8th Oct 2014 16:53
FORM 8.3 AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,679,408 | 1.98% | 4,833,427 | 0.82% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,116,631 | 0.36% | 5,045,788 | 0.86% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,661,310 | 0.28% | 2,354,226 | 0.40% | |||||||
| TOTAL: | 15,457,349 | 2.62% | 12,233,441 | 2.08% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 90 | 261.9340 USD | ||||
| ORD | Purchase | 134 | 54.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 192 | 261.9900 USD | ||||
| ORD | Purchase | 210 | 54.5250 GBP | ||||
| ORD | Purchase | 228 | 54.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 259.2400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 259.3900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 260.7100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.4900 USD | ||||
| ORD | Purchase | 320 | 54.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 408 | 261.8808 USD | ||||
| ORD (traded as ADR) | Purchase | 510 | 259.1000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 260.6600 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 261.6275 USD | ||||
| ORD | Purchase | 807 | 54.5700 GBP | ||||
| ORD | Purchase | 848 | 54.6000 GBP | ||||
| ORD | Purchase | 893 | 54.5590 GBP | ||||
| ORD | Purchase | 900 | 54.2333 GBP | ||||
| ORD | Purchase | 900 | 54.3333 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 259.3348 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 262.0971 USD | ||||
| ORD | Purchase | 910 | 54.4073 GBP | ||||
| ORD (traded as ADR) | Purchase | 918 | 260.0362 USD | ||||
| ORD (traded as ADR) | Purchase | 1,104 | 261.7474 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 260.7400 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 262.1700 USD | ||||
| ORD | Purchase | 1,203 | 54.4750 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,272 | 259.3569 USD | ||||
| ORD (traded as ADR) | Purchase | 1,455 | 260.7784 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 260.3512 USD | ||||
| ORD | Purchase | 1,566 | 54.2000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,689 | 259.3394 USD | ||||
| ORD (traded as ADR) | Purchase | 1,692 | 260.3778 USD | ||||
| ORD (traded as ADR) | Purchase | 1,701 | 261.7320 USD | ||||
| ORD (traded as ADR) | Purchase | 1,908 | 259.4246 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 259.2687 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 260.4213 USD | ||||
| ORD | Purchase | 3,000 | 54.2600 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 259.5088 USD | ||||
| ORD (traded as ADR) | Purchase | 4,095 | 259.2489 USD | ||||
| ORD (traded as ADR) | Purchase | 4,113 | 260.1818 USD | ||||
| ORD | Purchase | 4,370 | 54.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 259.4026 USD | ||||
| ORD (traded as ADR) | Purchase | 4,740 | 259.4063 USD | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 259.7017 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 260.4774 USD | ||||
| ORD | Purchase | 5,596 | 54.2758 GBP | ||||
| ORD | Purchase | 5,632 | 54.5500 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,835 | 260.9947 USD | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 260.1520 USD | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 260.1044 USD | ||||
| ORD (traded as ADR) | Purchase | 7,125 | 262.1633 USD | ||||
| ORD (traded as ADR) | Purchase | 8,700 | 262.1868 USD | ||||
| ORD | Purchase | 9,487 | 54.2454 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 259.3349 USD | ||||
| ORD (traded as ADR) | Purchase | 11,109 | 259.5216 USD | ||||
| ORD (traded as ADR) | Purchase | 11,784 | 261.1898 USD | ||||
| ORD | Purchase | 14,881 | 54.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,075 | 262.1712 USD | ||||
| ORD | Purchase | 18,254 | 54.3619 GBP | ||||
| ORD (traded as ADR) | Purchase | 20,883 | 260.4310 USD | ||||
| ORD | Purchase | 23,190 | 54.5890 GBP | ||||
| ORD | Purchase | 23,497 | 54.3380 GBP | ||||
| ORD | Purchase | 24,682 | 54.2296 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,813 | 259.8340 USD | ||||
| ORD | Purchase | 25,000 | 54.4959 GBP | ||||
| ORD | Purchase | 38,932 | 54.5378 GBP | ||||
| ORD | Purchase | 39,032 | 54.3782 GBP | ||||
| ORD (traded as ADR) | Purchase | 42,600 | 259.8942 USD | ||||
| ORD (traded as ADR) | Purchase | 43,302 | 259.4931 USD | ||||
| ORD (traded as ADR) | Purchase | 55,452 | 261.3400 USD | ||||
| ORD (traded as ADR) | Purchase | 57,117 | 260.7500 USD | ||||
| ORD (traded as ADR) | Purchase | 57,201 | 260.1502 USD | ||||
| ORD (traded as ADR) | Purchase | 63,000 | 259.8636 USD | ||||
| ORD | Purchase | 75,522 | 54.5387 GBP | ||||
| ORD | Purchase | 76,929 | 54.5334 GBP | ||||
| ORD (traded as ADR) | Purchase | 78,000 | 260.6646 USD | ||||
| ORD (traded as ADR) | Purchase | 100,800 | 259.8523 USD | ||||
| ORD (traded as ADR) | Purchase | 144,180 | 259.4823 USD | ||||
| ORD | Purchase | 163,597 | 54.5301 GBP | ||||
| ORD | Purchase | 657,400 | 54.4764 GBP | ||||
| ORD | Sale | 160 | 54.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 204 | 261.7500 USD | ||||
| ORD | Sale | 210 | 54.5250 GBP | ||||
| ORD | Sale | 228 | 54.1500 GBP | ||||
| ORD | Sale | 270 | 54.4750 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 258.8600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 259.2200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 259.4040 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.7200 USD | ||||
| ORD | Sale | 566 | 54.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 570 | 259.5710 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 260.5100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 261.7603 USD | ||||
| ORD (traded as ADR) | Sale | 603 | 259.3213 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 259.1800 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 259.3136 USD | ||||
| ORD | Sale | 985 | 54.5336 GBP | ||||
| ORD (traded as ADR) | Sale | 1,197 | 259.3244 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 260.1450 USD | ||||
| ORD | Sale | 1,333 | 54.5500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 259.9820 USD | ||||
| ORD | Sale | 1,749 | 54.2357 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 259.3646 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 259.4231 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 260.4203 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 259.8931 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 260.4213 USD | ||||
| ORD | Sale | 2,938 | 54.4543 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 259.9269 USD | ||||
| ORD (traded as ADR) | Sale | 3,510 | 260.4284 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 259.9755 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 260.4739 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 260.5002 USD | ||||
| ORD | Sale | 3,621 | 54.4329 GBP | ||||
| ORD | Sale | 3,797 | 54.4367 GBP | ||||
| ORD | Sale | 3,845 | 54.4809 GBP | ||||
| ORD | Sale | 3,881 | 54.5000 GBP | ||||
| ORD | Sale | 4,009 | 54.2139 GBP | ||||
| ORD | Sale | 4,370 | 54.4500 GBP | ||||
| ORD | Sale | 4,629 | 54.4328 GBP | ||||
| ORD (traded as ADR) | Sale | 5,100 | 259.3349 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 260.3879 USD | ||||
| ORD (traded as ADR) | Sale | 5,400 | 260.4774 USD | ||||
| ORD | Sale | 5,550 | 54.5068 GBP | ||||
| ORD (traded as ADR) | Sale | 6,789 | 259.3594 USD | ||||
| ORD (traded as ADR) | Sale | 7,641 | 260.9937 USD | ||||
| ORD (traded as ADR) | Sale | 7,884 | 259.8480 USD | ||||
| ORD | Sale | 8,766 | 54.3329 GBP | ||||
| ORD (traded as ADR) | Sale | 9,873 | 260.4409 USD | ||||
| ORD | Sale | 10,405 | 54.3732 GBP | ||||
| ORD (traded as ADR) | Sale | 12,600 | 260.1044 USD | ||||
| ORD (traded as ADR) | Sale | 16,899 | 260.1658 USD | ||||
| ORD (traded as ADR) | Sale | 18,027 | 261.1423 USD | ||||
| ORD (traded as ADR) | Sale | 19,602 | 260.2429 USD | ||||
| ORD | Sale | 19,825 | 54.3909 GBP | ||||
| ORD (traded as ADR) | Sale | 20,883 | 260.4310 USD | ||||
| ORD | Sale | 24,243 | 54.3948 GBP | ||||
| ORD | Sale | 29,281 | 54.5271 GBP | ||||
| ORD | Sale | 35,143 | 54.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 57,117 | 260.7500 USD | ||||
| ORD | Sale | 75,281 | 54.5388 GBP | ||||
| ORD | Sale | 75,455 | 54.5327 GBP | ||||
| ORD | Sale | 90,899 | 54.5712 GBP | ||||
| ORD (traded as ADR) | Sale | 96,000 | 259.8592 USD | ||||
| ORD | Sale | 112,243 | 54.4993 GBP | ||||
| ORD | Sale | 132,631 | 54.5262 GBP | ||||
| ORD | Sale | 132,673 | 54.4401 GBP | ||||
| ORD | Sale | 167,468 | 54.4960 GBP | ||||
| ORD | Sale | 259,348 | 54.4681 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 608 | 54.2330 GBP | |||||
| ORD | SWAP | Long | 985 | 54.5336 GBP | |||||
| ORD | SWAP | Long | 4,472 | 54.4994 GBP | |||||
| ORD | CFD | Long | 5,397 | 54.4924 GBP | |||||
| ORD | CFD | Long | 4,009 | 54.2139 GBP | |||||
| ORD | SWAP | Long | 13,569 | 54.4349 GBP | |||||
| ORD | CFD | Long | 7,425 | 54.3144 GBP | |||||
| ORD | CFD | Short | 893 | 54.5590 GBP | |||||
| ORD | SWAP | Short | 4,144 | 54.5208 GBP | |||||
| ORD | SWAP | Short | 6,576 | 54.5290 GBP | |||||
| ORD | CFD | Short | 26,062 | 54.5812 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 31,000 | 250 USD | American | 22 Nov 2014 | 19.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 800 | 190 USD | American | 22 Nov 2014 | 0.8875 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 250 USD | American | 18 Oct 2014 | 3.3240 USD | ||||||||
| ADR | Put Options | Purchasing | 22,600 | 250 USD | American | 22 Nov 2014 | 9.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 33,300 | 252.5 USD | American | 18 Oct 2014 | 3.4462 USD | ||||||||
| ADR | Put Options | Purchasing | 30,600 | 255 USD | American | 22 Nov 2014 | 10.8000 USD | ||||||||
| ADR | Put Options | Purchasing | 9,100 | 257.5 USD | American | 18 Oct 2014 | 4.5000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 220 USD | American | 17 Jan 2015 | 5.6000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 8 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,670 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,042 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -31,000 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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