3rd Mar 2020 12:58
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 02 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,078,212 | 1.24% | 3,606,267 | 1.10% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,347,027 | 1.02% | 2,579,128 | 0.78% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 469,400 | 0.14% | 230,600 | 0.07% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
7,894,639 | 2.40% | 6,415,995 | 1.95% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 191.7300 USD |
| Purchase | 2 | 193.0000 USD |
| Purchase | 6 | 193.5300 USD |
| Purchase | 17 | 192.9300 USD |
| Purchase | 22 | 191.5659 USD |
| Purchase | 48 | 190.6700 USD |
| Purchase | 100 | 191.0300 USD |
| Purchase | 100 | 190.2300 USD |
| Purchase | 100 | 190.0400 USD |
| Purchase | 100 | 191.8000 USD |
| Purchase | 100 | 189.4500 USD |
| Purchase | 100 | 192.5400 USD |
| Purchase | 102 | 189.1203 USD |
| Purchase | 138 | 190.8491 USD |
| Purchase | 251 | 191.7373 USD |
| Purchase | 300 | 192.3683 USD |
| Purchase | 338 | 192.0423 USD |
| Purchase | 400 | 192.7875 USD |
| Purchase | 400 | 191.5068 USD |
| Purchase | 405 | 193.0300 USD |
| Purchase | 412 | 191.4062 USD |
| Purchase | 600 | 191.7700 USD |
| Purchase | 738 | 190.9673 USD |
| Purchase | 1,368 | 192.1167 USD |
| Purchase | 1,530 | 189.6130 USD |
| Purchase | 2,077 | 193.1758 USD |
| Purchase | 2,237 | 191.6644 USD |
| Purchase | 3,849 | 193.8400 USD |
| Purchase | 4,608 | 192.0242 USD |
| Purchase | 6,900 | 191.6709 USD |
| Purchase | 7,732 | 193.8338 USD |
| Purchase | 8,302 | 193.8193 USD |
| Purchase | 9,054 | 192.1483 USD |
| Purchase | 9,300 | 191.3575 USD |
| Purchase | 9,357 | 190.5358 USD |
| Purchase | 24,939 | 191.5894 USD |
| Purchase | 42,214 | 192.1253 USD |
| Purchase | 56,198 | 192.9991 USD |
| Purchase | 67,509 | 192.6104 USD |
| Sale | 1 | 191.2200 USD |
| Sale | 1 | 191.3000 USD |
| Sale | 2 | 191.9450 USD |
| Sale | 5 | 191.9300 USD |
| Sale | 13 | 191.0984 USD |
| Sale | 43 | 188.9700 USD |
| Sale | 48 | 190.6700 USD |
| Sale | 92 | 193.0400 USD |
| Sale | 100 | 192.1000 USD |
| Sale | 100 | 190.3100 USD |
| Sale | 100 | 188.8100 USD |
| Sale | 100 | 189.0500 USD |
| Sale | 100 | 190.7650 USD |
| Sale | 101 | 190.4000 USD |
| Sale | 120 | 192.1366 USD |
| Sale | 125 | 189.3920 USD |
| Sale | 138 | 190.8491 USD |
| Sale | 141 | 190.3782 USD |
| Sale | 150 | 192.6566 USD |
| Sale | 164 | 190.3337 USD |
| Sale | 201 | 190.1675 USD |
| Sale | 275 | 191.2436 USD |
| Sale | 300 | 192.1066 USD |
| Sale | 300 | 191.9800 USD |
| Sale | 317 | 190.3360 USD |
| Sale | 352 | 190.4419 USD |
| Sale | 500 | 191.7930 USD |
| Sale | 520 | 190.3513 USD |
| Sale | 700 | 191.8657 USD |
| Sale | 700 | 191.6742 USD |
| Sale | 700 | 191.1342 USD |
| Sale | 701 | 191.6586 USD |
| Sale | 714 | 190.0429 USD |
| Sale | 805 | 190.8968 USD |
| Sale | 864 | 190.1378 USD |
| Sale | 900 | 192.3000 USD |
| Sale | 975 | 192.5482 USD |
| Sale | 1,000 | 190.6075 USD |
| Sale | 1,162 | 190.1281 USD |
| Sale | 1,700 | 190.0829 USD |
| Sale | 1,742 | 189.9724 USD |
| Sale | 1,934 | 190.4973 USD |
| Sale | 2,747 | 191.5235 USD |
| Sale | 2,931 | 191.9656 USD |
| Sale | 3,200 | 191.8654 USD |
| Sale | 3,914 | 191.7694 USD |
| Sale | 4,691 | 193.8400 USD |
| Sale | 4,700 | 191.5372 USD |
| Sale | 8,300 | 191.4478 USD |
| Sale | 8,302 | 193.8193 USD |
| Sale | 8,733 | 193.3196 USD |
| Sale | 17,193 | 192.1921 USD |
| Sale | 21,107 | 192.1253 USD |
| Sale | 45,639 | 193.3533 USD |
| Sale | 112,043 | 192.3053 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which |
|
|
| received |
|
| option |
|
|
|
|
|
| relates |
|
|
|
|
Call Option | Purchasing | 2,400 | 160 USD | American | 15 Jan 2021 | 32.0637 USD |
Call Option | Purchasing | 300 | 195 USD | American | 21 Aug 2020 | 5.5000 USD |
Call Option | Purchasing | 200 | 198 USD | American | 28 Feb 2020 | 1.6700 USD |
Call Option | Purchasing | 100 | 198 USD | American | 6 Mar 2020 | 0.3000 USD |
Call Option | Purchasing | 100 | 200 USD | American | 28 Feb 2020 | 0.0500 USD |
Call Option | Selling | 2,400 | 170 USD | American | 15 Jan 2021 | 23.7904 USD |
Put Option | Purchasing | 1,400 | 160 USD | American | 28 Feb 2020 | 1.1700 USD |
Put Option | Purchasing | 200 | 190 USD | American | 20 Mar 2020 | 2.5000 USD |
Put Option | Selling | 2,500 | 150 USD | American | 20 Mar 2020 | 0.3500 USD |
Put Option | Selling | 100 | 178 USD | American | 28 Feb 2020 | 0.0500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
|
| or derivative |
| ||
|
| relates |
| ||
Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 197.5000 | American | Mar 6, 2020 |
Put Options | Written | 1,000 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 187.5000 | American | Mar 6, 2020 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Call Options | Purchased | 7,100 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 15,200 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 3,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 24,100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,500 | 190.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 155.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,600 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 14,500 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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