4th Jun 2025 15:27
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 03 Jun 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | QUALCOMM INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,872,836 | 0.51% | 17,549,263 | 2.30% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 16,049,404 | 2.10% | 3,662,001 | 0.48% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 19,922,240 | 2.61% | 21,211,264 | 2.78% |
Class of relevant security: | Senior unsecured convertible bond | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,200,000 | 2.13% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 3,200,000 | 2.13% | 0 | 0.00% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 38,381 | 1.4185 GBP | ||||
1p ordinary | Purchase | 38,096 | 1.4025 GBP | ||||
1p ordinary | Purchase | 36,498 | 1.4201 GBP | ||||
1p ordinary | Purchase | 29,698 | 1.4159 GBP | ||||
1p ordinary | Purchase | 22,039 | 1.4036 GBP | ||||
1p ordinary | Purchase | 19,200 | 1.3982 GBP | ||||
1p ordinary | Purchase | 11,881 | 1.4150 GBP | ||||
1p ordinary | Purchase | 11,310 | 1.4014 GBP | ||||
1p ordinary | Purchase | 10,220 | 1.4326 GBP | ||||
1p ordinary | Purchase | 9,314 | 1.4095 GBP | ||||
1p ordinary | Purchase | 6,115 | 1.4148 GBP | ||||
1p ordinary | Purchase | 6,058 | 1.4016 GBP | ||||
1p ordinary | Purchase | 5,658 | 1.4013 GBP | ||||
1p ordinary | Purchase | 4,955 | 1.4417 GBP | ||||
1p ordinary | Purchase | 3,818 | 1.4470 GBP | ||||
1p ordinary | Purchase | 2,106 | 1.4300 GBP | ||||
1p ordinary | Purchase | 2,069 | 1.4147 GBP | ||||
1p ordinary | Purchase | 2,047 | 1.3990 GBP | ||||
1p ordinary | Purchase | 1,460 | 1.4469 GBP | ||||
1p ordinary | Purchase | 1,432 | 1.4172 GBP | ||||
1p ordinary | Purchase | 997 | 1.3910 GBP | ||||
1p ordinary | Purchase | 838 | 1.4078 GBP | ||||
1p ordinary | Purchase | 542 | 1.4105 GBP | ||||
1p ordinary | Purchase | 3 | 1.4260 GBP | ||||
1p ordinary | Sale | 1,315,900 | 1.4140 GBP | ||||
1p ordinary | Sale | 90,288 | 1.4300 GBP | ||||
1p ordinary | Sale | 41,071 | 1.4191 GBP | ||||
1p ordinary | Sale | 26,881 | 1.4328 GBP | ||||
1p ordinary | Sale | 17,884 | 1.4090 GBP | ||||
1p ordinary | Sale | 16,252 | 1.4089 GBP | ||||
1p ordinary | Sale | 13,558 | 1.4210 GBP | ||||
1p ordinary | Sale | 8,032 | 1.4188 GBP | ||||
1p ordinary | Sale | 7,108 | 1.4041 GBP | ||||
1p ordinary | Sale | 5,000 | 1.4260 GBP | ||||
1p ordinary | Sale | 3,785 | 1.4145 GBP | ||||
1p ordinary | Sale | 2,899 | 1.4156 GBP | ||||
1p ordinary | Sale | 2,852 | 1.4126 GBP | ||||
1p ordinary | Sale | 2,342 | 1.4000 GBP | ||||
1p ordinary | Sale | 2,283 | 1.4108 GBP | ||||
1p ordinary | Sale | 1,994 | 1.3910 GBP | ||||
1p ordinary | Sale | 1,487 | 1.4087 GBP | ||||
1p ordinary | Sale | 1,313 | 1.4235 GBP | ||||
1p ordinary | Sale | 1,221 | 1.4100 GBP | ||||
1p ordinary | Sale | 1,089 | 1.4190 GBP | ||||
1p ordinary | Sale | 849 | 1.3920 GBP | ||||
1p ordinary | Sale | 838 | 1.4080 GBP | ||||
1p ordinary | Sale | 741 | 1.4265 GBP | ||||
1p ordinary | Sale | 345 | 1.4144 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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1p ordinary | SWAP | Increasing Long | 16,252 | 1.4089 GBP | |||
1p ordinary | SWAP | Increasing Long | 17,884 | 1.4090 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,315,900 | 1.4140 GBP | |||
1p ordinary | SWAP | Increasing Long | 460 | 1.4156 GBP | |||
1p ordinary | SWAP | Increasing Long | 5,000 | 1.4198 GBP | |||
1p ordinary | SWAP | Increasing Long | 71,990 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,551 | 1.3964 GBP | |||
1p ordinary | SWAP | Decreasing Long | 19,200 | 1.3982 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,658 | 1.4013 GBP | |||
1p ordinary | SWAP | Decreasing Long | 38,096 | 1.4025 GBP | |||
1p ordinary | SWAP | Decreasing Long | 22,039 | 1.4036 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,287 | 1.4040 GBP | |||
1p ordinary | SWAP | Decreasing Long | 14 | 1.4050 GBP | |||
1p ordinary | SWAP | Decreasing Long | 37 | 1.4178 GBP | |||
1p ordinary | SWAP | Decreasing Long | 36,498 | 1.4201 GBP | |||
1p ordinary | SWAP | Decreasing Long | 12 | 1.4225 GBP | |||
1p ordinary | SWAP | Decreasing Long | 638 | 1.4287 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,095 | 1.4291 GBP | |||
1p ordinary | SWAP | Decreasing Long | 868 | 1.4300 GBP | |||
1p ordinary | CFD | Increasing Long | 13,679 | 1.4164 GBP | |||
1p ordinary | CFD | Decreasing Long | 17,270 | 1.4137 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 04 Jun 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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