction

483

4.9356 USD

Common

Sell Transaction

296

4.9368 USD

Common

Sell Transaction

298

4.9399 USD

Common

Sell Transaction

700

4.9400 USD

Common

Sell Transaction

500

4.9420 USD

Common

Sell Transaction

500

4.9440 USD

Common

Sell Transaction

200

4.9450 USD

Common

Sell Transaction

300

4.9467 USD

Common

Sell Transaction

493

4.9478 USD

Common

Sell Transaction

1,600

4.9500 USD

Common

Sell Transaction

7,374

4.9504 USD

Common

Sell Transaction

38

4.9511 USD

Common

Sell Transaction

2,147

4.9548 USD

Common

Sell Transaction

1,904

4.9550 USD

Common

Sell Transaction

1,151

4.9578 USD

Common

Sell Transaction

102

4.9588 USD

Common

Sell Transaction

1,257

4.9600 USD

Common

Sell Transaction

9

4.9611 USD

Common

Sell Transaction

37

4.9627 USD

Common

Sell Transaction

6,831

4.9646 USD

Common

Sell Transaction

1,210

4.9650 USD

Common

Sell Transaction

30

4.9667 USD

Common

Sell Transaction

10

4.9700 USD

Common

Sell Transaction

300

4.9733 USD

Common

Sell Transaction

264

4.9753 USD

Common

Sell Transaction

1,767

4.9756 USD

Common

Sell Transaction

102

4.9765 USD

Common

Sell Transaction

551

4.9793 USD

Common

Sell Transaction

51

4.9796 USD

Common

Sell Transaction

1,190

4.9800 USD

Common

Sell Transaction

407

4.9802 USD

Common

Sell Transaction

601

4.9822 USD

Common

Sell Transaction

845

4.9847 USD

Common

Sell Transaction

631

4.9858 USD

Common

Sell Transaction

25

4.9892 USD

Common

Sell Transaction

271

4.9893 USD

Common

Sell Transaction

10,161

4.9900 USD

Common

Sell Transaction

700

4.9929 USD

Common

Sell Transaction

268

4.9947 USD

Common

Sell Transaction

100

4.9950 USD

Common

Sell Transaction

2,400

4.9967 USD

Common

Sell Transaction

1,553

4.9981 USD

Common

Sell Transaction

617

4.9984 USD

Common

Sell Transaction

3,205

5.0000 USD

Common

Sell Transaction

6,483

5.0003 USD

Common

Sell Transaction

1,850

5.0015 USD

Common

Sell Transaction

1,850

5.0015 USD

Common

Sell Transaction

151

5.0056 USD

Common

Sell Transaction

2,824

5.0070 USD

Common

Sell Transaction

5,643

5.0093 USD

Common

Sell Transaction

771

5.0100 USD

Common

Sell Transaction

1,898

5.0117 USD

Common

Sell Transaction

2,805

5.0121 USD

Common

Sell Transaction

400

5.0125 USD

Common

Sell Transaction

2,827

5.0150 USD

Common

Sell Transaction

356

5.0159 USD

Common

Sell Transaction

2,232

5.0163 USD

Common

Sell Transaction

1,197

5.0172 USD

Common

Sell Transaction

1,333

5.0176 USD

Common

Sell Transaction

8

5.0187 USD

Common

Sell Transaction

32,159

5.0189 USD

Common

Sell Transaction

1

5.0200 USD

Common

Sell Transaction

2,514

5.0205 USD

Common

Sell Transaction

12,508

5.0240 USD

Common

Sell Transaction

2,500

5.0240 USD

Common

Sell Transaction

200

5.0250 USD

Common

Sell Transaction

152

5.0257 USD

Common

Sell Transaction

33

5.0273 USD

Common

Sell Transaction

336

5.0279 USD

Common

Sell Transaction

238

5.0285 USD

Common

Sell Transaction

176

5.0289 USD

Common

Sell Transaction

1,100

5.0300 USD

Common

Sell Transaction

405

5.0304 USD

Common

Sell Transaction

701

5.0329 USD

Common

Sell Transaction

1,192

5.0331 USD

Common

Sell Transaction

410

5.0339 USD

Common

Sell Transaction

8,734

5.0339 USD

Common

Sell Transaction

561

5.0343 USD

Common

Sell Transaction

3,118

5.0346 USD

Common

Sell Transaction

110

5.0349 USD

Common

Sell Transaction

258

5.0357 USD

Common

Sell Transaction

5

5.0360 USD

Common

Sell Transaction

7,515

5.0378 USD

Common

Sell Transaction

1,145

5.0383 USD

Common

Sell Transaction

1,000

5.0391 USD

Common

Sell Transaction

118

5.0394 USD

Common

Sell Transaction

94

5.0403 USD

Common

Sell Transaction

3,100

5.0406 USD

Common

Sell Transaction

1,613

5.0419 USD

Common

Sell Transaction

1,599

5.0420 USD

Common

Sell Transaction

272

5.0421 USD

Common

Sell Transaction

1,974

5.0422 USD

Common

Sell Transaction

8,024

5.0432 USD

Common

Sell Transaction

1,484

5.0455 USD

Common

Sell Transaction

300

5.0467 USD

Common

Sell Transaction

2,233

5.0473 USD

Common

Sell Transaction

400

5.0475 USD

Common

Sell Transaction

1,455

5.0489 USD

Common

Sell Transaction

4,929

5.0492 USD

Common

Sell Transaction

1,212

5.0495 USD

Common

Sell Transaction

195

5.0500 USD

Common

Sell Transaction

1,535

5.0518 USD

Common

Sell Transaction

1,167

5.0557 USD

Common

Sell Transaction

4,697

5.0563 USD

Common

Sell Transaction

3,944

5.0570 USD

Common

Sell Transaction

324

5.0578 USD

Common

Sell Transaction

165

5.0590 USD

Common

Sell Transaction

199

5.0600 USD

Common

Sell Transaction

506

5.0604 USD

Common

Sell Transaction

1,046

5.0609 USD

Common

Sell Transaction

4,400

5.0632 USD

Common

Sell Transaction

1,439

5.0660 USD

Common

Sell Transaction

310

5.0661 USD

Common

Sell Transaction

484

5.0699 USD

Common

Sell Transaction

903

5.0700 USD

Common

Sell Transaction

802

5.0713 USD

Common

Sell Transaction

525

5.0713 USD

Common

Sell Transaction

141

5.0796 USD

Common

Sell Transaction

1

5.0800 USD

Common

Sell Transaction

316

5.0835 USD

Common

Sell Transaction

800

5.0850 USD

Common

Sell Transaction

728

5.0900 USD

Common

Sell Transaction

746

5.0935 USD

Common

Sell Transaction

200

5.0950 USD

Common

Sell Transaction

144,570

5.1000 USD

Common

Sell Transaction

950

5.1011 USD

Common

Sell Transaction

1,318

5.1038 USD

Common

Sell Transaction

100

5.1050 USD

Common

Sell Transaction

100

5.1100 USD

Common

Sell Transaction

700

5.1116 USD

Common

Sell Transaction

300

5.1138 USD

Common

Sell Transaction

400

5.1150 USD

Common

Sell Transaction

2,200

5.1200 USD

Common

Sell Transaction

300

5.1233 USD

Common

Sell Transaction

100

5.1300 USD

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common

Call Option

Sell Transaction

10

4.0000 USD

American

2025-Apr-17

1.1000 USD

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

5 February 2025

Contact name:

Paula Santos

Telephone number*:

020 7645 9700

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

Citadel Group

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AMERICAN AXLE MANUFACTURING HOLDINGS INC

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Common

Put Option

Purchased

-5,300

4.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-6,700

5.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-4,900

5.0 USD

 

American

 

21/03/2025

 

Common

Put Option

Purchased

-1,100

5.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Purchased

2,100

6.0 USD

 

American

 

21/02/2025

 

Common

Call Option

Purchased

300

8.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-8,400

5.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

700

10.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-100

7.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Purchased

-600

6.0 USD

 

American

 

21/02/2025

 

Common

Call Option

Purchased

900

5.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

2,500

7.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-104,200

6.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

200,300

6.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Purchased

1,200

6.0 USD

 

American

 

17/04/2025

 

Common

Put Option

Purchased

-3,700

4.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Purchased

600

10.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Purchased

100

6.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-100,000

7.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-800

7.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Purchased

-800

5.0 USD

 

American

 

20/06/2025

 

Common

Put Option

Purchased

-4,000

3.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

-4,000

4.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Purchased

2,500

10.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-1,000

3.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-500

4.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-1,500

7.0 USD

 

American

 

21/03/2025

 

Common

Call Option

Sold

-200

4.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Sold

7,500

6.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-2,000

5.0 USD

 

American

 

21/02/2025

 

Common

Call Option

Sold

-118,700

7.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-29,400

8.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Sold

99,900

8.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Sold

-200

15.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-14,800

7.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-8,600

8.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-1,000

7.0 USD

 

American

 

21/02/2025

 

Common

Put Option

Sold

900

6.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Sold

-100

5.0 USD

 

American

 

21/03/2025

 

Common

Put Option

Sold

75,400

7.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-1,900

9.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-100,900

5.0 USD

 

American

 

18/07/2025

 

Common

Put Option

Sold

200

7.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-700

10.0 USD

 

American

 

17/07/2026

 

Common

Call Option

Sold

-800

12.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-200

7.0 USD

 

American

 

18/07/2025

 

Common

Call Option

Sold

-9,100

5.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-4,500

6.0 USD

 

American

 

21/03/2025

 

Common

Put Option

Sold

9,200

5.0 USD

 

American

 

17/04/2025

 

Common

Call Option

Sold

-1,000

5.0 USD

 

American

 

20/06/2025

 

Common

Call Option

Sold

-3,000

4.0 USD

 

American

 

17/04/2025

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

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