26th Feb 2020 09:12
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,159,662 | 1.26% | 3,376,369 | 1.03% | ||
(2) | Derivatives (other than options): | ||||
3,347,027 | 1.02% | 2,586,455 | 0.79% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 573,700 | 0.17% | 270,200 | 0.08% | |
| TOTAL: | |||||
8,080,389 | 2.46% | 6,233,024 | 1.89% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 7 | 198.5900 USD |
Purchase | 7 | 199.6550 USD |
Purchase | 48 | 199.5133 USD |
Purchase | 56 | 199.5371 USD |
Purchase | 64 | 200.2800 USD |
Purchase | 64 | 199.5446 USD |
Purchase | 80 | 199.5550 USD |
Purchase | 80 | 199.7800 USD |
Purchase | 100 | 199.8800 USD |
Purchase | 100 | 198.7500 USD |
Purchase | 100 | 198.8300 USD |
Purchase | 103 | 199.7197 USD |
Purchase | 186 | 199.8511 USD |
Purchase | 200 | 199.4687 USD |
Purchase | 200 | 199.4950 USD |
Purchase | 303 | 198.1500 USD |
Purchase | 400 | 199.6187 USD |
Purchase | 400 | 199.2650 USD |
Purchase | 863 | 199.4112 USD |
Purchase | 900 | 199.6811 USD |
Purchase | 929 | 199.6678 USD |
Purchase | 997 | 199.6515 USD |
Purchase | 1,000 | 202.5000 USD |
Purchase | 1,023 | 199.9398 USD |
Purchase | 1,077 | 199.5117 USD |
Purchase | 1,642 | 199.6282 USD |
Purchase | 2,180 | 200.0942 USD |
Purchase | 2,550 | 199.5335 USD |
Purchase | 3,627 | 199.1398 USD |
Purchase | 4,170 | 198.6102 USD |
Purchase | 5,192 | 200.0905 USD |
Purchase | 5,602 | 199.4868 USD |
Purchase | 7,403 | 199.3817 USD |
Purchase | 8,800 | 199.1408 USD |
Purchase | 9,432 | 200.1493 USD |
Purchase | 10,000 | 199.0418 USD |
Purchase | 10,200 | 199.4818 USD |
Purchase | 11,000 | 199.3625 USD |
Purchase | 36,699 | 199.6794 USD |
Purchase | 37,751 | 200.1500 USD |
Sale | 6 | 198.1500 USD |
Sale | 7 | 199.6550 USD |
Sale | 47 | 199.4100 USD |
Sale | 57 | 199.5800 USD |
Sale | 80 | 200.3050 USD |
Sale | 93 | 199.4000 USD |
Sale | 100 | 198.6550 USD |
Sale | 100 | 199.6100 USD |
Sale | 100 | 199.6600 USD |
Sale | 100 | 199.6400 USD |
Sale | 100 | 199.6250 USD |
Sale | 104 | 199.6392 USD |
Sale | 115 | 199.6947 USD |
Sale | 130 | 198.6600 USD |
Sale | 145 | 199.4356 USD |
Sale | 186 | 199.8511 USD |
Sale | 200 | 198.7250 USD |
Sale | 200 | 198.6300 USD |
Sale | 200 | 200.2900 USD |
Sale | 200 | 198.6000 USD |
Sale | 200 | 200.2750 USD |
Sale | 200 | 199.8900 USD |
Sale | 200 | 199.8400 USD |
Sale | 200 | 199.6300 USD |
Sale | 222 | 199.5868 USD |
Sale | 300 | 198.6033 USD |
Sale | 302 | 199.8102 USD |
Sale | 368 | 199.7346 USD |
Sale | 369 | 199.5871 USD |
Sale | 385 | 198.6021 USD |
Sale | 400 | 200.1975 USD |
Sale | 403 | 199.3266 USD |
Sale | 500 | 199.6200 USD |
Sale | 500 | 200.2260 USD |
Sale | 500 | 199.6851 USD |
Sale | 600 | 199.5687 USD |
Sale | 678 | 199.5598 USD |
Sale | 700 | 199.5900 USD |
Sale | 700 | 197.5000 USD |
Sale | 700 | 200.0000 USD |
Sale | 714 | 199.7908 USD |
Sale | 737 | 199.8285 USD |
Sale | 800 | 198.6025 USD |
Sale | 800 | 199.9390 USD |
Sale | 822 | 199.6952 USD |
Sale | 863 | 199.6538 USD |
Sale | 894 | 199.9256 USD |
Sale | 1,000 | 199.4330 USD |
Sale | 1,207 | 199.6233 USD |
Sale | 2,000 | 200.1090 USD |
Sale | 2,085 | 198.6102 USD |
Sale | 2,582 | 199.1553 USD |
Sale | 2,700 | 199.6987 USD |
Sale | 2,800 | 199.6516 USD |
Sale | 3,000 | 199.6210 USD |
Sale | 3,739 | 199.7775 USD |
Sale | 5,192 | 200.0905 USD |
Sale | 6,500 | 198.9167 USD |
Sale | 8,515 | 199.4577 USD |
Sale | 9,700 | 199.0285 USD |
Sale | 10,000 | 199.3555 USD |
Sale | 10,600 | 199.4870 USD |
Sale | 11,287 | 200.1500 USD |
Sale | 19,755 | 199.7623 USD |
Sale | 23,698 | 199.4336 USD |
Sale | 36,690 | 200.1402 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 226,000 | 200.1500 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 400 | 200 USD | American | 21 Feb 2020 | 0.0500 USD |
Call Option | Purchasing | 200 | 203 USD | American | 28 Feb 2020 | 0.2500 USD |
Call Option | Selling | 200 | 195 USD | American | 19 Jun 2020 | 9.0000 USD |
Put Option | Purchasing | 1,000 | 198 USD | American | 21 Feb 2020 | 0.0100 USD |
Put Option | Selling | 2,800 | 105 USD | American | 15 May 2020 | 0.0800 USD |
Put Option | Selling | 500 | 175 USD | American | 20 Mar 2020 | 0.8100 USD |
Put Option | Selling | 2,500 | 180 USD | American | 20 Mar 2020 | 0.9000 USD |
Put Option | Selling | 5,100 | 180 USD | American | 15 May 2020 | 1.8500 USD |
Put Option | Selling | 2,000 | 180 USD | American | 19 Jun 2020 | 2.2250 USD |
Put Option | Selling | 2,000 | 195 USD | American | 21 Aug 2020 | 5.6500 USD |
Put Option | Selling | 1,000 | 203 USD | American | 21 Feb 2020 | 3.2600 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,300 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 170.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 197.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,000 | 202.5000 | American | Feb 21, 2020 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 202.5000 | American | Feb 28, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 3,000 | 187.5000 | American | Feb 21, 2020 |
Put Options | Written | 1,600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,400 | 220.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 207.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 215.0000 | American | Feb 21, 2020 |
Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 197.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,400 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 210.0000 | American | Feb 21, 2020 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 202.5000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 205.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 9,300 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,500 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,600 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -700 | 197.5000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Call Options | Written | -900 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,000 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 50,500 | 150.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 600 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 2,000 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 212.5000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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