13th Nov 2019 13:13
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 12 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,990,481 | 1.22% | 2,300,685 | 0.70% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,326,200 | 0.71% | 2,068,389 | 0.63% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 843,100 | 0.26% | 556,900 | 0.17% | |
|
|
|
| ||
(4) | TOTAL: |
|
|
|
|
7,159,781 | 2.18% | 4,925,974 | 1.50% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 182.7800 USD |
Purchase | 3 | 183.6300 USD |
Purchase | 20 | 182.0000 USD |
Purchase | 36 | 182.5000 USD |
Purchase | 41 | 182.4400 USD |
Purchase | 67 | 183.5631 USD |
Purchase | 69 | 182.6100 USD |
Purchase | 100 | 182.5200 USD |
Purchase | 100 | 181.9050 USD |
Purchase | 100 | 181.9400 USD |
Purchase | 164 | 182.1089 USD |
Purchase | 200 | 181.9300 USD |
Purchase | 200 | 182.9450 USD |
Purchase | 200 | 182.6200 USD |
Purchase | 247 | 182.6146 USD |
Purchase | 272 | 181.9422 USD |
Purchase | 292 | 182.5621 USD |
Purchase | 300 | 182.4533 USD |
Purchase | 300 | 182.6900 USD |
Purchase | 305 | 182.5219 USD |
Purchase | 400 | 182.6000 USD |
Purchase | 469 | 182.6500 USD |
Purchase | 500 | 182.6220 USD |
Purchase | 560 | 183.3847 USD |
Purchase | 577 | 182.5890 USD |
Purchase | 665 | 182.9988 USD |
Purchase | 700 | 182.6128 USD |
Purchase | 800 | 182.5706 USD |
Purchase | 824 | 182.5342 USD |
Purchase | 848 | 182.5697 USD |
Purchase | 875 | 182.6045 USD |
Purchase | 1,000 | 182.1420 USD |
Purchase | 1,046 | 182.5818 USD |
Purchase | 1,163 | 182.5296 USD |
Purchase | 1,476 | 182.5311 USD |
Purchase | 1,744 | 183.3723 USD |
Purchase | 1,825 | 183.3328 USD |
Purchase | 1,827 | 183.5128 USD |
Purchase | 1,900 | 182.5965 USD |
Purchase | 2,130 | 183.1251 USD |
Purchase | 2,300 | 183.1176 USD |
Purchase | 2,388 | 182.1072 USD |
Purchase | 2,480 | 181.9588 USD |
Purchase | 3,467 | 182.4359 USD |
Purchase | 3,900 | 183.6035 USD |
Purchase | 4,456 | 182.2997 USD |
Purchase | 6,000 | 182.3800 USD |
Purchase | 7,519 | 182.1508 USD |
Purchase | 8,164 | 183.3932 USD |
Purchase | 8,812 | 182.4236 USD |
Purchase | 9,986 | 183.1991 USD |
Purchase | 10,900 | 182.1346 USD |
Purchase | 11,495 | 183.0188 USD |
Purchase | 11,498 | 182.8682 USD |
Purchase | 18,700 | 183.1661 USD |
Purchase | 22,405 | 182.4896 USD |
Purchase | 23,200 | 181.9593 USD |
Purchase | 28,871 | 182.6009 USD |
Purchase | 30,100 | 182.7403 USD |
Purchase | 39,407 | 183.3447 USD |
Purchase | 221,750 | 181.9600 USD |
Sale | 7 | 182.3900 USD |
Sale | 50 | 183.5200 USD |
Sale | 50 | 183.7300 USD |
Sale | 60 | 183.7000 USD |
Sale | 100 | 182.0050 USD |
Sale | 100 | 183.6550 USD |
Sale | 100 | 182.0400 USD |
Sale | 100 | 183.5300 USD |
Sale | 101 | 181.1767 USD |
Sale | 115 | 181.9721 USD |
Sale | 200 | 182.8950 USD |
Sale | 200 | 182.6200 USD |
Sale | 241 | 182.0571 USD |
Sale | 250 | 183.2960 USD |
Sale | 300 | 182.0033 USD |
Sale | 300 | 181.7833 USD |
Sale | 300 | 183.5600 USD |
Sale | 459 | 182.2868 USD |
Sale | 497 | 181.9292 USD |
Sale | 500 | 182.2239 USD |
Sale | 500 | 183.1280 USD |
Sale | 500 | 183.2040 USD |
Sale | 531 | 181.9054 USD |
Sale | 543 | 183.5093 USD |
Sale | 600 | 182.6358 USD |
Sale | 700 | 182.9042 USD |
Sale | 818 | 182.7611 USD |
Sale | 857 | 182.6627 USD |
Sale | 893 | 182.5649 USD |
Sale | 900 | 183.6744 USD |
Sale | 1,200 | 183.5691 USD |
Sale | 1,300 | 182.5784 USD |
Sale | 1,600 | 183.5850 USD |
Sale | 2,200 | 183.0481 USD |
Sale | 3,036 | 181.9647 USD |
Sale | 5,544 | 182.0720 USD |
Sale | 6,000 | 182.3800 USD |
Sale | 6,849 | 183.0668 USD |
Sale | 7,861 | 182.5164 USD |
Sale | 8,532 | 182.2121 USD |
Sale | 9,900 | 182.0908 USD |
Sale | 12,000 | 182.4719 USD |
Sale | 12,000 | 182.4333 USD |
Sale | 18,500 | 183.0011 USD |
Sale | 23,500 | 181.9588 USD |
Sale | 41,996 | 182.3954 USD |
Sale | 108,004 | 183.2154 USD |
Sale | 327,575 | 181.9600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
|
| relates |
|
|
|
|
Call Option | Purchasing | 100 | 80 USD | American | 15 Jan 2021 | 101.3500 USD |
Call Option | Purchasing | 100 | 105 USD | American | 17 Jan 2020 | 75.2500 USD |
Call Option | Purchasing | 500 | 110 USD | American | 17 Jan 2020 | 72.4500 USD |
Call Option | Purchasing | 900 | 130 USD | American | 17 Jan 2020 | 48.1000 USD |
Call Option | Purchasing | 500 | 135 USD | American | 20 Dec 2019 | 46.4000 USD |
Call Option | Purchasing | 4,500 | 150 USD | American | 15 Nov 2019 | 30.9500 USD |
Call Option | Purchasing | 400 | 155 USD | American | 15 Nov 2019 | 26.3500 USD |
Call Option | Purchasing | 100 | 170 USD | American | 20 Dec 2019 | 14.1700 USD |
Call Option | Purchasing | 200 | 180 USD | American | 21 Jan 2022 | 14.4000 USD |
Call Option | Purchasing | 1,300 | 183 USD | American | 15 Nov 2019 | 0.7153 USD |
Call Option | Purchasing | 3,100 | 185 USD | American | 15 Nov 2019 | 0.2283 USD |
Call Option | Purchasing | 800 | 185 USD | American | 15 Jan 2021 | 10.7500 USD |
Call Option | Purchasing | 100 | 190 USD | American | 17 Jan 2020 | 1.2500 USD |
Call Option | Purchasing | 800 | 190 USD | American | 21 Feb 2020 | 2.8700 USD |
Call Option | Selling | 100 | 180 USD | American | 20 Dec 2019 | 5.9700 USD |
Call Option | Selling | 1,600 | 180 USD | American | 21 Feb 2020 | 8.8350 USD |
Call Option | Selling | 100 | 190 USD | American | 15 May 2020 | 5.1000 USD |
Put Option | Purchasing | 100 | 173 USD | American | 15 Nov 2019 | 0.9300 USD |
Put Option | Selling | 3,000 | 140 USD | American | 15 Nov 2019 | 0.0300 USD |
Put Option | Selling | 2,200 | 170 USD | American | 15 Nov 2019 | 0.0300 USD |
Put Option | Selling | 1,000 | 170 USD | American | 21 Feb 2020 | 4.2900 USD |
Put Option | Selling | 100 | 178 USD | American | 15 Nov 2019 | 1.3300 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates |
| |||
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,300 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 182.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 190.0000 | American | Nov 15, 2019 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 157.5000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Written | 12,700 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Written | 7,600 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 152,600 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,800 | 185.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,200 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 165.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 29,300 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,900 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,800 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 172.5000 | American | Nov 15, 2019 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 177.5000 | American | Nov 15, 2019 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191113005458/en/
Copyright Business Wire 2019
Related Shares:
Barclays