14th May 2025 15:06
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 13 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: QUALCOMM INCORPORATED | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,016,794 | 0.66% | 17,195,675 | 2.25% | |||
(2) Cash-settled derivatives: | 15,466,107 | 2.03% | 4,890,194 | 0.64% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,482,901 | 2.68% | 22,085,869 | 2.89% | |||
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Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.80% | 0 | 0.00% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 76,720 | 1.3910 GBP | ||||
1p ordinary | Purchase | 26,005 | 1.3971 GBP | ||||
1p ordinary | Purchase | 25,725 | 1.3949 GBP | ||||
1p ordinary | Purchase | 18,314 | 1.3947 GBP | ||||
1p ordinary | Purchase | 16,753 | 1.3934 GBP | ||||
1p ordinary | Purchase | 7,019 | 1.4017 GBP | ||||
1p ordinary | Purchase | 3,862 | 1.3950 GBP | ||||
1p ordinary | Purchase | 2,827 | 1.3990 GBP | ||||
1p ordinary | Purchase | 2,315 | 1.4031 GBP | ||||
1p ordinary | Purchase | 1,501 | 1.3976 GBP | ||||
1p ordinary | Purchase | 1,500 | 1.3940 GBP | ||||
1p ordinary | Purchase | 1,489 | 1.3988 GBP | ||||
1p ordinary | Purchase | 1,474 | 1.3998 GBP | ||||
1p ordinary | Purchase | 1,054 | 1.3980 GBP | ||||
1p ordinary | Purchase | 774 | 1.4050 GBP | ||||
1p ordinary | Purchase | 711 | 1.3960 GBP | ||||
1p ordinary | Purchase | 443 | 1.4000 GBP | ||||
1p ordinary | Purchase | 426 | 1.4060 GBP | ||||
1p ordinary | Purchase | 426 | 1.4065 GBP | ||||
1p ordinary | Purchase | 164 | 1.3937 GBP | ||||
1p ordinary | Purchase | 5 | 1.3920 GBP | ||||
1p ordinary | Sale | 33,065 | 1.3933 GBP | ||||
1p ordinary | Sale | 29,764 | 1.3910 GBP | ||||
1p ordinary | Sale | 23,772 | 1.3941 GBP | ||||
1p ordinary | Sale | 19,173 | 1.3913 GBP | ||||
1p ordinary | Sale | 8,751 | 1.3971 GBP | ||||
1p ordinary | Sale | 7,823 | 1.3945 GBP | ||||
1p ordinary | Sale | 7,667 | 1.4027 GBP | ||||
1p ordinary | Sale | 6,356 | 1.3964 GBP | ||||
1p ordinary | Sale | 2,130 | 1.4030 GBP | ||||
1p ordinary | Sale | 1,447 | 1.4029 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Increasing Long | 1,612 | 1.3902 GBP | |||
1p ordinary | SWAP | Increasing Long | 41,597 | 1.3910 GBP | |||
1p ordinary | SWAP | Increasing Long | 424 | 1.3917 GBP | |||
1p ordinary | SWAP | Increasing Long | 938 | 1.3970 GBP | |||
1p ordinary | SWAP | Increasing Long | 8,751 | 1.3971 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,291 | 1.3986 GBP | |||
1p ordinary | SWAP | Increasing Long | 7,667 | 1.4027 GBP | |||
1p ordinary | SWAP | Increasing Long | 10,000 | 1.4028 GBP | |||
1p ordinary | SWAP | Decreasing Long | 60,347 | 1.3910 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5 | 1.3911 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3 | 1.3933 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6 | 1.3945 GBP | |||
1p ordinary | SWAP | Decreasing Long | 18,314 | 1.3947 GBP | |||
1p ordinary | SWAP | Decreasing Long | 8,703 | 1.3949 GBP | |||
1p ordinary | SWAP | Decreasing Long | 12,808 | 1.4007 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,315 | 1.4031 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,362 | 1.4076 GBP | |||
1p ordinary | CFD | Decreasing Long | 14,345 | 1.3960 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
Alphawave IpBarclays