25th Feb 2020 11:26
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 24 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,140,222 | 1.26% | 3,525,430 | 1.07% | ||
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| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,347,027 | 1.02% | 2,586,455 | 0.79% | ||
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|
| ||
(3) | Options and agreements to |
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|
|
|
| purchase/sell: | 424,700 | 0.13% | 200,600 | 0.06% | |
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| ||
| TOTAL: |
|
|
|
| |
7,911,949 | 2.40% | 6,312,485 | 1.92% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 12 | 197.7800 USD |
Purchase | 14 | 198.2000 USD |
Purchase | 21 | 198.0559 USD |
Purchase | 48 | 197.7700 USD |
Purchase | 82 | 197.8373 USD |
Purchase | 97 | 197.9800 USD |
Purchase | 100 | 198.1200 USD |
Purchase | 100 | 198.2200 USD |
Purchase | 100 | 197.8000 USD |
Purchase | 136 | 198.1679 USD |
Purchase | 143 | 198.0639 USD |
Purchase | 198 | 197.5500 USD |
Purchase | 200 | 198.4450 USD |
Purchase | 1,150 | 198.1624 USD |
Purchase | 1,500 | 198.1373 USD |
Purchase | 1,700 | 198.0907 USD |
Purchase | 1,844 | 198.0837 USD |
Purchase | 2,300 | 198.1492 USD |
Purchase | 3,147 | 198.1071 USD |
Purchase | 4,500 | 197.9522 USD |
Purchase | 4,600 | 198.1365 USD |
Purchase | 5,500 | 197.9603 USD |
Purchase | 11,001 | 197.9224 USD |
Purchase | 17,147 | 198.1649 USD |
Purchase | 18,387 | 198.1482 USD |
Purchase | 25,543 | 198.1700 USD |
Purchase | 43,717 | 198.0024 USD |
Sale | 1 | 198.3350 USD |
Sale | 3 | 198.2666 USD |
Sale | 10 | 198.1860 USD |
Sale | 12 | 197.7800 USD |
Sale | 12 | 198.2000 USD |
Sale | 14 | 198.1000 USD |
Sale | 18 | 198.1705 USD |
Sale | 18 | 198.2122 USD |
Sale | 22 | 198.1540 USD |
Sale | 23 | 198.2186 USD |
Sale | 24 | 198.1227 USD |
Sale | 29 | 198.1472 USD |
Sale | 48 | 197.7700 USD |
Sale | 50 | 198.5200 USD |
Sale | 50 | 198.5100 USD |
Sale | 97 | 197.7300 USD |
Sale | 100 | 198.5500 USD |
Sale | 100 | 198.2900 USD |
Sale | 100 | 197.8000 USD |
Sale | 100 | 198.0100 USD |
Sale | 100 | 198.0500 USD |
Sale | 100 | 198.0900 USD |
Sale | 100 | 197.7600 USD |
Sale | 101 | 197.9100 USD |
Sale | 179 | 197.9146 USD |
Sale | 200 | 197.6750 USD |
Sale | 200 | 197.9850 USD |
Sale | 304 | 198.0675 USD |
Sale | 321 | 197.7295 USD |
Sale | 400 | 198.1975 USD |
Sale | 543 | 198.0213 USD |
Sale | 1,000 | 197.9800 USD |
Sale | 2,000 | 198.2156 USD |
Sale | 2,300 | 198.1566 USD |
Sale | 2,359 | 198.0259 USD |
Sale | 3,702 | 197.8879 USD |
Sale | 4,400 | 197.9556 USD |
Sale | 5,500 | 197.9603 USD |
Sale | 12,813 | 198.0578 USD |
Sale | 16,446 | 198.1655 USD |
Sale | 24,100 | 197.9863 USD |
Sale | 29,641 | 198.1700 USD |
Sale | 35,772 | 198.0732 USD |
Sale | 149,379 | 200.1500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 700 | 198 USD | American | 21 Feb 2020 | 1.6100 USD |
Call Option | Purchasing | 900 | 200 USD | American | 21 Feb 2020 | 0.0100 USD |
Call Option | Purchasing | 200 | 203 USD | American | 21 Feb 2020 | 0.0500 USD |
Call Option | Purchasing | 100 | 205 USD | American | 21 Feb 2020 | 0.0100 USD |
Call Option | Purchasing | 200 | 208 USD | American | 21 Feb 2020 | 0.2800 USD |
Call Option | Purchasing | 100 | 210 USD | American | 21 Feb 2020 | 0.2000 USD |
Call Option | Purchasing | 100 | 210 USD | American | 17 Apr 2020 | 0.5500 USD |
Call Option | Purchasing | 100 | 213 USD | American | 21 Feb 2020 | 0.0400 USD |
Call Option | Purchasing | 100 | 215 USD | American | 21 Feb 2020 | TRANSFER |
Call Option | Purchasing | 2,400 | 220 USD | American | 21 Feb 2020 | 0.0600 USD |
Call Option | Selling | 200 | 200 USD | American | 15 May 2020 | 5.0000 USD |
Call Option | Selling | 2,300 | 200 USD | American | 21 Aug 2020 | 6.4478 USD |
Put Option | Purchasing | 500 | 80 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 900 | 90 USD | American | 21 Feb 2020 | 0.0300 USD |
Put Option | Purchasing | 1,100 | 100 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 400 | 110 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 2,000 | 115 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 3,200 | 120 USD | American | 21 Feb 2020 | 0.1000 USD |
Put Option | Purchasing | 300 | 135 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 54,100 | 140 USD | American | 21 Feb 2020 | 0.2400 USD |
Put Option | Purchasing | 11,200 | 145 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 50,500 | 150 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 100 | 155 USD | American | 15 Jan 2021 | 1.1900 USD |
Put Option | Purchasing | 14,400 | 160 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 9,300 | 170 USD | American | 21 Feb 2020 | 0.0300 USD |
Put Option | Purchasing | 100 | 175 USD | American | 21 Feb 2020 | 0.0500 USD |
Put Option | Purchasing | 1,100 | 185 USD | American | 21 Feb 2020 | 0.0300 USD |
Put Option | Purchasing | 3,000 | 188 USD | American | 21 Feb 2020 | 0.0500 USD |
Put Option | Purchasing | 1,600 | 190 USD | American | 21 Feb 2020 | 0.0500 USD |
Put Option | Purchasing | 1,000 | 203 USD | American | 21 Feb 2020 | 3.2600 USD |
Put Option | Selling | 4,500 | 130 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Selling | 100 | 145 USD | American | 20 Mar 2020 | 0.1700 USD |
Put Option | Selling | 100 | 150 USD | American | 20 Mar 2020 | 0.2100 USD |
Put Option | Selling | 1,500 | 155 USD | American | 21 Feb 2020 | 0.0800 USD |
Put Option | Selling | 50,000 | 160 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Selling | 300 | 165 USD | American | 21 Feb 2020 | 0.1500 USD |
Put Option | Selling | 2,000 | 170 USD | American | 20 Mar 2020 | 0.5955 USD |
Put Option | Selling | 9,800 | 180 USD | American | 21 Feb 2020 | 0.0500 USD |
Put Option | Selling | 3,000 | 180 USD | American | 17 Apr 2020 | 1.5000 USD |
Put Option | Selling | 300 | 195 USD | American | 21 Aug 2020 | 6.5500 USD |
Put Option | Selling | 1,000 | 198 USD | American | 21 Feb 2020 | 0.0300 USD |
Put Option | Selling | 100 | 198 USD | American | 3 Apr 2020 | 4.0000 USD |
Put Option | Selling | 300 | 200 USD | American | 20 Mar 2020 | 4.3000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,300 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 2,500 | 170.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 202.5000 | American | Feb 28, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,200 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 5,100 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,600 | 185.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,000 | 180.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 197.5000 | American | Feb 28, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 4,400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,500 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Written | 2,300 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 3,000 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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