24th Mar 2025 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Citadel Group |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | N/A |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AMERICAN AXLE MANUFACTURING HOLDINGS INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | N/A |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 March 2025 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES DOWLAIS GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: Common Stock | ISIN US0240611030 USD 0.01 common | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 1,148,801 | 0.97 | 819,573 | 0.69 |
(2) Cash-settled derivatives:
| 67,036 | 0.05 | 0 | 0.00 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 2,047,500 | 1.73 | 581,000 | 0.49 |
TOTAL: | 3,263,337 | 2.75 | 1,400,573 | 1.18 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | N/A |
Details, including nature of the rights concerned and relevant percentages: | N/A |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
Common | Buy Transaction | 100 | 4.3900 USD |
Common | Buy Transaction | 500 | 4.4100 USD |
Common | Buy Transaction | 1,156 | 4.4146 USD |
Common | Buy Transaction | 53 | 4.4150 USD |
Common | Buy Transaction | 100 | 4.4200 USD |
Common | Buy Transaction | 100 | 4.4250 USD |
Common | Buy Transaction | 393 | 4.4300 USD |
Common | Buy Transaction | 20 | 4.4310 USD |
Common | Buy Transaction | 336 | 4.4350 USD |
Common | Buy Transaction | 18 | 4.4356 USD |
Common | Buy Transaction | 1,606 | 4.4400 USD |
Common | Buy Transaction | 4,218 | 4.4400 USD |
Common | Buy Transaction | 11,607 | 4.4404 USD |
Common | Buy Transaction | 318 | 4.4406 USD |
Common | Buy Transaction | 11 | 4.4418 USD |
Common | Buy Transaction | 893 | 4.4446 USD |
Common | Buy Transaction | 849 | 4.4453 USD |
Common | Buy Transaction | 96 | 4.4455 USD |
Common | Buy Transaction | 449 | 4.4455 USD |
Common | Buy Transaction | 300 | 4.4467 USD |
Common | Buy Transaction | 290 | 4.4497 USD |
Common | Buy Transaction | 46,045 | 4.4500 USD |
Common | Buy Transaction | 1,791 | 4.4519 USD |
Common | Buy Transaction | 205 | 4.4521 USD |
Common | Buy Transaction | 1,046 | 4.4534 USD |
Common | Buy Transaction | 5,246 | 4.4535 USD |
Common | Buy Transaction | 5,900 | 4.4558 USD |
Common | Buy Transaction | 3,800 | 4.4563 USD |
Common | Buy Transaction | 2,488 | 4.4621 USD |
Common | Buy Transaction | 478 | 4.4628 USD |
Common | Buy Transaction | 320 | 4.4650 USD |
Common | Buy Transaction | 210 | 4.4690 USD |
Common | Buy Transaction | 980 | 4.4716 USD |
Common | Buy Transaction | 4,093 | 4.4724 USD |
Common | Buy Transaction | 700 | 4.4729 USD |
Common | Buy Transaction | 509 | 4.4730 USD |
Common | Buy Transaction | 23 | 4.4743 USD |
Common | Buy Transaction | 500 | 4.4780 USD |
Common | Buy Transaction | 1,028 | 4.4788 USD |
Common | Buy Transaction | 1,010 | 4.4801 USD |
Common | Buy Transaction | 1,282 | 4.4804 USD |
Common | Buy Transaction | 4,057 | 4.4810 USD |
Common | Buy Transaction | 1,153 | 4.4815 USD |
Common | Buy Transaction | 600 | 4.4817 USD |
Common | Buy Transaction | 22,832 | 4.4828 USD |
Common | Buy Transaction | 800 | 4.4837 USD |
Common | Buy Transaction | 100 | 4.4850 USD |
Common | Buy Transaction | 213 | 4.4869 USD |
Common | Buy Transaction | 2,400 | 4.4883 USD |
Common | Buy Transaction | 2,004 | 4.4900 USD |
Common | Buy Transaction | 724 | 4.4928 USD |
Common | Buy Transaction | 700 | 4.4943 USD |
Common | Buy Transaction | 1,564 | 4.4950 USD |
Common | Buy Transaction | 11 | 4.4955 USD |
Common | Buy Transaction | 932 | 4.4962 USD |
Common | Buy Transaction | 33 | 4.4964 USD |
Common | Buy Transaction | 600 | 4.4983 USD |
Common | Buy Transaction | 1,298 | 4.4993 USD |
Common | Buy Transaction | 283 | 4.5010 USD |
Common | Buy Transaction | 300 | 4.5033 USD |
Common | Buy Transaction | 133 | 4.5042 USD |
Common | Buy Transaction | 1,708 | 4.5061 USD |
Common | Buy Transaction | 39 | 4.5067 USD |
Common | Buy Transaction | 1,196 | 4.5081 USD |
Common | Buy Transaction | 10 | 4.5100 USD |
Common | Buy Transaction | 1,637 | 4.5122 USD |
Common | Buy Transaction | 1,096 | 4.5139 USD |
Common | Buy Transaction | 903 | 4.5142 USD |
Common | Buy Transaction | 329 | 4.5153 USD |
Common | Buy Transaction | 138 | 4.5170 USD |
Common | Buy Transaction | 100 | 4.5210 USD |
Common | Buy Transaction | 3,893 | 4.5250 USD |
Common | Buy Transaction | 20 | 4.5263 USD |
Common | Buy Transaction | 182 | 4.5270 USD |
Common | Buy Transaction | 948 | 4.5273 USD |
Common | Buy Transaction | 2,077 | 4.5284 USD |
Common | Buy Transaction | 2,695 | 4.5297 USD |
Common | Buy Transaction | 3,847 | 4.5298 USD |
Common | Buy Transaction | 856 | 4.5300 USD |
Common | Buy Transaction | 2,843 | 4.5302 USD |
Common | Buy Transaction | 770 | 4.5329 USD |
Common | Buy Transaction | 1,493 | 4.5332 USD |
Common | Buy Transaction | 868 | 4.5336 USD |
Common | Buy Transaction | 747 | 4.5365 USD |
Common | Buy Transaction | 886 | 4.5379 USD |
Common | Buy Transaction | 610 | 4.5384 USD |
Common | Buy Transaction | 10 | 4.5400 USD |
Common | Buy Transaction | 8 | 4.5412 USD |
Common | Buy Transaction | 400 | 4.5425 USD |
Common | Buy Transaction | 533 | 4.5428 USD |
Common | Buy Transaction | 288 | 4.5428 USD |
Common | Buy Transaction | 210 | 4.5448 USD |
Common | Buy Transaction | 600 | 4.5454 USD |
Common | Buy Transaction | 140 | 4.5461 USD |
Common | Buy Transaction | 6 | 4.5475 USD |
Common | Buy Transaction | 391 | 4.5484 USD |
Common | Buy Transaction | 213 | 4.5486 USD |
Common | Buy Transaction | 182 | 4.5488 USD |
Common | Buy Transaction | 106 | 4.5492 USD |
Common | Buy Transaction | 103 | 4.5494 USD |
Common | Buy Transaction | 720 | 4.5498 USD |
Common | Buy Transaction | 373 | 4.5500 USD |
Common | Buy Transaction | 18 | 4.5522 USD |
Common | Buy Transaction | 1,137 | 4.5532 USD |
Common | Buy Transaction | 784 | 4.5537 USD |
Common | Buy Transaction | 4,173 | 4.5557 USD |
Common | Buy Transaction | 241 | 4.5559 USD |
Common | Buy Transaction | 1,080 | 4.5574 USD |
Common | Buy Transaction | 1,628 | 4.5581 USD |
Common | Buy Transaction | 309 | 4.5590 USD |
Common | Buy Transaction | 13 | 4.5615 USD |
Common | Buy Transaction | 15 | 4.5630 USD |
Common | Buy Transaction | 31 | 4.5650 USD |
Common | Buy Transaction | 6 | 4.5671 USD |
Common | Buy Transaction | 14 | 4.5673 USD |
Common | Buy Transaction | 440 | 4.5673 USD |
Common | Buy Transaction | 238 | 4.5673 USD |
Common | Buy Transaction | 237 | 4.5675 USD |
Common | Buy Transaction | 438 | 4.5675 USD |
Common | Buy Transaction | 8 | 4.5675 USD |
Common | Buy Transaction | 19 | 4.5679 USD |
Common | Buy Transaction | 5 | 4.5680 USD |
Common | Buy Transaction | 203 | 4.5683 USD |
Common | Buy Transaction | 375 | 4.5683 USD |
Common | Buy Transaction | 17 | 4.5685 USD |
Common | Buy Transaction | 55 | 4.5688 USD |
Common | Buy Transaction | 40 | 4.5700 USD |
Common | Buy Transaction | 2,009 | 4.5705 USD |
Common | Buy Transaction | 3,716 | 4.5705 USD |
Common | Buy Transaction | 144 | 4.5727 USD |
Common | Buy Transaction | 2 | 4.6100 USD |
Common | DVP Transaction | 26 | 4.4100 USD |
Common | DVP Transaction | 34 | 4.4182 USD |
Common | DVP Transaction | 14 | 4.4400 USD |
Common | DVP Transaction | 512 | 4.4498 USD |
Common | DVP Transaction | 33,229 | 4.4500 USD |
Common | DVP Transaction | 19 | 4.4521 USD |
Common | DVP Transaction | 25 | 4.4540 USD |
Common | DVP Transaction | 6 | 4.4550 USD |
Common | DVP Transaction | 11 | 4.4700 USD |
Common | DVP Transaction | 14 | 4.4800 USD |
Common | DVP Transaction | 17 | 4.4853 USD |
Common | DVP Transaction | 58 | 4.5072 USD |
Common | DVP Transaction | 2,357 | 4.5158 USD |
Common | DVP Transaction | 232 | 4.5300 USD |
Common | DVP Transaction | 27 | 4.5315 USD |
Common | DVP Transaction | 17 | 4.5353 USD |
Common | DVP Transaction | 69 | 4.5420 USD |
Common | DVP Transaction | 6 | 4.5467 USD |
Common | DVP Transaction | 17 | 4.5500 USD |
Common | DVP Transaction | 68 | 4.5578 USD |
Common | DVP Transaction | 17 | 4.5700 USD |
Common | RVP Transaction | 30 | 4.4033 USD |
Common | RVP Transaction | 108 | 4.4424 USD |
Common | RVP Transaction | 33,034 | 4.4500 USD |
Common | RVP Transaction | 1,116 | 4.4502 USD |
Common | RVP Transaction | 2,137 | 4.5300 USD |
Common | RVP Transaction | 344 | 4.5316 USD |
Common | RVP Transaction | 3 | 4.5367 USD |
Common | RVP Transaction | 3 | 4.5567 USD |
Common | Sell Transaction | 1 | 4.3900 USD |
Common | Sell Transaction | 1,070 | 4.4000 USD |
Common | Sell Transaction | 200 | 4.4100 USD |
Common | Sell Transaction | 52 | 4.4146 USD |
Common | Sell Transaction | 26,893 | 4.4195 USD |
Common | Sell Transaction | 300 | 4.4221 USD |
Common | Sell Transaction | 796 | 4.4246 USD |
Common | Sell Transaction | 300 | 4.4267 USD |
Common | Sell Transaction | 6,037 | 4.4299 USD |
Common | Sell Transaction | 659 | 4.4300 USD |
Common | Sell Transaction | 1,841 | 4.4360 USD |
Common | Sell Transaction | 18 | 4.4372 USD |
Common | Sell Transaction | 238 | 4.4400 USD |
Common | Sell Transaction | 142,036 | 4.4414 USD |
Common | Sell Transaction | 1,783 | 4.4431 USD |
Common | Sell Transaction | 1,200 | 4.4450 USD |
Common | Sell Transaction | 1,130 | 4.4492 USD |
Common | Sell Transaction | 2,216 | 4.4500 USD |
Common | Sell Transaction | 415,782 | 4.4500 USD |
Common | Sell Transaction | 943 | 4.4509 USD |
Common | Sell Transaction | 200 | 4.4525 USD |
Common | Sell Transaction | 30 | 4.4533 USD |
Common | Sell Transaction | 347 | 4.4534 USD |
Common | Sell Transaction | 500 | 4.4550 USD |
Common | Sell Transaction | 500 | 4.4570 USD |
Common | Sell Transaction | 4,015 | 4.4629 USD |
Common | Sell Transaction | 84 | 4.4642 USD |
Common | Sell Transaction | 40 | 4.4650 USD |
Common | Sell Transaction | 4,419 | 4.4671 USD |
Common | Sell Transaction | 60 | 4.4685 USD |
Common | Sell Transaction | 118 | 4.4692 USD |
Common | Sell Transaction | 781 | 4.4700 USD |
Common | Sell Transaction | 239 | 4.4700 USD |
Common | Sell Transaction | 1,086 | 4.4720 USD |
Common | Sell Transaction | 300 | 4.4733 USD |
Common | Sell Transaction | 592 | 4.4747 USD |
Common | Sell Transaction | 22,094 | 4.4748 USD |
Common | Sell Transaction | 400 | 4.4750 USD |
Common | Sell Transaction | 4,077 | 4.4772 USD |
Common | Sell Transaction | 752 | 4.4772 USD |
Common | Sell Transaction | 6,157 | 4.4793 USD |
Common | Sell Transaction | 1,130 | 4.4800 USD |
Common | Sell Transaction | 153 | 4.4810 USD |
Common | Sell Transaction | 25 | 4.4828 USD |
Common | Sell Transaction | 151 | 4.4832 USD |
Common | Sell Transaction | 300 | 4.4833 USD |
Common | Sell Transaction | 833 | 4.4844 USD |
Common | Sell Transaction | 15,110 | 4.4845 USD |
Common | Sell Transaction | 110 | 4.4845 USD |
Common | Sell Transaction | 984 | 4.4848 USD |
Common | Sell Transaction | 216 | 4.4854 USD |
Common | Sell Transaction | 3,232 | 4.4863 USD |
Common | Sell Transaction | 274 | 4.4864 USD |
Common | Sell Transaction | 199 | 4.4864 USD |
Common | Sell Transaction | 616 | 4.4887 USD |
Common | Sell Transaction | 3,948 | 4.4900 USD |
Common | Sell Transaction | 907 | 4.4903 USD |
Common | Sell Transaction | 1 | 4.4911 USD |
Common | Sell Transaction | 600 | 4.4917 USD |
Common | Sell Transaction | 996 | 4.4920 USD |
Common | Sell Transaction | 11,754 | 4.4924 USD |
Common | Sell Transaction | 852 | 4.4933 USD |
Common | Sell Transaction | 1,480 | 4.4950 USD |
Common | Sell Transaction | 75 | 4.4965 USD |
Common | Sell Transaction | 300 | 4.4967 USD |
Common | Sell Transaction | 134 | 4.4972 USD |
Common | Sell Transaction | 21 | 4.4976 USD |
Common | Sell Transaction | 9,994 | 4.4990 USD |
Common | Sell Transaction | 3,000 | 4.4999 USD |
Common | Sell Transaction | 1,275 | 4.5000 USD |
Common | Sell Transaction | 199 | 4.5003 USD |
Common | Sell Transaction | 6,345 | 4.5018 USD |
Common | Sell Transaction | 411 | 4.5019 USD |
Common | Sell Transaction | 165 | 4.5023 USD |
Common | Sell Transaction | 553 | 4.5034 USD |
Common | Sell Transaction | 1,579 | 4.5044 USD |
Common | Sell Transaction | 10 | 4.5050 USD |
Common | Sell Transaction | 3,578 | 4.5051 USD |
Common | Sell Transaction | 15,715 | 4.5067 USD |
Common | Sell Transaction | 2,806 | 4.5071 USD |
Common | Sell Transaction | 43 | 4.5074 USD |
Common | Sell Transaction | 11,072 | 4.5089 USD |
Common | Sell Transaction | 278 | 4.5160 USD |
Common | Sell Transaction | 9,970 | 4.5162 USD |
Common | Sell Transaction | 852 | 4.5166 USD |
Common | Sell Transaction | 905 | 4.5178 USD |
Common | Sell Transaction | 312 | 4.5181 USD |
Common | Sell Transaction | 858 | 4.5186 USD |
Common | Sell Transaction | 700 | 4.5200 USD |
Common | Sell Transaction | 230 | 4.5249 USD |
Common | Sell Transaction | 764 | 4.5272 USD |
Common | Sell Transaction | 1,040 | 4.5272 USD |
Common | Sell Transaction | 1,800 | 4.5283 USD |
Common | Sell Transaction | 60 | 4.5292 USD |
Common | Sell Transaction | 349 | 4.5298 USD |
Common | Sell Transaction | 566 | 4.5300 USD |
Common | Sell Transaction | 1,800 | 4.5328 USD |
Common | Sell Transaction | 1,711 | 4.5366 USD |
Common | Sell Transaction | 1,300 | 4.5369 USD |
Common | Sell Transaction | 40 | 4.5382 USD |
Common | Sell Transaction | 885 | 4.5387 USD |
Common | Sell Transaction | 900 | 4.5389 USD |
Common | Sell Transaction | 5,895 | 4.5390 USD |
Common | Sell Transaction | 1,619 | 4.5400 USD |
Common | Sell Transaction | 1,056 | 4.5420 USD |
Common | Sell Transaction | 453 | 4.5425 USD |
Common | Sell Transaction | 264 | 4.5456 USD |
Common | Sell Transaction | 1,000 | 4.5490 USD |
Common | Sell Transaction | 400 | 4.5500 USD |
Common | Sell Transaction | 994 | 4.5521 USD |
Common | Sell Transaction | 15,964 | 4.5523 USD |
Common | Sell Transaction | 17,450 | 4.5530 USD |
Common | Sell Transaction | 4,805 | 4.5540 USD |
Common | Sell Transaction | 1,336 | 4.5543 USD |
Common | Sell Transaction | 147 | 4.5562 USD |
Common | Sell Transaction | 451 | 4.5567 USD |
Common | Sell Transaction | 2,500 | 4.5580 USD |
Common | Sell Transaction | 501 | 4.5600 USD |
Common | Sell Transaction | 3,355 | 4.5610 USD |
Common | Sell Transaction | 3,746 | 4.5610 USD |
Common | Sell Transaction | 3,017 | 4.5637 USD |
Common | Sell Transaction | 1,300 | 4.5642 USD |
Common | Sell Transaction | 311 | 4.5670 USD |
Common | Sell Transaction | 1,563 | 4.5699 USD |
Common | Sell Transaction | 2,032 | 4.5700 USD |
Common | Sell Transaction | 1,800 | 4.5701 USD |
Common | Sell Transaction | 286 | 4.5720 USD |
Common | Sell Transaction | 893 | 4.5722 USD |
Common | Sell Transaction | 400 | 4.5725 USD |
Common | Sell Transaction | 230 | 4.5743 USD |
Common | Sell Transaction | 200 | 4.5750 USD |
Common | Sell Transaction | 417 | 4.5756 USD |
Common | Sell Transaction | 420 | 4.5800 USD |
Common | Sell Transaction | 2,200 | 4.5873 USD |
Common | Sell Transaction | 381 | 4.5900 USD |
Common | Sell Transaction | 100 | 4.6000 USD |
Common | Sell Transaction | 2 | 4.6100 USD |
Common | Sell Transaction | 8 | 4.6400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common | CFD | Increasing long position | 100 | 4.4600 USD |
Common | CFD | Increasing long position | 200 | 4.4900 USD |
Common | CFD | Increasing long position | 200 | 4.4928 USD |
Common | CFD | Increasing long position | 10 | 4.4950 USD |
Common | CFD | Increasing long position | 31,501 | 4.5010 USD |
Common | CFD | Increasing long position | 2,590 | 4.5074 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common | Put Option | Sell Transaction | 10 | 5.0000 USD | American | 2025-Jul-18 | 0.7500 USD |
Common | Call Option | Sell Transaction | 1 | 2.0000 USD | American | 2025-Apr-17 | 2.5500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 24 March 2025 |
Contact name: | Paula Santos |
Telephone number*: | 020 7645 9700 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | Citadel Group |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | AMERICAN AXLE MANUFACTURING HOLDINGS INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
Common | Call Option | Purchased | 1,000,000 | 5.0 USD
| American
| 20/06/2025
|
Common | Put Option | Purchased | -700 | 7.0 USD
| American
| 18/07/2025
|
Common | Call Option | Purchased | 600 | 10.0 USD
| American
| 17/04/2025
|
Common | Call Option | Purchased | 700 | 10.0 USD
| American
| 18/07/2025
|
Common | Call Option | Purchased | 246,200 | 6.0 USD
| American
| 18/07/2025
|
Common | Put Option | Purchased | -4,000 | 3.0 USD
| American
| 16/01/2026
|
Common | Call Option | Purchased | 2,300 | 7.0 USD
| American
| 20/06/2025
|
Common | Put Option | Purchased | -3,800 | 4.0 USD
| American
| 17/04/2025
|
Common | Put Option | Purchased | -1,400 | 5.0 USD
| American
| 20/06/2025
|
Common | Call Option | Purchased | 900 | 5.0 USD
| American
| 16/01/2026
|
Common | Put Option | Purchased | -99,800 | 7.0 USD
| American
| 20/06/2025
|
Common | Put Option | Purchased | -800 | 5.0 USD
| American
| 17/04/2025
|
Common | Put Option | Purchased | -300 | 5.0 USD
| American
| 17/10/2025
|
Common | Put Option | Purchased | -1,000 | 4.0 USD
| American
| 16/01/2026
|
Common | Put Option | Purchased | -8,400 | 5.0 USD
| American
| 16/01/2026
|
Common | Call Option | Purchased | 2,500 | 10.0 USD
| American
| 16/01/2026
|
Common | Put Option | Purchased | -5,400 | 4.0 USD
| American
| 18/07/2025
|
Common | Call Option | Purchased | 9,800 | 5.0 USD
| American
| 20/06/2025
|
Common | Call Option | Purchased | 600,000 | 6.0 USD
| American
| 18/07/2025
|
Common | Put Option | Purchased | -4,300 | 4.0 USD
| American
| 20/06/2025
|
Common | Call Option | Purchased | 300 | 8.0 USD
| American
| 20/06/2025
|
Common | Put Option | Purchased | -104,200 | 6.0 USD
| American
| 20/06/2025
|
Common | Call Option | Sold | -3,400 | 10.0 USD
| American
| 17/07/2026
|
Common | Call Option | Sold | -12,700 | 7.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -1,000 | 3.0 USD
| American
| 16/01/2026
|
Common | Call Option | Sold | -100,900 | 5.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -800 | 12.0 USD
| American
| 16/01/2026
|
Common | Call Option | Sold | -8,800 | 4.0 USD
| American
| 20/06/2025
|
Common | Put Option | Sold | 7,600 | 6.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -100 | 6.0 USD
| American
| 17/10/2025
|
Common | Call Option | Sold | -118,200 | 7.0 USD
| American
| 16/01/2026
|
Common | Put Option | Sold | 99,900 | 8.0 USD
| American
| 20/06/2025
|
Common | Call Option | Sold | -29,400 | 8.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -1,900 | 9.0 USD
| American
| 17/04/2025
|
Common | Put Option | Sold | 1,000 | 6.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -31,700 | 5.0 USD
| American
| 17/07/2026
|
Common | Call Option | Sold | -500 | 4.0 USD
| American
| 16/01/2026
|
Common | Call Option | Sold | -200 | 7.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -100 | 2.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -3,600 | 4.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -8,600 | 8.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -1,700 | 6.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -4,200 | 4.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -500 | 3.0 USD
| American
| 17/07/2026
|
Common | Put Option | Sold | 74,900 | 7.0 USD
| American
| 16/01/2026
|
Common | Call Option | Sold | -2,000 | 6.0 USD
| American
| 20/06/2025
|
Common | Put Option | Sold | 800 | 5.0 USD
| American
| 18/07/2025
|
Common | Call Option | Sold | -200 | 15.0 USD
| American
| 16/01/2026
|
Common | Call Option | Sold | -13,900 | 5.0 USD
| American
| 17/04/2025
|
Common | Call Option | Sold | -2,500 | 4.0 USD
| American
| 17/07/2026
|
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Dowlais