29th Apr 2020 12:57
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,141,872 | 1.26% | 3,034,482 | 0.92% | ||
(2) | Derivatives (other than options): | ||||
2,887,345 | 0.88% | 2,673,331 | 0.81% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 180,900 | 0.05% | 140,700 | 0.04% | |
| TOTAL: | |||||
7,210,117 | 2.19% | 5,848,513 | 1.78% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 187.4700 USD |
Purchase | 1 | 188.0500 USD |
Purchase | 3 | 187.5800 USD |
Purchase | 40 | 188.0700 USD |
Purchase | 100 | 188.0300 USD |
Purchase | 100 | 188.1500 USD |
Purchase | 100 | 187.9400 USD |
Purchase | 106 | 187.8088 USD |
Purchase | 200 | 187.8900 USD |
Purchase | 232 | 187.6755 USD |
Purchase | 300 | 187.8758 USD |
Purchase | 300 | 187.9433 USD |
Purchase | 400 | 187.9500 USD |
Purchase | 400 | 187.7675 USD |
Purchase | 400 | 187.7750 USD |
Purchase | 400 | 187.9950 USD |
Purchase | 416 | 187.0400 USD |
Purchase | 600 | 187.8150 USD |
Purchase | 649 | 187.6786 USD |
Purchase | 649 | 187.6787 USD |
Purchase | 720 | 187.7530 USD |
Purchase | 818 | 187.7433 USD |
Purchase | 831 | 187.7749 USD |
Purchase | 900 | 187.6477 USD |
Purchase | 1,094 | 187.8091 USD |
Purchase | 2,045 | 187.8573 USD |
Purchase | 2,200 | 187.7956 USD |
Purchase | 2,445 | 187.7934 USD |
Purchase | 2,594 | 187.7128 USD |
Purchase | 2,604 | 187.7770 USD |
Purchase | 5,351 | 187.8178 USD |
Purchase | 5,480 | 187.8019 USD |
Purchase | 7,184 | 187.7949 USD |
Purchase | 7,821 | 187.7896 USD |
Purchase | 8,134 | 187.7592 USD |
Purchase | 8,866 | 187.7980 USD |
Purchase | 9,694 | 187.7817 USD |
Purchase | 16,908 | 187.8030 USD |
Purchase | 21,311 | 187.7789 USD |
Purchase | 21,909 | 187.7722 USD |
Purchase | 23,250 | 187.7211 USD |
Purchase | 25,100 | 187.7407 USD |
Purchase | 30,565 | 187.7405 USD |
Purchase | 38,799 | 187.9136 USD |
Purchase | 178,501 | 188.2400 USD |
Sale | 1 | 187.4700 USD |
Sale | 3 | 187.5800 USD |
Sale | 90 | 187.8100 USD |
Sale | 95 | 187.8500 USD |
Sale | 100 | 187.6200 USD |
Sale | 100 | 188.4300 USD |
Sale | 100 | 188.1667 USD |
Sale | 100 | 187.7100 USD |
Sale | 100 | 187.7000 USD |
Sale | 100 | 187.6500 USD |
Sale | 104 | 188.0484 USD |
Sale | 116 | 187.6000 USD |
Sale | 134 | 187.6291 USD |
Sale | 196 | 187.9900 USD |
Sale | 225 | 187.6544 USD |
Sale | 300 | 187.8033 USD |
Sale | 400 | 187.7875 USD |
Sale | 400 | 187.9512 USD |
Sale | 416 | 187.0400 USD |
Sale | 620 | 187.7419 USD |
Sale | 649 | 187.6786 USD |
Sale | 800 | 187.8803 USD |
Sale | 822 | 187.6522 USD |
Sale | 874 | 187.6789 USD |
Sale | 900 | 187.7500 USD |
Sale | 1,096 | 187.7444 USD |
Sale | 1,209 | 187.7535 USD |
Sale | 2,587 | 187.7403 USD |
Sale | 2,669 | 187.7142 USD |
Sale | 3,000 | 187.7250 USD |
Sale | 10,955 | 187.7410 USD |
Sale | 11,800 | 187.7380 USD |
Sale | 13,400 | 187.7461 USD |
Sale | 23,170 | 188.0343 USD |
Sale | 24,800 | 187.7373 USD |
Sale | 50,000 | 187.7931 USD |
Sale | 100,059 | 187.7695 USD |
Sale | 178,846 | 188.2400 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 570,600 | 188.2400 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 2,200 | 200 USD | American | 21 Aug 2020 | 2.6650 USD |
Put Option | Purchasing | 4,800 | 175 USD | American | 21 Aug 2020 | 5.0333 USD |
Put Option | Purchasing | 300 | 190 USD | American | 19 Jun 2020 | 7.0000 USD |
Put Option | Selling | 1,000 | 145 USD | American | 15 May 2020 | 0.9000 USD |
Put Option | Selling | 900 | 165 USD | American | 15 May 2020 | 2.0000 USD |
Put Option | Selling | 1,000 | 175 USD | American | 15 May 2020 | 3.0000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 29 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,100 | 175.0000 | American | May 15, 2020 |
Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 145.0000 | American | May 15, 2020 |
Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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