1st Apr 2020 11:42
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,150,242 | 1.26% | 3,006,860 | 0.91% | ||
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| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
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| ||
(3) | Options and agreements to |
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|
|
|
| purchase/sell: | 384,700 | 0.12% | 225,900 | 0.07% | |
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| ||
| TOTAL: |
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|
|
| |
7,222,287 | 2.20% | 6,077,206 | 1.85% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 10 | 176.6500 USD |
Purchase | 26 | 177.5765 USD |
Purchase | 100 | 176.5000 USD |
Purchase | 100 | 176.5350 USD |
Purchase | 100 | 178.3900 USD |
Purchase | 100 | 176.7655 USD |
Purchase | 100 | 176.7700 USD |
Purchase | 100 | 177.8400 USD |
Purchase | 100 | 176.2700 USD |
Purchase | 100 | 175.9350 USD |
Purchase | 100 | 176.6650 USD |
Purchase | 107 | 178.2300 USD |
Purchase | 200 | 177.1425 USD |
Purchase | 200 | 176.2450 USD |
Purchase | 207 | 176.7834 USD |
Purchase | 262 | 176.2720 USD |
Purchase | 300 | 176.1616 USD |
Purchase | 363 | 177.1764 USD |
Purchase | 400 | 176.0387 USD |
Purchase | 414 | 178.0198 USD |
Purchase | 500 | 176.0320 USD |
Purchase | 591 | 177.2045 USD |
Purchase | 596 | 176.2500 USD |
Purchase | 600 | 176.2016 USD |
Purchase | 700 | 176.7500 USD |
Purchase | 767 | 177.0935 USD |
Purchase | 862 | 177.1646 USD |
Purchase | 900 | 177.0087 USD |
Purchase | 1,500 | 177.1202 USD |
Purchase | 2,247 | 177.1116 USD |
Purchase | 2,696 | 176.1580 USD |
Purchase | 3,700 | 177.1097 USD |
Purchase | 4,251 | 176.7621 USD |
Purchase | 5,419 | 177.0887 USD |
Purchase | 6,338 | 177.1053 USD |
Purchase | 8,160 | 177.1052 USD |
Purchase | 8,740 | 176.8292 USD |
Purchase | 11,360 | 177.1295 USD |
Purchase | 12,936 | 176.7386 USD |
Purchase | 18,100 | 177.1627 USD |
Purchase | 23,101 | 177.0039 USD |
Purchase | 34,981 | 177.1048 USD |
Purchase | 663,219 | 177.1000 USD |
Sale | 1 | 176.6200 USD |
Sale | 1 | 177.2600 USD |
Sale | 1 | 176.7600 USD |
Sale | 2 | 176.9050 USD |
Sale | 4 | 175.8700 USD |
Sale | 6 | 176.6150 USD |
Sale | 6 | 176.5516 USD |
Sale | 14 | 178.6200 USD |
Sale | 20 | 177.8650 USD |
Sale | 22 | 177.5500 USD |
Sale | 100 | 177.4800 USD |
Sale | 100 | 177.8300 USD |
Sale | 100 | 177.4600 USD |
Sale | 100 | 177.9100 USD |
Sale | 100 | 176.5100 USD |
Sale | 100 | 175.7900 USD |
Sale | 100 | 176.4800 USD |
Sale | 262 | 176.2720 USD |
Sale | 344 | 177.1055 USD |
Sale | 517 | 178.5676 USD |
Sale | 741 | 177.4100 USD |
Sale | 1,300 | 177.0975 USD |
Sale | 1,500 | 177.4161 USD |
Sale | 2,200 | 177.3940 USD |
Sale | 2,463 | 177.2270 USD |
Sale | 3,840 | 177.0219 USD |
Sale | 4,027 | 177.2670 USD |
Sale | 4,080 | 177.1052 USD |
Sale | 4,937 | 177.6341 USD |
Sale | 5,392 | 176.1580 USD |
Sale | 5,658 | 176.7686 USD |
Sale | 6,107 | 176.5653 USD |
Sale | 9,382 | 177.0934 USD |
Sale | 10,500 | 177.0983 USD |
Sale | 15,900 | 177.1306 USD |
Sale | 16,514 | 177.1886 USD |
Sale | 18,612 | 177.0416 USD |
Sale | 33,214 | 176.8983 USD |
Sale | 675,665 | 177.1000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 180 USD | American | 9 Apr 2020 | 2.0000 USD |
Call Option | Purchasing | 1,000 | 220 USD | American | 21 Jan 2022 | 1.1000 USD |
Call Option | Selling | 800 | 180 USD | American | 19 Jun 2020 | 8.5000 USD |
Call Option | Selling | 900 | 180 USD | American | 21 Aug 2020 | 9.5611 USD |
Put Option | Purchasing | 300 | 125 USD | American | 21 Jan 2022 | 4.0333 USD |
Put Option | Purchasing | 200 | 160 USD | American | 9 Apr 2020 | 1.0000 USD |
Put Option | Purchasing | 900 | 175 USD | American | 19 Jun 2020 | 7.9388 USD |
Put Option | Selling | 2,000 | 90 USD | American | 19 Jun 2020 | 0.9900 USD |
Put Option | Selling | 500 | 175 USD | American | 19 Jun 2020 | 8.6900 USD |
Put Option | Selling | 2,700 | 175 USD | American | 21 Aug 2020 | 10.8333 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 1 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 600 | 172.5000 | American | Apr 3, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 240.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -200 | 120.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 160.0000 | American | Apr 9, 2020 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,800 | 170.0000 | American | Aug 21, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Call Options | Written | -2,200 | 170.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 10,900 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 18,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,400 | 185.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -500 | 155.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 177.5000 | American | Apr 3, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -17,700 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 300 | 180.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,100 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 235.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,000 | 180.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -8,200 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 197.5000 | American | Apr 3, 2020 |
Put Options | Purchased | -400 | 105.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,700 | 172.5000 | American | Apr 17, 2020 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,400 | 167.5000 | American | Apr 3, 2020 |
Put Options | Written | 100 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,800 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 500 | 160.0000 | American | May 15, 2020 |
Call Options | Purchased | 200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
Call Options | Purchased | 1,300 | 160.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,000 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,800 | 192.5000 | American | Apr 3, 2020 |
Put Options | Written | 1,000 | 157.5000 | American | Apr 3, 2020 |
Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
Put Options | Written | 1,900 | 90.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 1,400 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 225.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 180.0000 | American | Apr 9, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 400 | 145.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -39,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,200 | 177.5000 | American | Apr 17, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 175.0000 | American | Apr 9, 2020 |
Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,100 | 90.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 110.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 175.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -5,400 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,100 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -3,300 | 170.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 167.5000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 100.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 2,000 | 155.0000 | American | Apr 17, 2020 |
Put Options | Written | 600 | 150.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 175.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,000 | 180.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -10,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -500 | 175.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,000 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -10,800 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -400 | 180.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -2,100 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -600 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 400 | 160.0000 | American | Apr 17, 2020 |
Put Options | Written | 2,700 | 175.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 24,000 | 160.0000 | American | Apr 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 130.0000 | American | Jan 21, 2022 |
Call Options | Written | -600 | 175.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 110.0000 | American | May 15, 2020 |
Call Options | Written | -500 | 172.5000 | American | Apr 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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