22nd Jan 2020 15:07
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,535,497 | 1.38% | 3,125,821 | 0.95% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
4,193,382 | 1.28% | 3,089,508 | 0.94% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 448,300 | 0.14% | 223,100 | 0.07% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
9,177,179 | 2.80% | 6,438,429 | 1.96% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 40 | 192.5913 USD |
| Purchase | 48 | 192.5618 USD |
| Purchase | 100 | 192.4200 USD |
| Purchase | 100 | 192.9450 USD |
| Purchase | 100 | 193.0900 USD |
| Purchase | 100 | 192.6200 USD |
| Purchase | 100 | 192.5600 USD |
| Purchase | 100 | 192.5500 USD |
| Purchase | 100 | 192.5350 USD |
| Purchase | 100 | 192.4600 USD |
| Purchase | 100 | 192.4300 USD |
| Purchase | 179 | 192.5071 USD |
| Purchase | 198 | 192.0400 USD |
| Purchase | 200 | 192.5275 USD |
| Purchase | 200 | 192.4950 USD |
| Purchase | 200 | 192.5050 USD |
| Purchase | 300 | 192.6233 USD |
| Purchase | 300 | 192.6100 USD |
| Purchase | 343 | 192.6287 USD |
| Purchase | 361 | 192.5912 USD |
| Purchase | 400 | 192.5412 USD |
| Purchase | 400 | 192.6175 USD |
| Purchase | 400 | 192.6300 USD |
| Purchase | 400 | 192.5700 USD |
| Purchase | 500 | 192.6940 USD |
| Purchase | 506 | 192.4868 USD |
| Purchase | 600 | 192.6558 USD |
| Purchase | 601 | 192.6363 USD |
| Purchase | 677 | 192.4284 USD |
| Purchase | 731 | 192.6699 USD |
| Purchase | 821 | 192.6897 USD |
| Purchase | 1,400 | 192.6085 USD |
| Purchase | 1,800 | 192.4161 USD |
| Purchase | 1,900 | 192.4255 USD |
| Purchase | 2,000 | 192.7000 USD |
| Purchase | 2,146 | 192.5000 USD |
| Purchase | 2,768 | 192.7017 USD |
| Purchase | 3,337 | 192.5368 USD |
| Purchase | 6,708 | 192.5800 USD |
| Purchase | 8,186 | 192.6343 USD |
| Purchase | 11,200 | 192.5988 USD |
| Purchase | 23,150 | 192.5309 USD |
| Purchase | 31,030 | 192.5837 USD |
| Sale | 2 | 192.8800 USD |
| Sale | 5 | 192.6000 USD |
| Sale | 9 | 192.6500 USD |
| Sale | 10 | 192.6900 USD |
| Sale | 10 | 192.4900 USD |
| Sale | 19 | 192.9400 USD |
| Sale | 22 | 192.4100 USD |
| Sale | 35 | 192.5900 USD |
| Sale | 100 | 192.4800 USD |
| Sale | 100 | 192.4200 USD |
| Sale | 200 | 192.5350 USD |
| Sale | 200 | 192.6775 USD |
| Sale | 200 | 192.6100 USD |
| Sale | 200 | 192.5075 USD |
| Sale | 254 | 192.6918 USD |
| Sale | 319 | 192.6881 USD |
| Sale | 377 | 192.3728 USD |
| Sale | 387 | 192.4350 USD |
| Sale | 484 | 192.4903 USD |
| Sale | 625 | 192.5040 USD |
| Sale | 705 | 192.5247 USD |
| Sale | 800 | 192.5806 USD |
| Sale | 821 | 192.6897 USD |
| Sale | 982 | 192.4467 USD |
| Sale | 1,300 | 192.3457 USD |
| Sale | 1,443 | 192.6249 USD |
| Sale | 1,700 | 192.4091 USD |
| Sale | 2,000 | 192.7000 USD |
| Sale | 2,604 | 192.5680 USD |
| Sale | 2,718 | 192.5216 USD |
| Sale | 6,631 | 192.5800 USD |
| Sale | 7,015 | 192.6022 USD |
| Sale | 11,587 | 192.6288 USD |
| Sale | 19,939 | 192.5466 USD |
| Sale | 41,848 | 192.5875 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
|
|
| unit |
SWAP | Short | 10,000 | 192.6466 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which |
|
|
| received |
|
| option |
|
|
|
|
|
| relates |
|
|
|
|
Call Option | Purchasing | 100 | 110 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 4,700 | 150 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 4,200 | 155 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 2,800 | 175 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 19,400 | 185 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 3,500 | 195 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 500 | 195 USD | American | 15 May 2020 | 4.5000 USD |
Call Option | Purchasing | 2,800 | 210 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 100 | 215 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 4,600 | 220 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 1,700 | 225 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 2,800 | 230 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 4,500 | 260 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 1,500 | 270 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Purchasing | 1,100 | 290 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 100 | 135 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 4,600 | 145 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 5,900 | 160 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 4,200 | 165 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 4,500 | 170 USD | American | 17 Jan 2020 | TRANSFER |
Call Option | Selling | 3,000 | 180 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 13,700 | 75 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 4,700 | 80 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 1,300 | 90 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 100 | 120 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 600 | 135 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 7,100 | 145 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 7,000 | 160 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 13,500 | 165 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 3,200 | 170 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Purchasing | 100 | 170 USD | American | 15 Jan 2021 | 3.3000 USD |
Put Option | Purchasing | 200 | 185 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 2,200 | 70 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 100 | 85 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 22,500 | 105 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 10,500 | 125 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 106,300 | 130 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 3,000 | 145 USD | American | 21 Feb 2020 | 0.3083 USD |
Put Option | Selling | 1,500 | 150 USD | American | 17 Jan 2020 | TRANSFER |
Put Option | Selling | 2,700 | 150 USD | American | 21 Feb 2020 | 0.4000 USD |
Put Option | Selling | 2,100 | 175 USD | American | 17 Jan 2020 | TRANSFER |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates |
|
| ||
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 51,100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,900 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,800 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 45,000 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 9,800 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 200.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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