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Form 8.3 ALPHAWAVE IP GROUP PLC

21st May 2025 13:42

RNS Number : 6408J
Barclays PLC
21 May 2025
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e)

Date position held/dealing undertaken:

20 May 2025

(f)

In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

YES: QUALCOMM INCORPORATED

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,653,725

0.61%

17,328,298

2.27%

(2) Cash-settled derivatives:

15,529,874

2.03%

4,458,316

0.58%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

20,183,599

2.64%

21,786,614

2.85%

Class of relevant security:

Senior unsecured convertible bond

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,200,000

2.80%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

4,200,000

2.80%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

1p ordinary

Purchase

53,250

1.4182 GBP

1p ordinary

Purchase

42,635

1.4187 GBP

1p ordinary

Purchase

21,562

1.4204 GBP

1p ordinary

Purchase

20,487

1.4062 GBP

1p ordinary

Purchase

11,868

1.4300 GBP

1p ordinary

Purchase

9,073

1.4137 GBP

1p ordinary

Purchase

7,162

1.4086 GBP

1p ordinary

Purchase

5,993

1.4124 GBP

1p ordinary

Purchase

3,513

1.4189 GBP

1p ordinary

Purchase

1,923

1.4228 GBP

1p ordinary

Purchase

1,788

1.4193 GBP

1p ordinary

Purchase

1,642

1.4015 GBP

1p ordinary

Purchase

1,592

1.4205 GBP

1p ordinary

Purchase

1,557

1.4194 GBP

1p ordinary

Purchase

1,526

1.3886 GBP

1p ordinary

Purchase

1,242

1.4195 GBP

1p ordinary

Purchase

764

1.4245 GBP

1p ordinary

Purchase

709

1.4088 GBP

1p ordinary

Purchase

1

1.4210 GBP

1p ordinary

Sale

35,414

1.4288 GBP

1p ordinary

Sale

31,740

1.4300 GBP

1p ordinary

Sale

24,512

1.4158 GBP

1p ordinary

Sale

24,464

1.4246 GBP

1p ordinary

Sale

17,717

1.4226 GBP

1p ordinary

Sale

16,255

1.4193 GBP

1p ordinary

Sale

15,364

1.4132 GBP

1p ordinary

Sale

10,986

1.4098 GBP

1p ordinary

Sale

5,135

1.4239 GBP

1p ordinary

Sale

3,871

1.4186 GBP

1p ordinary

Sale

2,746

1.4131 GBP

1p ordinary

Sale

1,007

1.4150 GBP

1p ordinary

Sale

359

1.4046 GBP

1p ordinary

Sale

330

1.3870 GBP

1p ordinary

Sale

199

1.4180 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

1p ordinary

SWAP

Increasing Long

330

1.3870 GBP

1p ordinary

SWAP

Increasing Long

2,746

1.4131 GBP

1p ordinary

SWAP

Increasing Long

15,364

1.4132 GBP

1p ordinary

SWAP

Increasing Long

24,512

1.4158 GBP

1p ordinary

SWAP

Increasing Long

3,024

1.4169 GBP

1p ordinary

SWAP

Increasing Long

2,440

1.4209 GBP

1p ordinary

SWAP

Increasing Long

2,695

1.4266 GBP

1p ordinary

SWAP

Increasing Long

29,835

1.4299 GBP

1p ordinary

SWAP

Increasing Long

30,039

1.4300 GBP

1p ordinary

SWAP

Decreasing Long

1,526

1.3886 GBP

1p ordinary

SWAP

Decreasing Long

28,088

1.4067 GBP

1p ordinary

SWAP

Decreasing Long

709

1.4088 GBP

1p ordinary

SWAP

Decreasing Long

5,993

1.4124 GBP

1p ordinary

SWAP

Decreasing Long

9,073

1.4137 GBP

1p ordinary

SWAP

Decreasing Long

42,635

1.4187 GBP

1p ordinary

SWAP

Decreasing Long

2

1.4250 GBP

1p ordinary

SWAP

Decreasing Long

4

1.4252 GBP

1p ordinary

SWAP

Decreasing Long

33,566

1.4258 GBP

1p ordinary

SWAP

Decreasing Long

1,627

1.4300 GBP

1p ordinary

SWAP

Decreasing Long

19

1.4301 GBP

1p ordinary

CFD

Increasing Long

14,069

1.4194 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

 

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 May 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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END
 
 
RETSEWFEFEISEEI

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