16th May 2025 11:18
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ALPHAWAVE IP GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 15 May 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: QUALCOMM INCORPORATED | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,839,211 | 0.63% | 17,131,941 | 2.24% | |||
(2) Cash-settled derivatives: | 15,369,413 | 2.01% | 4,679,698 | 0.61% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 20,208,624 | 2.65% | 21,811,639 | 2.86% | |||
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Class of relevant security: | Senior unsecured convertible bond | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 4,200,000 | 2.80% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 4,200,000 | 2.80% | 0 | 0.00% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 149,204 | 1.3570 GBP | ||||
1p ordinary | Purchase | 55,699 | 1.3466 GBP | ||||
1p ordinary | Purchase | 49,211 | 1.3627 GBP | ||||
1p ordinary | Purchase | 42,678 | 1.4400 GBP | ||||
1p ordinary | Purchase | 36,586 | 1.4270 GBP | ||||
1p ordinary | Purchase | 12,750 | 1.3523 GBP | ||||
1p ordinary | Purchase | 9,559 | 1.3487 GBP | ||||
1p ordinary | Purchase | 9,448 | 1.3573 GBP | ||||
1p ordinary | Purchase | 6,835 | 1.3941 GBP | ||||
1p ordinary | Purchase | 5,378 | 1.3599 GBP | ||||
1p ordinary | Purchase | 3,704 | 1.3299 GBP | ||||
1p ordinary | Purchase | 2,475 | 1.3708 GBP | ||||
1p ordinary | Purchase | 1,927 | 1.3605 GBP | ||||
1p ordinary | Purchase | 1,461 | 1.3881 GBP | ||||
1p ordinary | Purchase | 759 | 1.4185 GBP | ||||
1p ordinary | Purchase | 211 | 1.3986 GBP | ||||
1p ordinary | Purchase | 63 | 1.4390 GBP | ||||
1p ordinary | Purchase | 51 | 1.4368 GBP | ||||
1p ordinary | Purchase | 5 | 1.4375 GBP | ||||
1p ordinary | Sale | 256,953 | 1.3570 GBP | ||||
1p ordinary | Sale | 42,600 | 1.3580 GBP | ||||
1p ordinary | Sale | 37,059 | 1.3539 GBP | ||||
1p ordinary | Sale | 36,743 | 1.3899 GBP | ||||
1p ordinary | Sale | 23,378 | 1.3533 GBP | ||||
1p ordinary | Sale | 23,133 | 1.3877 GBP | ||||
1p ordinary | Sale | 17,923 | 1.4220 GBP | ||||
1p ordinary | Sale | 15,363 | 1.3727 GBP | ||||
1p ordinary | Sale | 13,764 | 1.3731 GBP | ||||
1p ordinary | Sale | 11,817 | 1.3374 GBP | ||||
1p ordinary | Sale | 3,799 | 1.3394 GBP | ||||
1p ordinary | Sale | 3,265 | 1.3342 GBP | ||||
1p ordinary | Sale | 2,644 | 1.3400 GBP | ||||
1p ordinary | Sale | 313 | 1.4289 GBP | ||||
1p ordinary | Sale | 210 | 1.3985 GBP | ||||
1p ordinary | Sale | 51 | 1.4370 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Increasing Long | 171,599 | 1.3570 GBP | |||
1p ordinary | SWAP | Increasing Long | 35,831 | 1.3572 GBP | |||
1p ordinary | SWAP | Increasing Long | 7,597 | 1.3596 GBP | |||
1p ordinary | SWAP | Increasing Long | 23,133 | 1.3877 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,167 | 1.3898 GBP | |||
1p ordinary | SWAP | Increasing Long | 36,743 | 1.3899 GBP | |||
1p ordinary | SWAP | Increasing Long | 313 | 1.4289 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,704 | 1.3299 GBP | |||
1p ordinary | SWAP | Decreasing Long | 12,750 | 1.3523 GBP | |||
1p ordinary | SWAP | Decreasing Long | 83,656 | 1.3570 GBP | |||
1p ordinary | SWAP | Decreasing Long | 9,448 | 1.3573 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5 | 1.3774 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3 | 1.3791 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,461 | 1.3881 GBP | |||
1p ordinary | SWAP | Decreasing Long | 6,835 | 1.3941 GBP | |||
1p ordinary | SWAP | Decreasing Long | 42,678 | 1.4400 GBP | |||
1p ordinary | CFD | Decreasing Long | 15,627 | 1.3570 GBP | |||
1p ordinary | CFD | Decreasing Long | 4,138 | 1.3854 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 May 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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