12th May 2025 15:28
Class of relevant security: | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 09 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: QUALCOMM INCORPORATED | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 5,292,698 | 0.70% | 17,133,630 | 2.25% | |||
(2) Cash-settled derivatives: | 15,420,733 | 2.03% | 5,191,475 | 0.68% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,713,431 | 2.72% | 22,325,105 | 2.94% | |||
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Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.80% | 0 | 0.00% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
Senior unsecured convertible bond | Purchase | 514,855 | 123.5000 USD | ||||
1p ordinary | Purchase | 334,655 | 1.3198 GBP | ||||
1p ordinary | Purchase | 73,766 | 1.3220 GBP | ||||
1p ordinary | Purchase | 35,300 | 1.3218 GBP | ||||
1p ordinary | Purchase | 32,459 | 1.3205 GBP | ||||
1p ordinary | Purchase | 20,053 | 1.3079 GBP | ||||
1p ordinary | Purchase | 11,266 | 1.3282 GBP | ||||
1p ordinary | Purchase | 6,450 | 1.3237 GBP | ||||
1p ordinary | Purchase | 5,355 | 1.3153 GBP | ||||
1p ordinary | Purchase | 5,063 | 1.3290 GBP | ||||
1p ordinary | Purchase | 4,992 | 1.3080 GBP | ||||
1p ordinary | Purchase | 4,042 | 1.3154 GBP | ||||
1p ordinary | Purchase | 3,463 | 1.3254 GBP | ||||
1p ordinary | Purchase | 2,303 | 1.3193 GBP | ||||
1p ordinary | Purchase | 1,933 | 1.3316 GBP | ||||
1p ordinary | Purchase | 1,192 | 1.3127 GBP | ||||
1p ordinary | Purchase | 1,181 | 1.3170 GBP | ||||
1p ordinary | Purchase | 552 | 1.3235 GBP | ||||
1p ordinary | Purchase | 330 | 1.3265 GBP | ||||
1p ordinary | Purchase | 320 | 1.3285 GBP | ||||
1p ordinary | Purchase | 319 | 1.3275 GBP | ||||
1p ordinary | Purchase | 126 | 1.3310 GBP | ||||
1p ordinary | Purchase | 106 | 1.3300 GBP | ||||
1p ordinary | Purchase | 102 | 1.3320 GBP | ||||
1p ordinary | Purchase | 89 | 1.3130 GBP | ||||
1p ordinary | Purchase | 26 | 1.3270 GBP | ||||
1p ordinary | Purchase | 2 | 1.3200 GBP | ||||
1p ordinary | Purchase | 2 | 1.3440 GBP | ||||
Senior unsecured convertible bond | Sale | 1,000,000 | 124.2500 USD | ||||
1p ordinary | Sale | 278,021 | 1.3193 GBP | ||||
1p ordinary | Sale | 229,331 | 1.3220 GBP | ||||
1p ordinary | Sale | 60,158 | 1.3272 GBP | ||||
1p ordinary | Sale | 46,702 | 1.3205 GBP | ||||
1p ordinary | Sale | 35,964 | 1.3244 GBP | ||||
1p ordinary | Sale | 19,412 | 1.3215 GBP | ||||
1p ordinary | Sale | 12,938 | 1.3100 GBP | ||||
1p ordinary | Sale | 11,621 | 1.3245 GBP | ||||
1p ordinary | Sale | 9,918 | 1.3189 GBP | ||||
1p ordinary | Sale | 9,081 | 1.3242 GBP | ||||
1p ordinary | Sale | 3,845 | 1.3203 GBP | ||||
1p ordinary | Sale | 3,227 | 1.3164 GBP | ||||
1p ordinary | Sale | 2,916 | 1.3240 GBP | ||||
1p ordinary | Sale | 2,577 | 1.3124 GBP | ||||
1p ordinary | Sale | 2,220 | 1.3210 GBP | ||||
1p ordinary | Sale | 1,919 | 1.3256 GBP | ||||
1p ordinary | Sale | 1,660 | 1.3250 GBP | ||||
1p ordinary | Sale | 1,366 | 1.3263 GBP | ||||
1p ordinary | Sale | 1,104 | 1.3235 GBP | ||||
1p ordinary | Sale | 590 | 1.3209 GBP | ||||
1p ordinary | Sale | 567 | 1.3126 GBP | ||||
1p ordinary | Sale | 515 | 1.3274 GBP | ||||
1p ordinary | Sale | 355 | 1.3099 GBP | ||||
1p ordinary | Sale | 330 | 1.3265 GBP | ||||
1p ordinary | Sale | 320 | 1.3285 GBP | ||||
1p ordinary | Sale | 126 | 1.3310 GBP | ||||
1p ordinary | Sale | 106 | 1.3300 GBP | ||||
1p ordinary | Sale | 102 | 1.3320 GBP | ||||
1p ordinary | Sale | 101 | 1.3170 GBP | ||||
1p ordinary | Sale | 89 | 1.3130 GBP | ||||
1p ordinary | Sale | 26 | 1.3271 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Opening Long | 3,845 | 1.3203 GBP | |||
1p ordinary | SWAP | Increasing Long | 181,027 | 1.3220 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,035 | 1.3248 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,919 | 1.3256 GBP | |||
1p ordinary | SWAP | Increasing Long | 331 | 1.3310 GBP | |||
1p ordinary | SWAP | Decreasing Long | 10,045 | 1.3080 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3 | 1.3203 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,798 | 1.3215 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6 | 1.3218 GBP | |||
1p ordinary | SWAP | Decreasing Long | 8,721 | 1.3220 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,463 | 1.3254 GBP | |||
1p ordinary | SWAP | Decreasing Long | 11,266 | 1.3282 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,652 | 1.3300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,933 | 1.3316 GBP | |||
1p ordinary | CFD | Opening Short | 17,489 | 1.3213 GBP | |||
1p ordinary | CFD | Increasing Short | 500 | 1.3220 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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