23rd May 2025 13:50
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 22 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | QUALCOMM INCORPORATED | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 4,492,729 | 0.59% | 17,093,913 | 2.24% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 15,673,497 | 2.05% | 4,307,350 | 0.56% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,166,226 | 2.64% | 21,401,263 | 2.80% | |||
Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 3,200,000 | 2.80% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 3,200,000 | 2.80% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 360,397 | 1.4261 GBP | ||||
1p ordinary | Purchase | 95,348 | 1.4335 GBP | ||||
1p ordinary | Purchase | 49,944 | 1.3934 GBP | ||||
1p ordinary | Purchase | 25,238 | 1.3900 GBP | ||||
1p ordinary | Purchase | 10,364 | 1.3680 GBP | ||||
1p ordinary | Purchase | 9,029 | 1.3681 GBP | ||||
1p ordinary | Purchase | 7,377 | 1.4045 GBP | ||||
1p ordinary | Purchase | 5,157 | 1.3860 GBP | ||||
1p ordinary | Purchase | 4,659 | 1.3809 GBP | ||||
1p ordinary | Purchase | 2,875 | 1.3941 GBP | ||||
1p ordinary | Purchase | 2,832 | 1.3916 GBP | ||||
1p ordinary | Purchase | 2,543 | 1.4260 GBP | ||||
1p ordinary | Purchase | 2,528 | 1.3668 GBP | ||||
1p ordinary | Purchase | 2,319 | 1.4324 GBP | ||||
1p ordinary | Purchase | 2,300 | 1.3748 GBP | ||||
1p ordinary | Purchase | 2,164 | 1.3879 GBP | ||||
1p ordinary | Purchase | 1,655 | 1.3705 GBP | ||||
1p ordinary | Purchase | 1,539 | 1.3801 GBP | ||||
1p ordinary | Purchase | 1,224 | 1.4054 GBP | ||||
1p ordinary | Purchase | 1,200 | 1.3899 GBP | ||||
1p ordinary | Purchase | 842 | 1.3755 GBP | ||||
1p ordinary | Purchase | 790 | 1.3790 GBP | ||||
1p ordinary | Purchase | 787 | 1.4170 GBP | ||||
1p ordinary | Purchase | 614 | 1.3690 GBP | ||||
1p ordinary | Purchase | 580 | 1.3910 GBP | ||||
1p ordinary | Purchase | 486 | 1.3830 GBP | ||||
1p ordinary | Purchase | 390 | 1.3610 GBP | ||||
1p ordinary | Purchase | 232 | 1.4111 GBP | ||||
1p ordinary | Purchase | 224 | 1.3700 GBP | ||||
1p ordinary | Purchase | 186 | 1.3620 GBP | ||||
1p ordinary | Purchase | 62 | 1.3812 GBP | ||||
1p ordinary | Purchase | 45 | 1.3929 GBP | ||||
1p ordinary | Purchase | 28 | 1.3839 GBP | ||||
1p ordinary | Purchase | 9 | 1.3740 GBP | ||||
1p ordinary | Purchase | 9 | 1.3640 GBP | ||||
1p ordinary | Purchase | 8 | 1.3580 GBP | ||||
Senior unsecured convertible bond | Sale | 1,000,000 | 130.2500 USD | ||||
1p ordinary | Sale | 105,771 | 1.4321 GBP | ||||
1p ordinary | Sale | 95,492 | 1.3900 GBP | ||||
1p ordinary | Sale | 43,014 | 1.3879 GBP | ||||
1p ordinary | Sale | 31,134 | 1.3780 GBP | ||||
1p ordinary | Sale | 15,471 | 1.3897 GBP | ||||
1p ordinary | Sale | 13,349 | 1.3793 GBP | ||||
1p ordinary | Sale | 13,196 | 1.4110 GBP | ||||
1p ordinary | Sale | 10,277 | 1.3791 GBP | ||||
1p ordinary | Sale | 4,413 | 1.3851 GBP | ||||
1p ordinary | Sale | 3,484 | 1.4032 GBP | ||||
1p ordinary | Sale | 3,250 | 1.4196 GBP | ||||
1p ordinary | Sale | 2,975 | 1.3831 GBP | ||||
1p ordinary | Sale | 2,348 | 1.3816 GBP | ||||
1p ordinary | Sale | 971 | 1.3975 GBP | ||||
1p ordinary | Sale | 790 | 1.3790 GBP | ||||
1p ordinary | Sale | 614 | 1.3690 GBP | ||||
1p ordinary | Sale | 605 | 1.3580 GBP | ||||
1p ordinary | Sale | 520 | 1.3832 GBP | ||||
1p ordinary | Sale | 486 | 1.3830 GBP | ||||
1p ordinary | Sale | 390 | 1.3610 GBP | ||||
1p ordinary | Sale | 307 | 1.3800 GBP | ||||
1p ordinary | Sale | 224 | 1.3700 GBP | ||||
1p ordinary | Sale | 186 | 1.3620 GBP | ||||
1p ordinary | Sale | 16 | 1.3870 GBP | ||||
1p ordinary | Sale | 9 | 1.3640 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Increasing Long | 6,304 | 1.3758 GBP | |||
1p ordinary | SWAP | Increasing Long | 31,134 | 1.3780 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,211 | 1.3784 GBP | |||
1p ordinary | SWAP | Increasing Long | 13,349 | 1.3793 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,373 | 1.3800 GBP | |||
1p ordinary | SWAP | Increasing Long | 520 | 1.3832 GBP | |||
1p ordinary | SWAP | Increasing Long | 98,894 | 1.3900 GBP | |||
1p ordinary | SWAP | Increasing Long | 5,946 | 1.3902 GBP | |||
1p ordinary | SWAP | Decreasing Long | 9,029 | 1.3681 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,539 | 1.3801 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,659 | 1.3809 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4 | 1.3842 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,157 | 1.3860 GBP | |||
1p ordinary | SWAP | Decreasing Long | 220 | 1.3878 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,164 | 1.3880 GBP | |||
1p ordinary | SWAP | Decreasing Long | 29,846 | 1.3900 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2 | 1.3905 GBP | |||
1p ordinary | SWAP | Decreasing Long | 580 | 1.3910 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,875 | 1.3941 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,224 | 1.4054 GBP | |||
1p ordinary | SWAP | Decreasing Long | 201 | 1.4096 GBP | |||
1p ordinary | SWAP | Decreasing Long | 232 | 1.4111 GBP | |||
1p ordinary | CFD | Increasing Long | 12,437 | 1.3839 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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