9th Oct 2019 13:37
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 08 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,565,233 | 1.09% | 1,979,847 | 0.60% | ||
(2) | Derivatives (other than options): | ||||
1,668,200 | 0.51% | 1,919,420 | 0.59% | ||
(3) | Options and agreements to | ||||
purchase/sell: | 689,000 | 0.21% | 401,800 | 0.12% | |
TOTAL: | |||||
5,922,433 | 1.81% | 4,301,067 | 1.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | |||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
(2) | Derivatives (other than options): | ||||
(3) | Options and agreements to | ||||
purchase/sell: | |||||
TOTAL: |
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 9 | 167.6400 USD |
Purchase | 15 | 167.8600 USD |
Purchase | 37 | 167.6500 USD |
Purchase | 68 | 167.3050 USD |
Purchase | 88 | 167.3100 USD |
Purchase | 100 | 167.2900 USD |
Purchase | 100 | 167.8500 USD |
Purchase | 100 | 168.0300 USD |
Purchase | 100 | 167.2950 USD |
Purchase | 115 | 167.2930 USD |
Purchase | 150 | 167.5300 USD |
Purchase | 150 | 167.5700 USD |
Purchase | 154 | 167.8124 USD |
Purchase | 193 | 167.5575 USD |
Purchase | 200 | 167.4450 USD |
Purchase | 200 | 167.3900 USD |
Purchase | 200 | 167.2300 USD |
Purchase | 200 | 168.0000 USD |
Purchase | 200 | 167.7075 USD |
Purchase | 203 | 167.4065 USD |
Purchase | 298 | 167.3703 USD |
Purchase | 300 | 167.5833 USD |
Purchase | 314 | 167.5012 USD |
Purchase | 420 | 167.6936 USD |
Purchase | 614 | 167.5123 USD |
Purchase | 679 | 167.8292 USD |
Purchase | 700 | 167.5285 USD |
Purchase | 900 | 167.6888 USD |
Purchase | 1,027 | 167.3548 USD |
Purchase | 1,049 | 167.7125 USD |
Purchase | 1,602 | 167.4351 USD |
Purchase | 1,800 | 167.6777 USD |
Purchase | 2,100 | 167.6457 USD |
Purchase | 2,626 | 167.5623 USD |
Purchase | 3,072 | 167.1910 USD |
Purchase | 3,178 | 167.6889 USD |
Purchase | 4,600 | 167.6364 USD |
Purchase | 5,500 | 167.6460 USD |
Purchase | 6,280 | 167.5512 USD |
Purchase | 8,316 | 167.6087 USD |
Purchase | 9,500 | 167.6432 USD |
Purchase | 11,431 | 167.5255 USD |
Purchase | 13,506 | 167.2390 USD |
Purchase | 20,641 | 167.1000 USD |
Purchase | 41,549 | 167.4105 USD |
Sale | 2 | 167.5300 USD |
Sale | 2 | 167.9000 USD |
Sale | 4 | 167.6300 USD |
Sale | 6 | 167.5933 USD |
Sale | 6 | 167.5733 USD |
Sale | 9 | 167.6400 USD |
Sale | 10 | 167.4140 USD |
Sale | 14 | 167.6900 USD |
Sale | 18 | 167.6777 USD |
Sale | 38 | 167.2526 USD |
Sale | 54 | 167.3300 USD |
Sale | 81 | 167.4600 USD |
Sale | 100 | 167.2700 USD |
Sale | 100 | 167.3500 USD |
Sale | 178 | 167.3583 USD |
Sale | 200 | 167.5350 USD |
Sale | 200 | 167.2550 USD |
Sale | 200 | 167.1400 USD |
Sale | 200 | 167.3625 USD |
Sale | 201 | 167.2504 USD |
Sale | 306 | 167.3379 USD |
Sale | 415 | 167.4621 USD |
Sale | 443 | 167.2818 USD |
Sale | 600 | 167.7891 USD |
Sale | 700 | 167.7100 USD |
Sale | 770 | 167.2612 USD |
Sale | 853 | 167.2989 USD |
Sale | 1,185 | 167.4259 USD |
Sale | 1,299 | 167.3289 USD |
Sale | 1,400 | 167.6135 USD |
Sale | 1,803 | 167.2821 USD |
Sale | 1,900 | 167.2873 USD |
Sale | 2,953 | 167.4393 USD |
Sale | 3,008 | 167.3686 USD |
Sale | 3,228 | 167.1000 USD |
Sale | 3,277 | 167.3847 USD |
Sale | 3,900 | 167.6401 USD |
Sale | 4,350 | 167.4128 USD |
Sale | 5,500 | 167.6461 USD |
Sale | 5,528 | 167.1054 USD |
Sale | 5,544 | 167.4793 USD |
Sale | 8,100 | 167.6241 USD |
Sale | 8,111 | 167.5093 USD |
Sale | 8,300 | 167.6571 USD |
Sale | 13,664 | 167.4358 USD |
Sale | 14,074 | 167.6341 USD |
Sale | 15,729 | 167.1395 USD |
Sale | 25,105 | 167.3867 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Put Option | Purchasing | 100 | 160 USD | American | 15 Nov 2019 | 1.8400 USD |
Put Option | Purchasing | 100 | 175 USD | American | 17 Jan 2020 | 10.1000 USD |
Put Option | Selling | 100 | 165 USD | American | 15 Nov 2019 | 3.1600 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 9 Oct 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 15,900 | 165.0000 | American | Nov 15, 2019 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -7,300 | 165.0000 | American | Oct 18, 2019 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,500 | 165.0000 | American | Jan 17, 2020 |
Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
Put Options | Written | 12,900 | 150.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 900 | 145.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,800 | 140.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -4,000 | 125.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 8,400 | 185.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 7,900 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 12,400 | 170.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
Put Options | Written | 200 | 140.0000 | American | Oct 18, 2019 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,200 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 6,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 170.0000 | American | Oct 18, 2019 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 175.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,100 | 165.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -3,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 22,500 | 140.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,200 | 175.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 800 | 125.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 9,600 | 160.0000 | American | Oct 18, 2019 |
Put Options | Written | 8,500 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -400 | 170.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -900 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
Put Options | Written | 1,000 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,000 | 200.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,700 | 180.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 700 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 165.0000 | American | Oct 18, 2019 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Put Options | Written | 6,400 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 16,300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -2,000 | 160.0000 | American | Nov 15, 2019 |
Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.For all prices and other monetaryamounts, the currency must be stated.For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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