13th May 2025 13:58
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 12 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: QUALCOMM INCORPORATED | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,999,846 | 0.66% | 17,228,286 | 2.27% | |||
(2) Cash-settled derivatives: | 15,501,295 | 2.04% | 4,882,454 | 0.64% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,501,141 | 2.70% | 22,110,740 | 2.91% | |||
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Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.79% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.79% | 0 | 0.00% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 94,869 | 1.3940 GBP | ||||
1p ordinary | Purchase | 51,544 | 1.4254 GBP | ||||
1p ordinary | Purchase | 48,220 | 1.4063 GBP | ||||
1p ordinary | Purchase | 42,932 | 1.4252 GBP | ||||
1p ordinary | Purchase | 40,225 | 1.4178 GBP | ||||
1p ordinary | Purchase | 26,149 | 1.4177 GBP | ||||
1p ordinary | Purchase | 25,622 | 1.4430 GBP | ||||
1p ordinary | Purchase | 24,623 | 1.4009 GBP | ||||
1p ordinary | Purchase | 20,655 | 1.4327 GBP | ||||
1p ordinary | Purchase | 15,000 | 1.3833 GBP | ||||
1p ordinary | Purchase | 12,150 | 1.3962 GBP | ||||
1p ordinary | Purchase | 7,606 | 1.3954 GBP | ||||
1p ordinary | Purchase | 4,474 | 1.4037 GBP | ||||
1p ordinary | Purchase | 3,587 | 1.4072 GBP | ||||
1p ordinary | Purchase | 2,962 | 1.4000 GBP | ||||
1p ordinary | Purchase | 1,421 | 1.3999 GBP | ||||
1p ordinary | Purchase | 1,134 | 1.4310 GBP | ||||
1p ordinary | Purchase | 785 | 1.3785 GBP | ||||
1p ordinary | Purchase | 677 | 1.3909 GBP | ||||
1p ordinary | Purchase | 669 | 1.4400 GBP | ||||
1p ordinary | Purchase | 669 | 1.4399 GBP | ||||
1p ordinary | Purchase | 563 | 1.3779 GBP | ||||
1p ordinary | Purchase | 562 | 1.3800 GBP | ||||
1p ordinary | Purchase | 281 | 1.3885 GBP | ||||
1p ordinary | Purchase | 231 | 1.3762 GBP | ||||
1p ordinary | Sale | 213,039 | 1.3938 GBP | ||||
1p ordinary | Sale | 189,984 | 1.4300 GBP | ||||
1p ordinary | Sale | 142,287 | 1.3940 GBP | ||||
1p ordinary | Sale | 62,480 | 1.4079 GBP | ||||
1p ordinary | Sale | 42,674 | 1.3917 GBP | ||||
1p ordinary | Sale | 37,374 | 1.4074 GBP | ||||
1p ordinary | Sale | 24,636 | 1.4261 GBP | ||||
1p ordinary | Sale | 20,841 | 1.4117 GBP | ||||
1p ordinary | Sale | 19,418 | 1.4021 GBP | ||||
1p ordinary | Sale | 15,031 | 1.4299 GBP | ||||
1p ordinary | Sale | 14,130 | 1.3952 GBP | ||||
1p ordinary | Sale | 6,087 | 1.4225 GBP | ||||
1p ordinary | Sale | 5,535 | 1.4352 GBP | ||||
1p ordinary | Sale | 4,459 | 1.4257 GBP | ||||
1p ordinary | Sale | 3,607 | 1.4090 GBP | ||||
1p ordinary | Sale | 3,469 | 1.4310 GBP | ||||
1p ordinary | Sale | 3,281 | 1.4345 GBP | ||||
1p ordinary | Sale | 2,800 | 1.3780 GBP | ||||
1p ordinary | Sale | 2,786 | 1.4151 GBP | ||||
1p ordinary | Sale | 669 | 1.4400 GBP | ||||
1p ordinary | Sale | 531 | 1.4350 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Increasing Long | 2,800 | 1.3780 GBP | |||
1p ordinary | SWAP | Increasing Long | 458 | 1.3860 GBP | |||
1p ordinary | SWAP | Increasing Long | 74,492 | 1.3939 GBP | |||
1p ordinary | SWAP | Increasing Long | 219,298 | 1.3940 GBP | |||
1p ordinary | SWAP | Increasing Long | 19,418 | 1.4021 GBP | |||
1p ordinary | SWAP | Increasing Long | 37,374 | 1.4074 GBP | |||
1p ordinary | SWAP | Increasing Long | 60,000 | 1.4195 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,087 | 1.4225 GBP | |||
1p ordinary | SWAP | Increasing Long | 225,000 | 1.4302 GBP | |||
1p ordinary | SWAP | Increasing Long | 14,573 | 1.4312 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,422 | 1.3892 GBP | |||
1p ordinary | SWAP | Decreasing Long | 711 | 1.3894 GBP | |||
1p ordinary | SWAP | Decreasing Long | 677 | 1.3909 GBP | |||
1p ordinary | SWAP | Decreasing Long | 50,216 | 1.3940 GBP | |||
1p ordinary | SWAP | Decreasing Long | 7,606 | 1.3954 GBP | |||
1p ordinary | SWAP | Decreasing Long | 20,000 | 1.4001 GBP | |||
1p ordinary | SWAP | Decreasing Long | 35,785 | 1.4163 GBP | |||
1p ordinary | SWAP | Decreasing Long | 26,149 | 1.4177 GBP | |||
1p ordinary | SWAP | Decreasing Long | 51,544 | 1.4254 GBP | |||
1p ordinary | SWAP | Decreasing Long | 47,994 | 1.4266 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,440 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 529 | 1.4350 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6,160 | 1.4368 GBP | |||
1p ordinary | CFD | Decreasing Long | 16,684 | 1.4053 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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