22nd Apr 2020 12:49
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,054,972 | 1.23% | 3,042,947 | 0.92% | ||
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(2) | Derivatives (other than options): |
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4,007,345 | 1.22% | 2,984,446 | 0.91% | ||
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(3) | Options and agreements to |
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| purchase/sell: | 187,300 | 0.06% | 154,100 | 0.05% | |
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| TOTAL: |
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8,249,617 | 2.51% | 6,181,493 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 184.6300 USD |
Purchase | 3 | 184.6266 USD |
Purchase | 4 | 184.6175 USD |
Purchase | 8 | 184.4600 USD |
Purchase | 9 | 184.6600 USD |
Purchase | 10 | 184.6500 USD |
Purchase | 45 | 184.1295 USD |
Purchase | 49 | 184.5765 USD |
Purchase | 100 | 184.1600 USD |
Purchase | 100 | 184.1500 USD |
Purchase | 100 | 184.1450 USD |
Purchase | 100 | 184.7450 USD |
Purchase | 100 | 185.4800 USD |
Purchase | 125 | 185.7100 USD |
Purchase | 148 | 184.2397 USD |
Purchase | 150 | 185.6866 USD |
Purchase | 178 | 184.2126 USD |
Purchase | 200 | 185.6750 USD |
Purchase | 225 | 185.6844 USD |
Purchase | 226 | 184.1661 USD |
Purchase | 280 | 184.5721 USD |
Purchase | 300 | 184.6133 USD |
Purchase | 300 | 185.6500 USD |
Purchase | 300 | 184.6700 USD |
Purchase | 300 | 185.7000 USD |
Purchase | 320 | 185.2478 USD |
Purchase | 350 | 185.7171 USD |
Purchase | 400 | 184.5975 USD |
Purchase | 550 | 185.6995 USD |
Purchase | 587 | 185.8500 USD |
Purchase | 800 | 184.7112 USD |
Purchase | 1,121 | 184.3793 USD |
Purchase | 1,300 | 185.7161 USD |
Purchase | 1,306 | 184.5526 USD |
Purchase | 1,500 | 185.7046 USD |
Purchase | 1,600 | 184.8381 USD |
Purchase | 2,900 | 184.5701 USD |
Purchase | 3,100 | 184.8031 USD |
Purchase | 3,672 | 184.0633 USD |
Purchase | 3,972 | 184.8392 USD |
Purchase | 7,639 | 185.0232 USD |
Purchase | 9,685 | 184.6719 USD |
Purchase | 12,474 | 184.0949 USD |
Purchase | 12,678 | 184.4652 USD |
Purchase | 13,700 | 184.5188 USD |
Purchase | 14,300 | 184.6145 USD |
Purchase | 14,996 | 184.0400 USD |
Purchase | 57,520 | 184.7236 USD |
Sale | 6 | 184.5600 USD |
Sale | 8 | 184.4600 USD |
Sale | 10 | 184.6500 USD |
Sale | 40 | 184.6900 USD |
Sale | 44 | 184.2300 USD |
Sale | 100 | 185.7000 USD |
Sale | 155 | 184.2256 USD |
Sale | 158 | 184.3841 USD |
Sale | 388 | 185.8500 USD |
Sale | 675 | 184.1822 USD |
Sale | 800 | 184.7962 USD |
Sale | 800 | 184.4571 USD |
Sale | 1,200 | 185.7175 USD |
Sale | 1,417 | 185.0168 USD |
Sale | 2,288 | 184.6126 USD |
Sale | 3,626 | 184.0555 USD |
Sale | 6,300 | 184.4498 USD |
Sale | 7,400 | 184.5775 USD |
Sale | 12,375 | 184.8393 USD |
Sale | 12,900 | 184.5226 USD |
Sale | 13,163 | 184.6279 USD |
Sale | 13,874 | 184.1556 USD |
Sale | 15,118 | 184.0400 USD |
Sale | 29,077 | 184.7164 USD |
Sale | 39,601 | 184.6921 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Put Option | Selling | 100 | 140 USD | American | 15 May 2020 | 0.6500 USD |
Put Option | Selling | 100 | 170 USD | American | 19 Jun 2020 | 3.8000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
aAp23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 34,800 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,100 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,000 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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