14th Jan 2020 14:05
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 13 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,225,913 | 1.29% | 3,143,068 | 0.96% | ||
(2) | Derivatives (other than options): | ||||
3,356,382 | 1.02% | 2,536,893 | 0.77% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 813,800 | 0.25% | 497,000 | 0.15% | |
| TOTAL: | |||||
8,396,095 | 2.56% | 6,176,961 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 191.5700 USD |
Purchase | 3 | 191.2400 USD |
Purchase | 5 | 191.5300 USD |
Purchase | 52 | 191.0700 USD |
Purchase | 63 | 191.1488 USD |
Purchase | 100 | 191.2900 USD |
Purchase | 100 | 191.3100 USD |
Purchase | 100 | 191.2500 USD |
Purchase | 106 | 191.3188 USD |
Purchase | 131 | 191.6058 USD |
Purchase | 146 | 191.3636 USD |
Purchase | 190 | 191.3157 USD |
Purchase | 200 | 191.5800 USD |
Purchase | 285 | 191.4642 USD |
Purchase | 300 | 191.5733 USD |
Purchase | 300 | 191.4583 USD |
Purchase | 400 | 191.5787 USD |
Purchase | 400 | 191.4275 USD |
Purchase | 471 | 191.4542 USD |
Purchase | 664 | 191.4161 USD |
Purchase | 700 | 191.4257 USD |
Purchase | 700 | 191.3464 USD |
Purchase | 800 | 191.4856 USD |
Purchase | 800 | 191.2331 USD |
Purchase | 1,078 | 191.2122 USD |
Purchase | 1,104 | 191.3914 USD |
Purchase | 1,141 | 191.3697 USD |
Purchase | 1,233 | 191.3527 USD |
Purchase | 1,605 | 191.4481 USD |
Purchase | 1,777 | 191.3458 USD |
Purchase | 1,807 | 191.3684 USD |
Purchase | 2,600 | 191.6768 USD |
Purchase | 2,794 | 191.3171 USD |
Purchase | 3,072 | 191.4539 USD |
Purchase | 3,400 | 191.6300 USD |
Purchase | 4,009 | 191.3754 USD |
Purchase | 6,066 | 191.6133 USD |
Purchase | 12,665 | 191.3800 USD |
Purchase | 20,000 | 191.2494 USD |
Purchase | 21,840 | 191.3837 USD |
Purchase | 53,310 | 191.4567 USD |
Purchase | 53,462 | 191.3676 USD |
Sale | 1 | 191.5700 USD |
Sale | 3 | 191.2400 USD |
Sale | 5 | 191.5300 USD |
Sale | 46 | 191.3500 USD |
Sale | 100 | 190.8700 USD |
Sale | 100 | 191.0200 USD |
Sale | 100 | 191.3700 USD |
Sale | 100 | 191.4000 USD |
Sale | 100 | 191.7450 USD |
Sale | 100 | 192.0500 USD |
Sale | 104 | 191.0850 USD |
Sale | 200 | 191.9400 USD |
Sale | 200 | 191.9250 USD |
Sale | 200 | 191.2150 USD |
Sale | 200 | 191.1975 USD |
Sale | 202 | 191.9965 USD |
Sale | 300 | 191.0100 USD |
Sale | 300 | 191.5233 USD |
Sale | 400 | 191.1162 USD |
Sale | 431 | 191.5832 USD |
Sale | 492 | 191.1699 USD |
Sale | 500 | 191.3290 USD |
Sale | 608 | 191.4699 USD |
Sale | 1,300 | 191.8403 USD |
Sale | 1,348 | 191.3867 USD |
Sale | 1,409 | 191.5069 USD |
Sale | 1,500 | 191.5221 USD |
Sale | 1,700 | 191.1552 USD |
Sale | 1,885 | 191.3849 USD |
Sale | 3,000 | 191.3170 USD |
Sale | 3,200 | 191.6571 USD |
Sale | 3,375 | 191.3288 USD |
Sale | 3,381 | 191.4435 USD |
Sale | 3,701 | 191.3479 USD |
Sale | 4,165 | 191.3774 USD |
Sale | 4,735 | 191.3868 USD |
Sale | 6,135 | 191.4563 USD |
Sale | 6,376 | 191.3860 USD |
Sale | 7,508 | 191.1377 USD |
Sale | 8,060 | 191.3254 USD |
Sale | 8,218 | 191.3893 USD |
Sale | 12,042 | 191.3800 USD |
Sale | 17,059 | 191.4687 USD |
Sale | 20,299 | 191.3784 USD |
Sale | 30,111 | 191.3748 USD |
Sale | 44,147 | 191.4477 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Short | 20,000 | 191.3980 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 195 USD | American | 21 Feb 2020 | 2.0100 USD |
Call Option | Selling | 100 | 200 USD | American | 21 Feb 2020 | 0.7100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 14 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Put Options | Written | 300 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,900 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 2,000 | 195.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -29,200 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 105,800 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 14,900 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 300 | 185.0000 | American | Feb 21, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,200 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -19,400 | 185.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 195.0000 | American | Feb 21, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 200.0000 | American | Jan 24, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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