1st May 2020 12:31
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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|
|
|
3,981,044 | 1.21% | 2,955,695 | 0.90% | ||
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| ||
(2) | Derivatives (other than options): |
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|
|
|
2,887,345 | 0.88% | 2,614,131 | 0.79% | ||
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| ||
(3) | Options and agreements to |
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|
|
|
| purchase/sell: | 180,800 | 0.05% | 139,200 | 0.04% | |
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| ||
| TOTAL: |
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|
| |
7,049,189 | 2.14% | 5,709,026 | 1.74% | ||
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| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 187.6600 USD |
Purchase | 1 | 187.5800 USD |
Purchase | 2 | 188.0175 USD |
Purchase | 100 | 188.1700 USD |
Purchase | 100 | 188.1650 USD |
Purchase | 100 | 188.2075 USD |
Purchase | 100 | 187.7700 USD |
Purchase | 100 | 187.7500 USD |
Purchase | 200 | 187.7200 USD |
Purchase | 200 | 187.9400 USD |
Purchase | 200 | 188.2100 USD |
Purchase | 263 | 188.4100 USD |
Purchase | 400 | 187.9000 USD |
Purchase | 415 | 187.6779 USD |
Purchase | 500 | 188.1925 USD |
Purchase | 552 | 188.0484 USD |
Purchase | 720 | 187.6914 USD |
Purchase | 961 | 188.0239 USD |
Purchase | 1,589 | 187.8507 USD |
Purchase | 1,700 | 187.9542 USD |
Purchase | 1,701 | 187.9431 USD |
Purchase | 2,383 | 187.8468 USD |
Purchase | 2,600 | 187.8013 USD |
Purchase | 2,995 | 187.8101 USD |
Purchase | 3,179 | 187.6551 USD |
Purchase | 3,220 | 187.6541 USD |
Purchase | 3,382 | 187.8546 USD |
Purchase | 6,386 | 187.7932 USD |
Purchase | 9,225 | 187.9688 USD |
Purchase | 9,933 | 187.9263 USD |
Purchase | 9,971 | 187.8174 USD |
Purchase | 11,500 | 187.7503 USD |
Purchase | 11,510 | 187.9819 USD |
Purchase | 14,359 | 187.7001 USD |
Purchase | 17,231 | 187.8022 USD |
Purchase | 19,359 | 187.8898 USD |
Purchase | 20,346 | 187.3400 USD |
Purchase | 34,500 | 187.7255 USD |
Purchase | 48,121 | 187.8066 USD |
Purchase | 59,237 | 187.7660 USD |
Purchase | 69,206 | 187.7117 USD |
Purchase | 75,752 | 187.4046 USD |
Sale | 1 | 187.4600 USD |
Sale | 1 | 187.5800 USD |
Sale | 1 | 187.6600 USD |
Sale | 1 | 187.9800 USD |
Sale | 1 | 188.0550 USD |
Sale | 2 | 187.8200 USD |
Sale | 4 | 188.1200 USD |
Sale | 73 | 188.1500 USD |
Sale | 75 | 188.2900 USD |
Sale | 100 | 188.0700 USD |
Sale | 100 | 187.9100 USD |
Sale | 200 | 188.1862 USD |
Sale | 211 | 187.8391 USD |
Sale | 300 | 188.1966 USD |
Sale | 423 | 188.4100 USD |
Sale | 500 | 188.1925 USD |
Sale | 562 | 187.9664 USD |
Sale | 573 | 187.9616 USD |
Sale | 816 | 187.7889 USD |
Sale | 850 | 188.0305 USD |
Sale | 906 | 188.0175 USD |
Sale | 1,310 | 187.7943 USD |
Sale | 1,343 | 187.9268 USD |
Sale | 1,371 | 187.9420 USD |
Sale | 1,374 | 187.9918 USD |
Sale | 1,417 | 187.8093 USD |
Sale | 1,510 | 187.9362 USD |
Sale | 1,514 | 187.9148 USD |
Sale | 1,596 | 187.9146 USD |
Sale | 1,611 | 187.7235 USD |
Sale | 1,635 | 187.8174 USD |
Sale | 1,668 | 187.7791 USD |
Sale | 1,905 | 187.8648 USD |
Sale | 2,100 | 187.4910 USD |
Sale | 2,239 | 187.8579 USD |
Sale | 2,314 | 187.7979 USD |
Sale | 2,890 | 187.9139 USD |
Sale | 3,125 | 188.0249 USD |
Sale | 5,167 | 187.8116 USD |
Sale | 6,000 | 187.8435 USD |
Sale | 6,559 | 188.0657 USD |
Sale | 8,800 | 187.6047 USD |
Sale | 9,400 | 187.8082 USD |
Sale | 10,739 | 187.3400 USD |
Sale | 28,300 | 187.7700 USD |
Sale | 43,606 | 187.7055 USD |
Sale | 101,240 | 187.4803 USD |
Sale | 200,000 | 187.7995 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Put Option | Purchasing | 100 | 180 USD | American | 15 May 2020 | 2.3700 USD |
Put Option | Selling | 200 | 145 USD | American | 15 May 2020 | 0.5000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 1 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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