7th May 2020 10:41
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 06 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,645,385 | 1.11% | 2,966,625 | 0.90% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,887,345 | 0.88% | 2,368,331 | 0.72% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 180,700 | 0.05% | 137,300 | 0.04% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,713,430 | 2.04% | 5,472,256 | 1.66% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 195.4600 USD |
| Purchase | 2 | 194.2800 USD |
| Purchase | 2 | 194.1800 USD |
| Purchase | 7 | 194.1671 USD |
| Purchase | 8 | 194.1650 USD |
| Purchase | 10 | 194.1600 USD |
| Purchase | 10 | 194.7000 USD |
| Purchase | 12 | 194.2275 USD |
| Purchase | 12 | 194.6400 USD |
| Purchase | 15 | 194.4100 USD |
| Purchase | 22 | 195.4800 USD |
| Purchase | 26 | 194.1000 USD |
| Purchase | 50 | 195.4900 USD |
| Purchase | 51 | 194.0400 USD |
| Purchase | 100 | 194.0900 USD |
| Purchase | 100 | 195.4100 USD |
| Purchase | 100 | 195.1600 USD |
| Purchase | 100 | 194.8700 USD |
| Purchase | 100 | 194.8500 USD |
| Purchase | 100 | 195.8300 USD |
| Purchase | 100 | 195.8600 USD |
| Purchase | 198 | 195.6400 USD |
| Purchase | 200 | 195.7700 USD |
| Purchase | 300 | 195.6833 USD |
| Purchase | 300 | 195.1833 USD |
| Purchase | 300 | 195.0000 USD |
| Purchase | 300 | 195.1400 USD |
| Purchase | 500 | 194.6820 USD |
| Purchase | 650 | 194.9041 USD |
| Purchase | 700 | 195.1614 USD |
| Purchase | 900 | 195.3088 USD |
| Purchase | 930 | 194.7337 USD |
| Purchase | 1,037 | 195.0995 USD |
| Purchase | 1,138 | 195.4540 USD |
| Purchase | 1,300 | 194.9569 USD |
| Purchase | 1,314 | 195.3704 USD |
| Purchase | 1,413 | 194.1306 USD |
| Purchase | 1,944 | 193.8905 USD |
| Purchase | 2,016 | 193.8955 USD |
| Purchase | 3,021 | 195.2241 USD |
| Purchase | 3,222 | 195.1280 USD |
| Purchase | 3,600 | 195.6028 USD |
| Purchase | 3,678 | 195.2704 USD |
| Purchase | 4,007 | 194.8220 USD |
| Purchase | 4,556 | 195.0738 USD |
| Purchase | 5,006 | 195.3838 USD |
| Purchase | 6,323 | 195.0304 USD |
| Purchase | 7,087 | 195.3674 USD |
| Purchase | 7,242 | 195.3763 USD |
| Purchase | 7,528 | 194.0288 USD |
| Purchase | 8,901 | 195.3295 USD |
| Purchase | 10,997 | 195.5340 USD |
| Purchase | 12,629 | 195.1291 USD |
| Purchase | 13,088 | 193.8900 USD |
| Purchase | 13,941 | 195.2173 USD |
| Purchase | 15,172 | 195.4404 USD |
| Purchase | 27,254 | 195.5240 USD |
| Purchase | 32,106 | 195.4729 USD |
| Purchase | 35,000 | 195.2214 USD |
| Purchase | 36,900 | 195.4185 USD |
| Purchase | 52,267 | 194.4627 USD |
| Purchase | 54,162 | 195.0593 USD |
| Purchase | 63,100 | 195.0759 USD |
| Purchase | 67,275 | 195.1406 USD |
| Purchase | 75,087 | 194.7500 USD |
| Purchase | 153,682 | 195.2414 USD |
| Purchase | 279,282 | 195.0933 USD |
| Purchase | 327,700 | 195.4316 USD |
| Purchase | 330,000 | 195.0590 USD |
| Sale | 1 | 195.4600 USD |
| Sale | 1 | 195.7900 USD |
| Sale | 2 | 194.3100 USD |
| Sale | 2 | 194.0750 USD |
| Sale | 3 | 195.3033 USD |
| Sale | 3 | 195.3566 USD |
| Sale | 4 | 194.7150 USD |
| Sale | 4 | 194.1500 USD |
| Sale | 6 | 194.1733 USD |
| Sale | 7 | 195.3842 USD |
| Sale | 7 | 194.3414 USD |
| Sale | 9 | 194.2700 USD |
| Sale | 10 | 194.3600 USD |
| Sale | 10 | 195.3700 USD |
| Sale | 12 | 194.4791 USD |
| Sale | 13 | 194.3900 USD |
| Sale | 32 | 194.3812 USD |
| Sale | 36 | 194.2783 USD |
| Sale | 37 | 194.3729 USD |
| Sale | 38 | 194.5218 USD |
| Sale | 43 | 194.2386 USD |
| Sale | 49 | 195.4800 USD |
| Sale | 50 | 195.4900 USD |
| Sale | 57 | 194.2803 USD |
| Sale | 60 | 194.3426 USD |
| Sale | 69 | 194.8600 USD |
| Sale | 86 | 196.1000 USD |
| Sale | 100 | 194.0700 USD |
| Sale | 100 | 194.6200 USD |
| Sale | 100 | 195.4400 USD |
| Sale | 100 | 195.0300 USD |
| Sale | 100 | 195.7100 USD |
| Sale | 101 | 195.6099 USD |
| Sale | 101 | 195.7685 USD |
| Sale | 126 | 194.0920 USD |
| Sale | 131 | 195.4830 USD |
| Sale | 136 | 193.9261 USD |
| Sale | 171 | 195.7883 USD |
| Sale | 200 | 194.6500 USD |
| Sale | 200 | 195.5900 USD |
| Sale | 200 | 195.7600 USD |
| Sale | 200 | 195.7700 USD |
| Sale | 200 | 194.8912 USD |
| Sale | 200 | 196.0100 USD |
| Sale | 298 | 193.9391 USD |
| Sale | 300 | 195.8766 USD |
| Sale | 300 | 195.5933 USD |
| Sale | 304 | 193.9086 USD |
| Sale | 329 | 195.2816 USD |
| Sale | 353 | 195.6169 USD |
| Sale | 400 | 195.8325 USD |
| Sale | 400 | 195.2012 USD |
| Sale | 446 | 195.5912 USD |
| Sale | 600 | 195.6233 USD |
| Sale | 700 | 195.1614 USD |
| Sale | 706 | 195.6244 USD |
| Sale | 771 | 195.5613 USD |
| Sale | 800 | 195.6150 USD |
| Sale | 808 | 195.6382 USD |
| Sale | 842 | 195.5888 USD |
| Sale | 872 | 195.5974 USD |
| Sale | 900 | 195.4538 USD |
| Sale | 906 | 195.8039 USD |
| Sale | 912 | 194.3072 USD |
| Sale | 1,043 | 195.8297 USD |
| Sale | 1,175 | 194.5657 USD |
| Sale | 1,200 | 195.5880 USD |
| Sale | 1,329 | 194.8624 USD |
| Sale | 1,537 | 195.3162 USD |
| Sale | 1,800 | 195.6028 USD |
| Sale | 1,810 | 194.3790 USD |
| Sale | 1,812 | 194.6071 USD |
| Sale | 1,980 | 194.8861 USD |
| Sale | 2,016 | 193.8955 USD |
| Sale | 2,300 | 195.5979 USD |
| Sale | 2,500 | 194.9068 USD |
| Sale | 2,900 | 195.2641 USD |
| Sale | 2,900 | 194.3661 USD |
| Sale | 2,990 | 194.2607 USD |
| Sale | 3,370 | 194.0778 USD |
| Sale | 3,862 | 195.2010 USD |
| Sale | 4,152 | 195.4729 USD |
| Sale | 4,744 | 195.5166 USD |
| Sale | 5,673 | 194.8543 USD |
| Sale | 6,522 | 195.3096 USD |
| Sale | 8,981 | 195.1169 USD |
| Sale | 9,527 | 194.3763 USD |
| Sale | 10,200 | 195.3948 USD |
| Sale | 15,130 | 195.3963 USD |
| Sale | 20,941 | 195.2161 USD |
| Sale | 21,900 | 195.4266 USD |
| Sale | 27,123 | 193.8900 USD |
| Sale | 65,100 | 195.1500 USD |
| Sale | 75,087 | 194.7500 USD |
| Sale | 81,396 | 194.8023 USD |
| Sale | 110,000 | 195.0704 USD |
| Sale | 125,000 | 195.0000 USD |
| Sale | 129,282 | 195.2016 USD |
| Sale | 200,000 | 195.0875 USD |
| Sale | 315,000 | 195.0309 USD |
| Sale | 500,000 | 195.5600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities |
|
| paid/ | ||
| varying etc | to which |
|
| received | ||
option |
|
|
| |||
relates |
|
|
| |||
| Call Option | Selling | 100 | 195 USD | American | 15 Jan 2021 | 7.4000 USD |
| Put Option | Selling | 200 | 115 USD | American | 15 Jan 2021 | 0.0100 USD |
| Put Option | Selling | 2,000 | 150 USD | American | 19 Jun 2020 | 0.0100 USD |
| Put Option | Selling | 100 | 195 USD | American | 15 May 2020 | 1.6000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 7 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,500 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,200 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,400 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,100 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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