20th Feb 2020 14:54
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 18 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,174,757 | 1.27% | 3,417,325 | 1.04% | ||
(2) | Derivatives (other than options): | ||||
4,154,627 | 1.27% | 2,864,755 | 0.87% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 557,900 | 0.17% | 270,000 | 0.08% | |
| TOTAL: | |||||
8,887,284 | 2.71% | 6,552,080 | 2.00% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 198.0500 USD |
Purchase | 1 | 198.0400 USD |
Purchase | 9 | 197.8300 USD |
Purchase | 14 | 198.0750 USD |
Purchase | 16 | 198.4600 USD |
Purchase | 59 | 197.8985 USD |
Purchase | 76 | 197.8200 USD |
Purchase | 100 | 197.8400 USD |
Purchase | 100 | 197.8000 USD |
Purchase | 100 | 198.1300 USD |
Purchase | 100 | 197.9700 USD |
Purchase | 101 | 197.9389 USD |
Purchase | 102 | 197.9050 USD |
Purchase | 113 | 198.3200 USD |
Purchase | 200 | 197.9550 USD |
Purchase | 200 | 197.8975 USD |
Purchase | 200 | 197.9625 USD |
Purchase | 200 | 198.2200 USD |
Purchase | 214 | 197.9650 USD |
Purchase | 500 | 198.0860 USD |
Purchase | 500 | 198.1460 USD |
Purchase | 600 | 197.9741 USD |
Purchase | 800 | 198.3025 USD |
Purchase | 897 | 197.9324 USD |
Purchase | 900 | 198.0100 USD |
Purchase | 1,200 | 197.7733 USD |
Purchase | 1,294 | 197.9836 USD |
Purchase | 1,800 | 197.9569 USD |
Purchase | 1,968 | 197.8252 USD |
Purchase | 2,300 | 197.7893 USD |
Purchase | 2,592 | 197.8888 USD |
Purchase | 3,185 | 197.9905 USD |
Purchase | 6,567 | 197.9294 USD |
Purchase | 20,338 | 197.9978 USD |
Purchase | 40,240 | 198.0000 USD |
Sale | 2 | 198.0450 USD |
Sale | 4 | 198.0100 USD |
Sale | 16 | 198.4600 USD |
Sale | 31 | 198.1400 USD |
Sale | 80 | 197.8200 USD |
Sale | 100 | 198.1500 USD |
Sale | 100 | 198.0800 USD |
Sale | 100 | 197.9500 USD |
Sale | 100 | 198.1450 USD |
Sale | 100 | 197.9100 USD |
Sale | 100 | 198.3600 USD |
Sale | 100 | 197.7900 USD |
Sale | 100 | 197.7500 USD |
Sale | 102 | 197.9460 USD |
Sale | 125 | 198.0680 USD |
Sale | 128 | 197.7765 USD |
Sale | 168 | 198.0690 USD |
Sale | 200 | 197.8900 USD |
Sale | 200 | 197.6700 USD |
Sale | 200 | 197.9900 USD |
Sale | 250 | 197.8700 USD |
Sale | 268 | 197.8255 USD |
Sale | 274 | 197.8271 USD |
Sale | 300 | 197.9083 USD |
Sale | 300 | 197.8133 USD |
Sale | 305 | 197.8342 USD |
Sale | 309 | 197.8300 USD |
Sale | 343 | 197.8791 USD |
Sale | 346 | 197.9826 USD |
Sale | 358 | 197.9247 USD |
Sale | 400 | 197.9875 USD |
Sale | 464 | 197.8557 USD |
Sale | 486 | 197.8671 USD |
Sale | 600 | 197.7066 USD |
Sale | 600 | 197.8208 USD |
Sale | 614 | 197.6890 USD |
Sale | 909 | 198.3046 USD |
Sale | 1,100 | 197.9518 USD |
Sale | 1,100 | 198.0013 USD |
Sale | 1,700 | 197.8076 USD |
Sale | 1,963 | 198.0004 USD |
Sale | 2,200 | 197.9943 USD |
Sale | 2,300 | 197.8447 USD |
Sale | 2,874 | 198.0000 USD |
Sale | 4,714 | 197.9509 USD |
Sale | 11,440 | 197.9239 USD |
Sale | 14,347 | 198.0087 USD |
Sale | 36,111 | 197.9973 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 800 | 135 USD | American | 10 Jun 2016 | 0.0700 USD |
Call Option | Purchasing | 100 | 145 USD | American | 10 Jun 2016 | 0.1200 USD |
Call Option | Purchasing | 300 | 200 USD | American | 14 Feb 2020 | 0.0500 USD |
Call Option | Purchasing | 1,000 | 203 USD | American | 14 Feb 2020 | 0.1200 USD |
Call Option | Purchasing | 100 | 205 USD | American | 14 Feb 2020 | 0.0100 USD |
Call Option | Purchasing | 500 | 210 USD | American | 14 Feb 2020 | 0.0100 USD |
Call Option | Purchasing | 100 | 220 USD | American | 21 Jan 2022 | 3.0200 USD |
Call Option | Selling | 400 | 198 USD | American | 14 Feb 2020 | 0.6200 USD |
Call Option | Selling | 100 | 200 USD | American | 21 Jan 2022 | 10.2500 USD |
Put Option | Purchasing | 100 | 195 USD | American | 14 Feb 2020 | 0.0100 USD |
Put Option | Purchasing | 100 | 203 USD | American | 14 Feb 2020 | 4.4400 USD |
Put Option | Selling | 2,300 | 100 USD | American | 15 May 2020 | 0.0800 USD |
Put Option | Selling | 200 | 105 USD | American | 15 May 2020 | 0.1000 USD |
Put Option | Selling | 1,000 | 155 USD | American | 14 Feb 2020 | 0.0100 USD |
Put Option | Selling | 2,500 | 168 USD | American | 14 Feb 2020 | 0.0100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 2,300 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 170.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,000 | 187.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,600 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
Call Options | Written | -2,400 | 220.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Call Options | Written | -100 | 215.0000 | American | Feb 21, 2020 |
Call Options | Written | -200 | 207.5000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,500 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 197.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 900 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 205.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 202.5000 | American | Feb 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 210.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,500 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 9,300 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,600 | 190.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 197.5000 | American | Feb 21, 2020 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,300 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 200 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 50,500 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 212.5000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200220005591/en/
Copyright Business Wire 2020
Related Shares:
Barclays