21st Nov 2019 14:09
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,970,679 | 1.21% | 2,244,807 | 0.68% | ||
(2) | Derivatives (other than options): |
| |||
| 2,735,200 | 0.83% | 2,118,317 | 0.65% | |
(3) | Options and agreements to | ||||
| purchase/sell: | 670,300 | 0.20% | 501,700 | 0.15% | |
| TOTAL: | |||||
7,376,179 | 2.25% | 4,864,824 | 1.48% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 184.7300 USD |
| Purchase | 48 | 184.6200 USD |
| Purchase | 100 | 184.7200 USD |
| Purchase | 100 | 184.8000 USD |
| Purchase | 100 | 184.4300 USD |
| Purchase | 100 | 184.8100 USD |
| Purchase | 153 | 184.9534 USD |
| Purchase | 200 | 184.7350 USD |
| Purchase | 249 | 185.0110 USD |
| Purchase | 272 | 184.7477 USD |
| Purchase | 316 | 185.0331 USD |
| Purchase | 322 | 184.5593 USD |
| Purchase | 346 | 185.0155 USD |
| Purchase | 443 | 185.0161 USD |
| Purchase | 499 | 184.4838 USD |
| Purchase | 800 | 184.7462 USD |
| Purchase | 1,098 | 184.9326 USD |
| Purchase | 1,100 | 184.5990 USD |
| Purchase | 1,507 | 185.0123 USD |
| Purchase | 2,041 | 184.7517 USD |
| Purchase | 2,200 | 184.4451 USD |
| Purchase | 2,500 | 184.4553 USD |
| Purchase | 2,503 | 184.7242 USD |
| Purchase | 4,080 | 184.9952 USD |
| Purchase | 4,186 | 184.7481 USD |
| Purchase | 4,264 | 184.7555 USD |
| Purchase | 4,927 | 184.5807 USD |
| Purchase | 5,750 | 184.9600 USD |
| Purchase | 7,493 | 184.6988 USD |
| Purchase | 7,771 | 184.7812 USD |
| Purchase | 10,164 | 184.6603 USD |
| Purchase | 17,066 | 184.6299 USD |
| Purchase | 39,851 | 184.7487 USD |
| Purchase | 53,476 | 184.6353 USD |
| Sale | 5 | 184.7300 USD |
| Sale | 48 | 184.6200 USD |
| Sale | 100 | 184.6100 USD |
| Sale | 100 | 184.6000 USD |
| Sale | 100 | 184.5900 USD |
| Sale | 100 | 184.3800 USD |
| Sale | 100 | 184.8200 USD |
| Sale | 100 | 184.7000 USD |
| Sale | 200 | 184.7200 USD |
| Sale | 200 | 184.4950 USD |
| Sale | 200 | 184.8300 USD |
| Sale | 200 | 184.5950 USD |
| Sale | 239 | 184.3615 USD |
| Sale | 247 | 184.5268 USD |
| Sale | 300 | 184.9067 USD |
| Sale | 300 | 184.6266 USD |
| Sale | 458 | 184.5109 USD |
| Sale | 725 | 184.4036 USD |
| Sale | 760 | 184.3050 USD |
| Sale | 892 | 184.5395 USD |
| Sale | 984 | 184.4366 USD |
| Sale | 985 | 184.4630 USD |
| Sale | 1,298 | 184.9068 USD |
| Sale | 1,507 | 185.0123 USD |
| Sale | 1,507 | 185.0124 USD |
| Sale | 1,600 | 184.7462 USD |
| Sale | 1,700 | 184.6276 USD |
| Sale | 2,100 | 184.5600 USD |
| Sale | 2,300 | 184.4322 USD |
| Sale | 2,336 | 184.4591 USD |
| Sale | 2,400 | 184.4492 USD |
| Sale | 4,352 | 184.9798 USD |
| Sale | 4,936 | 184.9600 USD |
| Sale | 5,066 | 184.8829 USD |
| Sale | 7,797 | 184.5036 USD |
| Sale | 41,499 | 184.7980 USD |
| Sale | 88,154 | 184.6586 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Purchasing | 100 | 185 USD | American | 29 Nov 2019 | 0.9900 USD |
| Call Option | Selling | 100 | 185 USD | American | 22 Nov 2019 | 0.9000 USD |
| Put Option | Purchasing | 1,600 | 185 USD | American | 22 Nov 2019 | 1.2000 USD |
| Put Option | Purchasing | 100 | 185 USD | American | 29 Nov 2019 | 1.4500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,900 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 210.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 185.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 185.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 46,100 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 29,600 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 185.0000 | American | Nov 22, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,000 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 185.0000 | American | Nov 29, 2019 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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