28th Feb 2020 09:20
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 25 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,121,336 | 1.25% | 3,617,001 | 1.10% | ||
(2) | Derivatives (other than options): | ||||
3,347,027 | 1.02% | 2,586,455 | 0.79% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 439,400 | 0.13% | 202,300 | 0.06% | |
| TOTAL: | |||||
7,907,763 | 2.40% | 6,405,756 | 1.95% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 3 | 193.4433 USD |
Purchase | 17 | 193.6200 USD |
Purchase | 40 | 198.1950 USD |
Purchase | 83 | 193.8300 USD |
Purchase | 100 | 193.6800 USD |
Purchase | 100 | 196.6450 USD |
Purchase | 200 | 193.9700 USD |
Purchase | 274 | 197.1359 USD |
Purchase | 377 | 194.7564 USD |
Purchase | 500 | 193.7970 USD |
Purchase | 500 | 195.1030 USD |
Purchase | 970 | 194.8516 USD |
Purchase | 1,200 | 195.0658 USD |
Purchase | 1,300 | 194.7654 USD |
Purchase | 1,800 | 195.5997 USD |
Purchase | 2,400 | 195.4154 USD |
Purchase | 2,858 | 195.4974 USD |
Purchase | 3,095 | 195.3131 USD |
Purchase | 5,800 | 195.4738 USD |
Purchase | 5,800 | 195.2450 USD |
Purchase | 7,781 | 195.5047 USD |
Purchase | 14,846 | 194.9809 USD |
Purchase | 15,328 | 195.1421 USD |
Purchase | 41,156 | 194.8150 USD |
Purchase | 96,494 | 193.8200 USD |
Purchase | 110,449 | 193.7300 USD |
Sale | 1 | 193.1400 USD |
Sale | 1 | 193.5900 USD |
Sale | 1 | 193.6000 USD |
Sale | 24 | 197.3700 USD |
Sale | 40 | 198.1950 USD |
Sale | 58 | 193.8000 USD |
Sale | 100 | 197.9700 USD |
Sale | 100 | 195.5000 USD |
Sale | 100 | 196.4950 USD |
Sale | 100 | 194.0500 USD |
Sale | 100 | 196.2600 USD |
Sale | 116 | 195.3200 USD |
Sale | 124 | 193.8390 USD |
Sale | 150 | 197.8000 USD |
Sale | 151 | 194.5393 USD |
Sale | 169 | 195.5691 USD |
Sale | 200 | 193.9700 USD |
Sale | 200 | 195.8050 USD |
Sale | 215 | 195.4446 USD |
Sale | 244 | 195.4983 USD |
Sale | 300 | 197.7800 USD |
Sale | 300 | 194.8266 USD |
Sale | 310 | 195.5703 USD |
Sale | 332 | 195.4802 USD |
Sale | 400 | 193.7711 USD |
Sale | 450 | 197.5977 USD |
Sale | 500 | 195.2700 USD |
Sale | 500 | 193.7970 USD |
Sale | 621 | 194.9480 USD |
Sale | 700 | 195.0771 USD |
Sale | 800 | 195.4818 USD |
Sale | 1,017 | 195.5392 USD |
Sale | 1,100 | 195.4927 USD |
Sale | 1,100 | 195.9322 USD |
Sale | 1,319 | 195.6307 USD |
Sale | 1,445 | 196.5613 USD |
Sale | 1,488 | 195.4957 USD |
Sale | 1,800 | 195.2266 USD |
Sale | 1,953 | 197.3935 USD |
Sale | 2,338 | 195.5020 USD |
Sale | 2,400 | 195.4154 USD |
Sale | 2,734 | 194.5443 USD |
Sale | 2,800 | 194.5291 USD |
Sale | 4,304 | 193.8564 USD |
Sale | 4,500 | 195.2366 USD |
Sale | 5,700 | 195.4559 USD |
Sale | 8,836 | 194.7393 USD |
Sale | 21,819 | 194.4984 USD |
Sale | 33,874 | 195.2822 USD |
Sale | 95,470 | 193.7782 USD |
Sale | 122,470 | 193.7300 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Selling | 100 | 198 USD | American | 28 Feb 2020 | 1.5000 USD |
Call Option | Selling | 1,100 | 200 USD | American | 21 Aug 2020 | 5.6772 USD |
Put Option | Purchasing | 500 | 190 USD | American | 15 May 2020 | 2.8520 USD |
Put Option | Selling | 5,400 | 95 USD | American | 15 May 2020 | 0.0600 USD |
Put Option | Selling | 400 | 100 USD | American | 15 May 2020 | 0.0800 USD |
Put Option | Selling | 4,000 | 105 USD | American | 15 May 2020 | 0.1000 USD |
Put Option | Selling | 200 | 135 USD | American | 20 Mar 2020 | 0.0600 USD |
Put Option | Selling | 100 | 165 USD | American | 20 Mar 2020 | 0.6600 USD |
Put Option | Selling | 700 | 170 USD | American | 20 Mar 2020 | 0.7100 USD |
Put Option | Selling | 500 | 185 USD | American | 15 May 2020 | 2.5520 USD |
Put Option | Selling | 2,200 | 195 USD | American | 21 Aug 2020 | 7.8886 USD |
Put Option | Selling | 1,200 | 215 USD | American | 15 Jan 2021 | 22.6500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 202.5000 | American | Feb 28, 2020 |
Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Put Options | Written | 5,100 | 145.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,000 | 180.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Put Options | Written | 2,100 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Put Options | Purchased | -500 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 197.5000 | American | Feb 28, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 4,400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 200 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200228005129/en/
Copyright Business Wire 2020
Related Shares:
Barclays