27th Jan 2020 12:49
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ALLERGAN PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 24 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,529,234 | 1.38% | 3,099,009 | 0.94% | ||
(2) | Derivatives (other than options): | ||||
3,021,382 | 0.92% | 2,831,208 | 0.86% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 465,800 | 0.14% | 223,400 | 0.07% | |
| TOTAL: | |||||
8,016,416 | 2.44% | 6,153,617 | 1.87% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 188.6200 USD |
| Purchase | 5 | 188.3140 USD |
| Purchase | 17 | 189.3123 USD |
| Purchase | 62 | 188.2900 USD |
| Purchase | 93 | 188.1800 USD |
| Purchase | 100 | 188.1600 USD |
| Purchase | 100 | 188.1500 USD |
| Purchase | 100 | 188.1400 USD |
| Purchase | 100 | 188.0800 USD |
| Purchase | 100 | 189.5100 USD |
| Purchase | 100 | 189.4100 USD |
| Purchase | 100 | 188.6300 USD |
| Purchase | 100 | 188.5900 USD |
| Purchase | 100 | 188.4800 USD |
| Purchase | 100 | 188.2800 USD |
| Purchase | 111 | 188.5400 USD |
| Purchase | 173 | 188.1700 USD |
| Purchase | 200 | 188.2350 USD |
| Purchase | 200 | 188.5550 USD |
| Purchase | 227 | 188.1200 USD |
| Purchase | 238 | 188.2300 USD |
| Purchase | 298 | 188.2369 USD |
| Purchase | 300 | 188.2266 USD |
| Purchase | 300 | 188.1566 USD |
| Purchase | 317 | 188.8148 USD |
| Purchase | 476 | 188.6790 USD |
| Purchase | 500 | 188.1670 USD |
| Purchase | 664 | 188.6040 USD |
| Purchase | 700 | 188.5857 USD |
| Purchase | 773 | 188.6122 USD |
| Purchase | 800 | 188.6065 USD |
| Purchase | 820 | 189.6285 USD |
| Purchase | 910 | 188.1958 USD |
| Purchase | 1,101 | 188.6182 USD |
| Purchase | 1,493 | 189.0169 USD |
| Purchase | 1,748 | 188.5945 USD |
| Purchase | 1,800 | 188.2156 USD |
| Purchase | 2,164 | 188.1900 USD |
| Purchase | 2,431 | 188.2644 USD |
| Purchase | 2,555 | 188.7921 USD |
| Purchase | 3,100 | 188.4875 USD |
| Purchase | 3,203 | 188.6157 USD |
| Purchase | 3,600 | 188.6250 USD |
| Purchase | 3,800 | 188.5233 USD |
| Purchase | 5,332 | 188.4927 USD |
| Purchase | 6,460 | 188.3153 USD |
| Purchase | 6,554 | 188.6639 USD |
| Purchase | 9,683 | 188.5427 USD |
| Purchase | 33,196 | 188.4706 USD |
| Sale | 1 | 189.6300 USD |
| Sale | 1 | 189.5250 USD |
| Sale | 1 | 188.8100 USD |
| Sale | 2 | 189.6400 USD |
| Sale | 2 | 189.5325 USD |
| Sale | 3 | 188.9666 USD |
| Sale | 4 | 189.2575 USD |
| Sale | 6 | 189.4966 USD |
| Sale | 6 | 188.3650 USD |
| Sale | 100 | 189.4100 USD |
| Sale | 100 | 188.3700 USD |
| Sale | 100 | 188.0700 USD |
| Sale | 100 | 189.5100 USD |
| Sale | 127 | 188.1200 USD |
| Sale | 200 | 188.7300 USD |
| Sale | 200 | 188.1899 USD |
| Sale | 298 | 188.1900 USD |
| Sale | 400 | 188.8937 USD |
| Sale | 500 | 188.7920 USD |
| Sale | 817 | 189.6285 USD |
| Sale | 900 | 188.2588 USD |
| Sale | 1,093 | 188.1612 USD |
| Sale | 1,200 | 188.2306 USD |
| Sale | 1,205 | 188.6281 USD |
| Sale | 2,180 | 188.2083 USD |
| Sale | 2,431 | 188.2644 USD |
| Sale | 2,700 | 188.3248 USD |
| Sale | 2,904 | 188.5872 USD |
| Sale | 3,000 | 188.5879 USD |
| Sale | 3,100 | 188.4875 USD |
| Sale | 3,600 | 188.6250 USD |
| Sale | 8,132 | 188.5656 USD |
| Sale | 10,076 | 188.6079 USD |
| Sale | 26,215 | 188.3692 USD |
| Sale | 27,017 | 188.6011 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 10,000 | 188.6143 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 175 USD | American | 15 Jan 2021 | 17.5000 USD |
| Call Option | Purchasing | 7,100 | 185 USD | American | 21 Aug 2020 | 9.1225 USD |
| Call Option | Purchasing | 100 | 190 USD | American | 31 Jan 2020 | 0.6700 USD |
| Call Option | Purchasing | 800 | 190 USD | American | 21 Feb 2020 | 2.4500 USD |
| Call Option | Purchasing | 1,000 | 190 USD | American | 15 Jan 2021 | 7.8000 USD |
| Call Option | Purchasing | 800 | 195 USD | American | 21 Feb 2020 | 0.6900 USD |
| Call Option | Purchasing | 100 | 200 USD | American | 6 Mar 2020 | 0.1900 USD |
| Call Option | Selling | 500 | 190 USD | American | 31 Jan 2020 | 1.2000 USD |
| Call Option | Selling | 100 | 193 USD | American | 31 Jan 2020 | 0.5900 USD |
| Call Option | Selling | 800 | 195 USD | American | 21 Feb 2020 | 0.8300 USD |
| Put Option | Purchasing | 200 | 170 USD | American | 15 Jan 2021 | 4.4000 USD |
| Put Option | Selling | 200 | 145 USD | American | 21 Feb 2020 | 0.3900 USD |
| Put Option | Selling | 1,100 | 190 USD | American | 31 Jan 2020 | 3.0181 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 27 Jan 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,500 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,900 | 192.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,900 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 51,100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,100 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 190.0000 | American | Jan 31, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 190.0000 | American | Jan 31, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 10,000 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 49,000 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 200.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200127005331/en/
Copyright Business Wire 2020
Related Shares:
Barclays