22nd May 2025 15:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 16 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | QUALCOMM INCORPORATED | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 4,863,403 | 0.64% | 17,235,567 | 2.26% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 15,457,341 | 2.03% | 4,669,954 | 0.61% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,320,744 | 2.66% | 21,905,521 | 2.87% | |||
Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 37,764 | 1.3934 GBP | ||||
1p ordinary | Purchase | 36,845 | 1.3829 GBP | ||||
1p ordinary | Purchase | 34,291 | 1.3886 GBP | ||||
1p ordinary | Purchase | 13,043 | 1.3900 GBP | ||||
1p ordinary | Purchase | 9,496 | 1.3899 GBP | ||||
1p ordinary | Purchase | 8,742 | 1.3890 GBP | ||||
1p ordinary | Purchase | 6,842 | 1.3924 GBP | ||||
1p ordinary | Purchase | 4,870 | 1.3929 GBP | ||||
1p ordinary | Purchase | 4,712 | 1.3959 GBP | ||||
1p ordinary | Purchase | 3,929 | 1.3896 GBP | ||||
1p ordinary | Purchase | 3,133 | 1.3680 GBP | ||||
1p ordinary | Purchase | 3,087 | 1.3912 GBP | ||||
1p ordinary | Purchase | 2,688 | 1.3770 GBP | ||||
1p ordinary | Purchase | 1,999 | 1.3780 GBP | ||||
1p ordinary | Purchase | 1,109 | 1.4110 GBP | ||||
1p ordinary | Purchase | 848 | 1.4000 GBP | ||||
1p ordinary | Purchase | 756 | 1.3860 GBP | ||||
1p ordinary | Purchase | 723 | 1.3810 GBP | ||||
1p ordinary | Purchase | 700 | 1.3960 GBP | ||||
1p ordinary | Purchase | 142 | 1.3915 GBP | ||||
1p ordinary | Purchase | 25 | 1.3990 GBP | ||||
1p ordinary | Sale | 93,845 | 1.3897 GBP | ||||
1p ordinary | Sale | 81,682 | 1.3907 GBP | ||||
1p ordinary | Sale | 40,326 | 1.3900 GBP | ||||
1p ordinary | Sale | 23,902 | 1.3919 GBP | ||||
1p ordinary | Sale | 23,836 | 1.3898 GBP | ||||
1p ordinary | Sale | 10,563 | 1.3956 GBP | ||||
1p ordinary | Sale | 4,733 | 1.3903 GBP | ||||
1p ordinary | Sale | 1,498 | 1.3935 GBP | ||||
1p ordinary | Sale | 1,362 | 1.3934 GBP | ||||
1p ordinary | Sale | 1,116 | 1.3960 GBP | ||||
1p ordinary | Sale | 1,104 | 1.3780 GBP | ||||
1p ordinary | Sale | 848 | 1.4000 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Increasing Long | 105,935 | 1.3900 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,733 | 1.3903 GBP | |||
1p ordinary | SWAP | Increasing Long | 3,721 | 1.3914 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,783 | 1.3929 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,688 | 1.3770 GBP | |||
1p ordinary | SWAP | Decreasing Long | 895 | 1.3780 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2 | 1.3875 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,929 | 1.3896 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,934 | 1.3900 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6 | 1.3901 GBP | |||
1p ordinary | SWAP | Decreasing Long | 25 | 1.3990 GBP | |||
1p ordinary | CFD | Decreasing Long | 7,021 | 1.3881 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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