29th Jan 2020 13:14
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,213,249 | 1.28% | 3,107,702 | 0.95% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,021,382 | 0.92% | 2,836,208 | 0.86% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 487,300 | 0.15% | 235,400 | 0.07% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
7,721,931 | 2.35% | 6,179,310 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 189.4050 USD |
Purchase | 4 | 189.9100 USD |
Purchase | 9 | 189.4400 USD |
Purchase | 12 | 189.0000 USD |
Purchase | 49 | 189.5500 USD |
Purchase | 54 | 189.3800 USD |
Purchase | 57 | 189.6700 USD |
Purchase | 80 | 189.2800 USD |
Purchase | 100 | 189.3700 USD |
Purchase | 100 | 189.4100 USD |
Purchase | 100 | 189.3200 USD |
Purchase | 113 | 189.5400 USD |
Purchase | 157 | 189.6963 USD |
Purchase | 200 | 189.9400 USD |
Purchase | 200 | 189.4950 USD |
Purchase | 500 | 189.3940 USD |
Purchase | 583 | 189.4216 USD |
Purchase | 657 | 189.3761 USD |
Purchase | 780 | 189.2621 USD |
Purchase | 784 | 189.2679 USD |
Purchase | 1,108 | 189.4319 USD |
Purchase | 1,169 | 189.3738 USD |
Purchase | 1,300 | 189.5931 USD |
Purchase | 1,722 | 189.2833 USD |
Purchase | 1,909 | 189.3049 USD |
Purchase | 1,988 | 189.2892 USD |
Purchase | 2,241 | 189.3819 USD |
Purchase | 2,300 | 189.4955 USD |
Purchase | 2,518 | 189.3276 USD |
Purchase | 2,847 | 189.4203 USD |
Purchase | 3,271 | 189.3033 USD |
Purchase | 3,600 | 189.4708 USD |
Purchase | 3,612 | 189.3026 USD |
Purchase | 3,680 | 189.3123 USD |
Purchase | 3,968 | 189.2526 USD |
Purchase | 3,984 | 189.3390 USD |
Purchase | 5,500 | 189.4890 USD |
Purchase | 5,627 | 189.3189 USD |
Purchase | 5,700 | 189.4728 USD |
Purchase | 7,621 | 189.4638 USD |
Purchase | 8,472 | 189.2500 USD |
Purchase | 11,783 | 189.3937 USD |
Purchase | 24,126 | 189.3218 USD |
Purchase | 29,904 | 189.3203 USD |
Purchase | 269,506 | 189.2512 USD |
Sale | 5 | 189.3400 USD |
Sale | 9 | 189.4400 USD |
Sale | 9 | 189.5400 USD |
Sale | 12 | 189.6700 USD |
Sale | 50 | 189.5700 USD |
Sale | 68 | 189.5500 USD |
Sale | 85 | 189.2100 USD |
Sale | 100 | 189.2000 USD |
Sale | 100 | 189.2550 USD |
Sale | 100 | 189.2600 USD |
Sale | 100 | 189.2700 USD |
Sale | 100 | 189.3500 USD |
Sale | 100 | 189.3700 USD |
Sale | 100 | 189.3750 USD |
Sale | 100 | 189.4200 USD |
Sale | 100 | 189.4300 USD |
Sale | 100 | 189.4900 USD |
Sale | 100 | 189.6200 USD |
Sale | 110 | 189.3409 USD |
Sale | 118 | 189.2167 USD |
Sale | 200 | 189.3000 USD |
Sale | 201 | 189.3198 USD |
Sale | 201 | 189.3110 USD |
Sale | 215 | 189.5341 USD |
Sale | 218 | 189.2235 USD |
Sale | 254 | 189.3800 USD |
Sale | 279 | 189.3200 USD |
Sale | 333 | 189.2218 USD |
Sale | 400 | 189.2150 USD |
Sale | 418 | 189.8113 USD |
Sale | 600 | 189.4350 USD |
Sale | 900 | 189.4072 USD |
Sale | 1,140 | 189.2462 USD |
Sale | 1,300 | 189.5930 USD |
Sale | 1,404 | 189.2983 USD |
Sale | 2,257 | 189.3497 USD |
Sale | 3,948 | 189.2569 USD |
Sale | 4,462 | 189.3517 USD |
Sale | 5,100 | 189.5105 USD |
Sale | 5,500 | 189.4772 USD |
Sale | 8,276 | 189.2500 USD |
Sale | 22,884 | 189.3390 USD |
Sale | 26,525 | 189.4165 USD |
Sale | 56,403 | 189.3239 USD |
Sale | 269,006 | 189.2509 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 7,000 | 175 USD | American | 21 Jan 2022 | 19.3007 USD |
Call Option | Purchasing | 100 | 180 USD | American | 15 Jan 2021 | 14.0000 USD |
Call Option | Purchasing | 800 | 190 USD | American | 31 Jan 2020 | 1.0000 USD |
Call Option | Selling | 7,000 | 165 USD | American | 21 Jan 2022 | 27.3721 USD |
Call Option | Selling | 100 | 195 USD | American | 20 Mar 2020 | 2.0000 USD |
Put Option | Purchasing | 500 | 160 USD | American | 21 Feb 2020 | 0.7400 USD |
Put Option | Purchasing | 400 | 160 USD | American | 15 Jan 2021 | 2.4800 USD |
Put Option | Purchasing | 700 | 165 USD | American | 15 Jan 2021 | 3.2285 USD |
Put Option | Purchasing | 3,400 | 170 USD | American | 15 Jan 2021 | 4.5000 USD |
Put Option | Purchasing | 400 | 185 USD | American | 21 Aug 2020 | 6.0000 USD |
Put Option | Selling | 2,800 | 140 USD | American | 21 Feb 2020 | 0.2310 USD |
Put Option | Selling | 1,000 | 145 USD | American | 21 Feb 2020 | 0.3500 USD |
Put Option | Selling | 500 | 150 USD | American | 21 Feb 2020 | 0.4900 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,500 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -7,000 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 7,000 | 175.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,500 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 5,400 | 200.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 190.0000 | American | Jan 31, 2020 |
Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 192.5000 | American | Jan 31, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 7,100 | 185.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,100 | 190.0000 | American | Jan 31, 2020 |
Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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