4th Sep 2019 14:40
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,137,454 | 0.96% | 1,558,287 | 0.48% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
1,679,200 | 0.51% | 2,369,134 | 0.72% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 602,400 | 0.18% | 409,100 | 0.12% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
5,419,054 | 1.65% | 4,336,521 | 1.32% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 159.7200 USD |
| Purchase | 4 | 159.9300 USD |
| Purchase | 4 | 159.1500 USD |
| Purchase | 7 | 159.9600 USD |
| Purchase | 15 | 159.0400 USD |
| Purchase | 17 | 159.2352 USD |
| Purchase | 32 | 159.4290 USD |
| Purchase | 33 | 159.5190 USD |
| Purchase | 77 | 159.7900 USD |
| Purchase | 97 | 159.0700 USD |
| Purchase | 100 | 158.9550 USD |
| Purchase | 100 | 159.8600 USD |
| Purchase | 137 | 159.2848 USD |
| Purchase | 162 | 159.9700 USD |
| Purchase | 284 | 159.6432 USD |
| Purchase | 327 | 159.4890 USD |
| Purchase | 332 | 159.9616 USD |
| Purchase | 430 | 159.4381 USD |
| Purchase | 692 | 159.7710 USD |
| Purchase | 900 | 159.9127 USD |
| Purchase | 1,000 | 159.5210 USD |
| Purchase | 1,005 | 159.4457 USD |
| Purchase | 1,036 | 159.7611 USD |
| Purchase | 1,045 | 159.4814 USD |
| Purchase | 1,063 | 159.7118 USD |
| Purchase | 1,146 | 159.4014 USD |
| Purchase | 1,154 | 159.5733 USD |
| Purchase | 1,600 | 159.5275 USD |
| Purchase | 2,159 | 159.4948 USD |
| Purchase | 2,238 | 159.4826 USD |
| Purchase | 2,418 | 159.4795 USD |
| Purchase | 3,315 | 159.6495 USD |
| Purchase | 3,747 | 159.5022 USD |
| Purchase | 4,000 | 159.3373 USD |
| Purchase | 4,000 | 159.3900 USD |
| Purchase | 5,201 | 159.5278 USD |
| Purchase | 5,652 | 159.4635 USD |
| Purchase | 6,813 | 159.6214 USD |
| Purchase | 7,900 | 159.4762 USD |
| Purchase | 8,689 | 159.4867 USD |
| Purchase | 10,900 | 159.4799 USD |
| Purchase | 11,713 | 159.3674 USD |
| Purchase | 12,613 | 159.4548 USD |
| Purchase | 13,104 | 159.5340 USD |
| Purchase | 38,358 | 159.8000 USD |
| Purchase | 40,151 | 159.5720 USD |
| Purchase | 44,397 | 159.5062 USD |
| Sale | 1 | 159.4800 USD |
| Sale | 7 | 159.9600 USD |
| Sale | 7 | 159.4500 USD |
| Sale | 15 | 159.0400 USD |
| Sale | 20 | 159.8300 USD |
| Sale | 33 | 159.5190 USD |
| Sale | 100 | 158.9550 USD |
| Sale | 100 | 159.2000 USD |
| Sale | 100 | 159.9100 USD |
| Sale | 100 | 159.9250 USD |
| Sale | 100 | 159.9700 USD |
| Sale | 101 | 159.7672 USD |
| Sale | 103 | 159.9451 USD |
| Sale | 103 | 159.9208 USD |
| Sale | 104 | 159.9300 USD |
| Sale | 151 | 159.7612 USD |
| Sale | 200 | 159.4900 USD |
| Sale | 200 | 159.6400 USD |
| Sale | 200 | 159.4300 USD |
| Sale | 217 | 159.1731 USD |
| Sale | 284 | 159.6432 USD |
| Sale | 327 | 159.2092 USD |
| Sale | 343 | 159.5288 USD |
| Sale | 380 | 159.8105 USD |
| Sale | 400 | 159.9450 USD |
| Sale | 400 | 159.7400 USD |
| Sale | 523 | 159.3000 USD |
| Sale | 600 | 159.8983 USD |
| Sale | 700 | 159.5471 USD |
| Sale | 753 | 159.5572 USD |
| Sale | 900 | 159.6705 USD |
| Sale | 900 | 159.6344 USD |
| Sale | 945 | 159.3836 USD |
| Sale | 1,000 | 159.5210 USD |
| Sale | 1,000 | 159.6415 USD |
| Sale | 1,154 | 159.5733 USD |
| Sale | 1,400 | 159.5514 USD |
| Sale | 1,700 | 159.8873 USD |
| Sale | 1,700 | 159.4094 USD |
| Sale | 1,900 | 159.3994 USD |
| Sale | 2,104 | 159.1500 USD |
| Sale | 3,000 | 159.4810 USD |
| Sale | 4,341 | 159.4912 USD |
| Sale | 4,900 | 159.3670 USD |
| Sale | 5,469 | 159.7976 USD |
| Sale | 5,804 | 159.5155 USD |
| Sale | 6,759 | 159.4677 USD |
| Sale | 8,600 | 159.4833 USD |
| Sale | 18,354 | 159.7228 USD |
| Sale | 21,239 | 159.8000 USD |
| Sale | 23,361 | 159.5591 USD |
| Sale | 31,287 | 159.5694 USD |
| Sale | 90,000 | 159.4909 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
| Call Option | Purchasing | 100 | 170 USD | American | 17 Jan 2020 | 3.3500 USD |
| Call Option | Purchasing | 1,500 | 170 USD | American | 21 Feb 2020 | 4.5000 USD |
| Call Option | Purchasing | 3,100 | 170 USD | American | 19 Jun 2020 | 6.5322 USD |
| Call Option | Purchasing | 1,000 | 175 USD | American | 21 Feb 2020 | 2.6000 USD |
| Put Option | Purchasing | 500 | 170 USD | American | 19 Jun 2020 | 17.3000 USD |
| Put Option | Selling | 2,000 | 140 USD | American | 17 Jan 2020 | 3.3000 USD |
| Put Option | Selling | 300 | 170 USD | American | 15 Nov 2019 | 12.4000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,600 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 18,100 | 165.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 16,300 | 165.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 170.0000 | American | Sep 27, 2019 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 115.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,300 | 155.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 185.0000 | American | Sep 20, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,000 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 8,800 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,900 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,100 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,100 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 125.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 140.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 45,200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,900 | 160.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -8,600 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,200 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -25,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,100 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,700 | 155.0000 | American | Sep 20, 2019 |
| Put Options | Written | 22,500 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 25,800 | 150.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 170.0000 | American | Nov 15, 2019 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,900 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 145.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 145.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 190.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 160.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 110.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 120.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,900 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 24,100 | 120.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -9,100 | 170.0000 | American | Sep 20, 2019 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -103,100 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 162.5000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,100 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 125.0000 | American | Nov 15, 2019 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | Sep 20, 2019 |
| Put Options | Written | 7,000 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,600 | 155.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 900 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,100 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 147.0000 | American | Sep 20, 2019 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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