21st Feb 2020 10:34
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,174,096 | 1.27% | 3,406,279 | 1.04% | ||
(2) | Derivatives (other than options): | ||||
4,285,027 | 1.30% | 2,586,455 | 0.79% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 557,900 | 0.17% | 269,700 | 0.08% | |
| TOTAL: | |||||
9,017,023 | 2.74% | 6,262,434 | 1.90% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 198.7300 USD |
| Purchase | 4 | 197.6150 USD |
| Purchase | 7 | 197.8857 USD |
| Purchase | 100 | 197.6700 USD |
| Purchase | 100 | 198.2400 USD |
| Purchase | 100 | 198.3200 USD |
| Purchase | 100 | 198.5100 USD |
| Purchase | 100 | 198.6100 USD |
| Purchase | 100 | 198.7700 USD |
| Purchase | 117 | 198.2453 USD |
| Purchase | 126 | 198.5242 USD |
| Purchase | 143 | 198.4387 USD |
| Purchase | 200 | 197.9550 USD |
| Purchase | 200 | 198.6550 USD |
| Purchase | 200 | 198.5400 USD |
| Purchase | 200 | 198.3150 USD |
| Purchase | 400 | 198.6125 USD |
| Purchase | 400 | 198.1500 USD |
| Purchase | 400 | 198.4000 USD |
| Purchase | 402 | 198.4233 USD |
| Purchase | 403 | 198.4913 USD |
| Purchase | 550 | 198.5945 USD |
| Purchase | 586 | 198.4338 USD |
| Purchase | 615 | 198.5249 USD |
| Purchase | 650 | 198.3930 USD |
| Purchase | 662 | 198.4691 USD |
| Purchase | 861 | 198.5023 USD |
| Purchase | 900 | 198.2811 USD |
| Purchase | 1,089 | 198.4143 USD |
| Purchase | 1,200 | 198.2616 USD |
| Purchase | 1,200 | 198.1291 USD |
| Purchase | 1,202 | 198.2786 USD |
| Purchase | 1,300 | 198.4076 USD |
| Purchase | 1,300 | 198.5373 USD |
| Purchase | 1,770 | 198.5837 USD |
| Purchase | 1,786 | 198.2936 USD |
| Purchase | 1,905 | 198.3516 USD |
| Purchase | 2,300 | 198.5617 USD |
| Purchase | 2,500 | 198.3408 USD |
| Purchase | 2,900 | 198.5235 USD |
| Purchase | 3,074 | 198.3982 USD |
| Purchase | 3,338 | 198.0667 USD |
| Purchase | 5,113 | 198.5585 USD |
| Purchase | 6,011 | 198.4564 USD |
| Purchase | 7,070 | 198.3902 USD |
| Purchase | 7,600 | 198.5091 USD |
| Purchase | 8,098 | 198.2668 USD |
| Purchase | 8,827 | 198.7400 USD |
| Purchase | 9,867 | 198.4575 USD |
| Purchase | 14,079 | 198.4264 USD |
| Purchase | 20,458 | 198.6370 USD |
| Sale | 1 | 197.5100 USD |
| Sale | 1 | 197.7000 USD |
| Sale | 1 | 197.7700 USD |
| Sale | 1 | 197.4800 USD |
| Sale | 2 | 198.2300 USD |
| Sale | 13 | 198.5800 USD |
| Sale | 19 | 198.2878 USD |
| Sale | 19 | 198.4200 USD |
| Sale | 25 | 198.7000 USD |
| Sale | 40 | 198.7100 USD |
| Sale | 71 | 198.7250 USD |
| Sale | 90 | 198.4166 USD |
| Sale | 100 | 198.3700 USD |
| Sale | 100 | 198.7300 USD |
| Sale | 100 | 198.6100 USD |
| Sale | 101 | 198.3907 USD |
| Sale | 200 | 198.6475 USD |
| Sale | 200 | 198.6550 USD |
| Sale | 200 | 198.6050 USD |
| Sale | 200 | 197.9650 USD |
| Sale | 200 | 198.5100 USD |
| Sale | 200 | 198.4950 USD |
| Sale | 233 | 198.5254 USD |
| Sale | 400 | 198.5200 USD |
| Sale | 543 | 198.4866 USD |
| Sale | 547 | 198.7400 USD |
| Sale | 592 | 198.4848 USD |
| Sale | 600 | 198.4641 USD |
| Sale | 625 | 198.5160 USD |
| Sale | 700 | 198.4600 USD |
| Sale | 770 | 198.5854 USD |
| Sale | 800 | 198.4662 USD |
| Sale | 900 | 198.5351 USD |
| Sale | 1,100 | 198.1236 USD |
| Sale | 1,525 | 198.4356 USD |
| Sale | 1,526 | 198.4251 USD |
| Sale | 1,700 | 198.2882 USD |
| Sale | 1,800 | 198.5447 USD |
| Sale | 1,900 | 198.3080 USD |
| Sale | 2,500 | 198.4355 USD |
| Sale | 2,500 | 198.3408 USD |
| Sale | 2,600 | 198.7065 USD |
| Sale | 3,400 | 198.4441 USD |
| Sale | 3,900 | 198.4539 USD |
| Sale | 6,600 | 198.5237 USD |
| Sale | 15,736 | 198.5963 USD |
| Sale | 18,258 | 198.6848 USD |
| Sale | 21,053 | 198.2633 USD |
| Sale | 28,158 | 198.4264 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 100 | 185 USD | American | 20 Mar 2020 | 12.5500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,300 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 3,000 | 187.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -2,400 | 220.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 215.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 207.5000 | American | Feb 21, 2020 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 197.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 900 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 202.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 205.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,300 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,600 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,500 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
| Call Options | Written | -1,300 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 197.5000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 50,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 600 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 212.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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