20th Nov 2019 13:04
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,982,405 | 1.21% | 2,243,502 | 0.68% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,634,200 | 0.80% | 2,137,489 | 0.65% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 670,300 | 0.20% | 500,000 | 0.15% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
7,286,905 | 2.22% | 4,880,991 | 1.49% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 5 | 184.5600 USD |
Purchase | 6 | 185.7600 USD |
Purchase | 99 | 185.4100 USD |
Purchase | 100 | 185.2400 USD |
Purchase | 100 | 185.5300 USD |
Purchase | 100 | 185.6700 USD |
Purchase | 100 | 185.0750 USD |
Purchase | 100 | 185.8300 USD |
Purchase | 100 | 185.1500 USD |
Purchase | 200 | 184.9000 USD |
Purchase | 200 | 185.8600 USD |
Purchase | 200 | 185.7400 USD |
Purchase | 200 | 185.6150 USD |
Purchase | 244 | 185.2034 USD |
Purchase | 300 | 185.7366 USD |
Purchase | 300 | 185.0633 USD |
Purchase | 300 | 185.3416 USD |
Purchase | 326 | 185.8679 USD |
Purchase | 400 | 185.5525 USD |
Purchase | 400 | 185.3100 USD |
Purchase | 500 | 185.4300 USD |
Purchase | 500 | 185.8130 USD |
Purchase | 500 | 185.8360 USD |
Purchase | 531 | 185.3397 USD |
Purchase | 600 | 185.5483 USD |
Purchase | 618 | 185.3622 USD |
Purchase | 630 | 185.8097 USD |
Purchase | 650 | 185.9015 USD |
Purchase | 700 | 185.8550 USD |
Purchase | 700 | 185.3214 USD |
Purchase | 717 | 185.4186 USD |
Purchase | 800 | 185.8987 USD |
Purchase | 805 | 185.4073 USD |
Purchase | 1,033 | 185.3427 USD |
Purchase | 1,224 | 185.8514 USD |
Purchase | 1,297 | 185.2544 USD |
Purchase | 1,414 | 185.3714 USD |
Purchase | 1,500 | 185.3916 USD |
Purchase | 2,007 | 185.2568 USD |
Purchase | 2,315 | 185.1879 USD |
Purchase | 2,583 | 185.3900 USD |
Purchase | 2,886 | 185.4082 USD |
Purchase | 2,900 | 185.3089 USD |
Purchase | 3,031 | 185.2705 USD |
Purchase | 5,070 | 185.8464 USD |
Purchase | 6,000 | 185.0945 USD |
Purchase | 7,028 | 185.4040 USD |
Purchase | 7,837 | 185.2275 USD |
Purchase | 9,100 | 185.2295 USD |
Purchase | 11,000 | 185.8445 USD |
Purchase | 12,322 | 185.2200 USD |
Purchase | 16,698 | 185.3915 USD |
Purchase | 18,775 | 185.3618 USD |
Purchase | 22,529 | 185.2560 USD |
Purchase | 33,690 | 185.3008 USD |
Sale | 6 | 185.7600 USD |
Sale | 100 | 185.0750 USD |
Sale | 100 | 185.5300 USD |
Sale | 131 | 185.1394 USD |
Sale | 200 | 185.8600 USD |
Sale | 200 | 185.2850 USD |
Sale | 200 | 185.4900 USD |
Sale | 300 | 185.0633 USD |
Sale | 341 | 185.1600 USD |
Sale | 400 | 185.0987 USD |
Sale | 400 | 185.1597 USD |
Sale | 431 | 185.2917 USD |
Sale | 439 | 185.1547 USD |
Sale | 449 | 185.2771 USD |
Sale | 453 | 185.1800 USD |
Sale | 600 | 185.1000 USD |
Sale | 700 | 185.4142 USD |
Sale | 1,004 | 185.1652 USD |
Sale | 1,522 | 185.2373 USD |
Sale | 2,300 | 185.3677 USD |
Sale | 2,672 | 185.3707 USD |
Sale | 3,520 | 185.2238 USD |
Sale | 4,264 | 185.1338 USD |
Sale | 5,600 | 185.0942 USD |
Sale | 7,171 | 185.1927 USD |
Sale | 7,400 | 185.1820 USD |
Sale | 8,781 | 185.2135 USD |
Sale | 10,251 | 185.2204 USD |
Sale | 11,000 | 185.8445 USD |
Sale | 12,359 | 185.2200 USD |
Sale | 12,403 | 185.3280 USD |
Sale | 24,471 | 185.3440 USD |
Sale | 65,615 | 185.3531 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 185 USD | American | 22 Nov 2019 | 1.1000 USD |
Call Option | Purchasing | 400 | 185 USD | American | 20 Dec 2019 | 2.3800 USD |
Call Option | Purchasing | 7,800 | 185 USD | American | 15 Jan 2021 | 11.0134 USD |
Call Option | Purchasing | 6,200 | 190 USD | American | 15 Jan 2021 | 8.0475 USD |
Call Option | Purchasing | 11,200 | 195 USD | American | 15 Jan 2021 | 5.6058 USD |
Call Option | Purchasing | 3,100 | 200 USD | American | 15 Jan 2021 | 3.5483 USD |
Call Option | Selling | 400 | 180 USD | American | 20 Dec 2019 | 6.6800 USD |
Put Option | Purchasing | 1,700 | 185 USD | American | 15 Jan 2021 | 11.9323 USD |
Put Option | Selling | 2,000 | 100 USD | American | 17 Jan 2020 | 0.0500 USD |
Put Option | Selling | 100 | 150 USD | American | 20 Mar 2020 | 1.9000 USD |
Put Option | Selling | 1,600 | 160 USD | American | 19 Jun 2020 | 4.2500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,900 | 185.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 210.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 200 | 185.0000 | American | Nov 22, 2019 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 46,100 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 5,000 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 29,600 | 140.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -19,000 | 185.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 180.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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