21st May 2025 13:42
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 20 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: QUALCOMM INCORPORATED | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,653,725 | 0.61% | 17,328,298 | 2.27% | |||
(2) Cash-settled derivatives: | 15,529,874 | 2.03% | 4,458,316 | 0.58% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,183,599 | 2.64% | 21,786,614 | 2.85% | |||
Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 53,250 | 1.4182 GBP | ||||
1p ordinary | Purchase | 42,635 | 1.4187 GBP | ||||
1p ordinary | Purchase | 21,562 | 1.4204 GBP | ||||
1p ordinary | Purchase | 20,487 | 1.4062 GBP | ||||
1p ordinary | Purchase | 11,868 | 1.4300 GBP | ||||
1p ordinary | Purchase | 9,073 | 1.4137 GBP | ||||
1p ordinary | Purchase | 7,162 | 1.4086 GBP | ||||
1p ordinary | Purchase | 5,993 | 1.4124 GBP | ||||
1p ordinary | Purchase | 3,513 | 1.4189 GBP | ||||
1p ordinary | Purchase | 1,923 | 1.4228 GBP | ||||
1p ordinary | Purchase | 1,788 | 1.4193 GBP | ||||
1p ordinary | Purchase | 1,642 | 1.4015 GBP | ||||
1p ordinary | Purchase | 1,592 | 1.4205 GBP | ||||
1p ordinary | Purchase | 1,557 | 1.4194 GBP | ||||
1p ordinary | Purchase | 1,526 | 1.3886 GBP | ||||
1p ordinary | Purchase | 1,242 | 1.4195 GBP | ||||
1p ordinary | Purchase | 764 | 1.4245 GBP | ||||
1p ordinary | Purchase | 709 | 1.4088 GBP | ||||
1p ordinary | Purchase | 1 | 1.4210 GBP | ||||
1p ordinary | Sale | 35,414 | 1.4288 GBP | ||||
1p ordinary | Sale | 31,740 | 1.4300 GBP | ||||
1p ordinary | Sale | 24,512 | 1.4158 GBP | ||||
1p ordinary | Sale | 24,464 | 1.4246 GBP | ||||
1p ordinary | Sale | 17,717 | 1.4226 GBP | ||||
1p ordinary | Sale | 16,255 | 1.4193 GBP | ||||
1p ordinary | Sale | 15,364 | 1.4132 GBP | ||||
1p ordinary | Sale | 10,986 | 1.4098 GBP | ||||
1p ordinary | Sale | 5,135 | 1.4239 GBP | ||||
1p ordinary | Sale | 3,871 | 1.4186 GBP | ||||
1p ordinary | Sale | 2,746 | 1.4131 GBP | ||||
1p ordinary | Sale | 1,007 | 1.4150 GBP | ||||
1p ordinary | Sale | 359 | 1.4046 GBP | ||||
1p ordinary | Sale | 330 | 1.3870 GBP | ||||
1p ordinary | Sale | 199 | 1.4180 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Increasing Long | 330 | 1.3870 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,746 | 1.4131 GBP | |||
1p ordinary | SWAP | Increasing Long | 15,364 | 1.4132 GBP | |||
1p ordinary | SWAP | Increasing Long | 24,512 | 1.4158 GBP | |||
1p ordinary | SWAP | Increasing Long | 3,024 | 1.4169 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,440 | 1.4209 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,695 | 1.4266 GBP | |||
1p ordinary | SWAP | Increasing Long | 29,835 | 1.4299 GBP | |||
1p ordinary | SWAP | Increasing Long | 30,039 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,526 | 1.3886 GBP | |||
1p ordinary | SWAP | Decreasing Long | 28,088 | 1.4067 GBP | |||
1p ordinary | SWAP | Decreasing Long | 709 | 1.4088 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,993 | 1.4124 GBP | |||
1p ordinary | SWAP | Decreasing Long | 9,073 | 1.4137 GBP | |||
1p ordinary | SWAP | Decreasing Long | 42,635 | 1.4187 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2 | 1.4250 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4 | 1.4252 GBP | |||
1p ordinary | SWAP | Decreasing Long | 33,566 | 1.4258 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,627 | 1.4300 GBP | |||
1p ordinary | SWAP | Decreasing Long | 19 | 1.4301 GBP | |||
1p ordinary | CFD | Increasing Long | 14,069 | 1.4194 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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