12th May 2020 10:43
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ALLERGAN PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 11 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
90,736 | 0.03% | 7 | 0.00% | ||
(2) | Derivatives (other than options): | ||||
659,745 | 0.20% | 2,030,031 | 0.62% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | |||||
750,481 | 0.23% | 2,030,038 | 0.62% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22,362 | 193.0200 USD |
| Sale | 551,088 | 193.0200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 42,500 | 165 USD | American | 21 Jan 2022 | 26.5000 USD |
| Call Option | Purchasing | 1,100 | 200 USD | American | 21 Aug 2020 | 2.2000 USD |
| Call Option | Purchasing | 1,500 | 220 USD | American | 21 Aug 2020 | 0.2100 USD |
| Call Option | Purchasing | 1,400 | 230 USD | American | 19 Jun 2020 | 0.0800 USD |
| Call Option | Purchasing | 7,200 | 260 USD | American | 15 Jan 2021 | 0.4000 USD |
| Call Option | Selling | 600 | 150 USD | American | 15 Jan 2021 | 40.9000 USD |
| Call Option | Selling | 3,400 | 160 USD | American | 15 Jan 2021 | 26.3000 USD |
| Call Option | Selling | 1,700 | 170 USD | American | 15 May 2020 | 22.6000 USD |
| Call Option | Selling | 9,500 | 170 USD | American | 19 Jun 2020 | 20.6500 USD |
| Call Option | Selling | 6,400 | 175 USD | American | 15 May 2020 | 19.5300 USD |
| Call Option | Selling | 600 | 175 USD | American | 15 Jan 2021 | 18.5000 USD |
| Call Option | Selling | 32,500 | 175 USD | American | 21 Jan 2022 | 18.0000 USD |
| Call Option | Selling | 6,400 | 185 USD | American | 15 Jan 2021 | 11.0000 USD |
| Call Option | Selling | 1,200 | 190 USD | American | 15 May 2020 | 4.0000 USD |
| Call Option | Selling | 4,400 | 190 USD | American | 15 Jan 2021 | 9.4000 USD |
| Call Option | Selling | 9,100 | 195 USD | American | 15 Jan 2021 | 5.4500 USD |
| Put Option | Purchasing | 33,200 | 140 USD | American | 19 Jun 2020 | 0.0100 USD |
| Put Option | Purchasing | 8,200 | 150 USD | American | 15 May 2020 | 0.7700 USD |
| Put Option | Purchasing | 600 | 150 USD | American | 19 Jun 2020 | 0.2000 USD |
| Put Option | Purchasing | 100 | 165 USD | American | 15 May 2020 | 0.0500 USD |
| Put Option | Purchasing | 2,700 | 180 USD | American | 15 May 2020 | 0.1500 USD |
| Put Option | Purchasing | 200 | 190 USD | American | 21 Aug 2020 | 4.2000 USD |
| Put Option | Purchasing | 4,500 | 195 USD | American | 21 Aug 2020 | 4.2500 USD |
| Put Option | Purchasing | 3,700 | 215 USD | American | 15 Jan 2021 | 23.5000 USD |
| Put Option | Selling | 1,200 | 65 USD | American | 15 Jan 2021 | 0.0500 USD |
| Put Option | Selling | 4,500 | 70 USD | American | 15 Jan 2021 | 0.4700 USD |
| Put Option | Selling | 16,500 | 115 USD | American | 15 Jan 2021 | 0.4600 USD |
| Put Option | Selling | 29,400 | 150 USD | American | 15 Jan 2021 | 0.3500 USD |
| Put Option | Selling | 2,400 | 160 USD | American | 15 Jan 2021 | 2.8000 USD |
| Put Option | Selling | 6,300 | 170 USD | American | 19 Jun 2020 | 0.0900 USD |
| Put Option | Selling | 5,100 | 170 USD | American | 15 Jan 2021 | 1.9500 USD |
| Put Option | Selling | 900 | 175 USD | American | 21 Aug 2020 | 0.7500 USD |
| Put Option | Selling | 7,200 | 180 USD | American | 15 Jan 2021 | 4.9000 USD |
| Put Option | Selling | 600 | 185 USD | American | 15 May 2020 | 0.0300 USD |
| Put Option | Selling | 900 | 185 USD | American | 15 Jan 2021 | 5.0000 USD |
| Put Option | Selling | 1,000 | 195 USD | American | 15 May 2020 | 2.9300 USD |
| Put Option | Selling | 100 | 195 USD | American | 19 Jun 2020 | 2.1000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 12May 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| UNKNOWN | 0 | ||||
| UNKNOWN | 0 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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