11th Feb 2020 09:50
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 06 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,196,412 | 1.28% | 3,411,361 | 1.04% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,347,027 | 1.02% | 2,571,455 | 0.78% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 536,300 | 0.16% | 279,500 | 0.09% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
8,079,739 | 2.46% | 6,262,316 | 1.91% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 4 | 192.1000 USD |
Purchase | 4 | 192.2900 USD |
Purchase | 8 | 192.4600 USD |
Purchase | 8 | 192.4100 USD |
Purchase | 25 | 192.4040 USD |
Purchase | 50 | 192.5132 USD |
Purchase | 50 | 192.5800 USD |
Purchase | 100 | 192.7350 USD |
Purchase | 100 | 192.8450 USD |
Purchase | 104 | 192.8808 USD |
Purchase | 114 | 192.6500 USD |
Purchase | 125 | 192.7700 USD |
Purchase | 194 | 192.1500 USD |
Purchase | 300 | 192.6400 USD |
Purchase | 400 | 192.8050 USD |
Purchase | 700 | 193.0200 USD |
Purchase | 1,135 | 192.6094 USD |
Purchase | 1,800 | 192.8144 USD |
Purchase | 2,256 | 192.6491 USD |
Purchase | 2,299 | 192.6764 USD |
Purchase | 2,754 | 192.6516 USD |
Purchase | 3,800 | 192.7945 USD |
Purchase | 3,850 | 192.8800 USD |
Purchase | 4,600 | 192.8299 USD |
Purchase | 5,441 | 192.2928 USD |
Purchase | 5,549 | 192.6844 USD |
Purchase | 19,604 | 192.5516 USD |
Purchase | 26,340 | 192.8061 USD |
Sale | 4 | 192.1000 USD |
Sale | 17 | 192.6100 USD |
Sale | 30 | 192.0400 USD |
Sale | 57 | 192.6500 USD |
Sale | 65 | 192.4600 USD |
Sale | 100 | 192.6200 USD |
Sale | 100 | 192.5000 USD |
Sale | 100 | 192.4700 USD |
Sale | 100 | 192.3200 USD |
Sale | 100 | 192.0500 USD |
Sale | 100 | 192.8450 USD |
Sale | 100 | 192.8000 USD |
Sale | 149 | 192.5063 USD |
Sale | 194 | 192.1500 USD |
Sale | 200 | 192.0000 USD |
Sale | 200 | 192.0800 USD |
Sale | 200 | 192.7600 USD |
Sale | 300 | 192.6900 USD |
Sale | 300 | 192.6400 USD |
Sale | 400 | 192.3087 USD |
Sale | 400 | 192.4375 USD |
Sale | 500 | 192.8670 USD |
Sale | 567 | 192.5177 USD |
Sale | 596 | 192.2900 USD |
Sale | 625 | 192.7868 USD |
Sale | 719 | 192.2869 USD |
Sale | 775 | 193.0181 USD |
Sale | 850 | 192.3410 USD |
Sale | 1,000 | 192.3190 USD |
Sale | 1,302 | 192.2803 USD |
Sale | 1,400 | 192.8421 USD |
Sale | 1,685 | 192.3240 USD |
Sale | 3,300 | 192.7835 USD |
Sale | 4,300 | 192.8431 USD |
Sale | 5,907 | 192.8800 USD |
Sale | 6,459 | 192.4347 USD |
Sale | 10,446 | 192.6745 USD |
Sale | 40,433 | 192.7586 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price |
| date | money |
| selling, | securities |
|
| paid/ | |
| varying etc | to which |
|
| received | |
| option |
|
| |||
| relates |
|
| |||
Call Option | Purchasing | 600 | 185 USD | American | 21 Aug 2020 | 10.6500 USD |
Call Option | Purchasing | 200 | 193 USD | American | 28 Feb 2020 | 2.4100 USD |
Call Option | Purchasing | 100 | 195 USD | American | 20 Mar 2020 | 2.2500 USD |
Call Option | Purchasing | 100 | 200 USD | American | 15 May 2020 | 1.4000 USD |
Call Option | Selling | 100 | 175 USD | American | 15 May 2020 | 19.2500 USD |
Call Option | Selling | 200 | 190 USD | American | 7 Feb 2020 | 3.9100 USD |
Call Option | Selling | 100 | 220 USD | American | 21 Jan 2022 | 2.6700 USD |
Put Option | Purchasing | 1,000 | 155 USD | American | 14 Feb 2020 | 0.0500 USD |
Put Option | Selling | 1,000 | 150 USD | American | 21 Feb 2020 | 0.1500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 11 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Put Options | Written | 1,400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 190.0000 | American | Feb 7, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 155.0000 | American | Feb 14, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,300 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 185.0000 | American | Feb 7, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Feb 28, 2020 |
| Put Options | Written | 50,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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