2nd Oct 2019 15:58
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 30 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,482,412 | 1.06% | 1,992,384 | 0.61% | ||
(2) | Derivatives (other than options): | ||||
1,668,200 | 0.51% | 2,308,775 | 0.70% | ||
(3) | Options and agreements to | ||||
purchase/sell: | 677,900 | 0.21% | 393,100 | 0.12% | |
TOTAL: | |||||
5,828,512 | 1.78% | 4,694,259 | 1.43% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | |||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
(2) | Derivatives (other than options): | ||||
(3) | Options and agreements to | ||||
purchase/sell: | |||||
TOTAL: |
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 5 | 168.8100 USD |
Purchase | 82 | 168.3900 USD |
Purchase | 100 | 168.6700 USD |
Purchase | 100 | 168.5500 USD |
Purchase | 100 | 168.9500 USD |
Purchase | 100 | 168.8500 USD |
Purchase | 100 | 168.9700 USD |
Purchase | 100 | 168.9897 USD |
Purchase | 100 | 168.9600 USD |
Purchase | 110 | 168.6400 USD |
Purchase | 173 | 168.5265 USD |
Purchase | 300 | 168.1733 USD |
Purchase | 300 | 168.9300 USD |
Purchase | 618 | 168.5097 USD |
Purchase | 786 | 168.6901 USD |
Purchase | 850 | 168.7123 USD |
Purchase | 947 | 168.7074 USD |
Purchase | 1,100 | 168.8422 USD |
Purchase | 1,500 | 168.5400 USD |
Purchase | 2,499 | 168.7639 USD |
Purchase | 3,092 | 168.7362 USD |
Purchase | 3,400 | 168.3296 USD |
Purchase | 3,604 | 168.6252 USD |
Purchase | 4,805 | 168.7982 USD |
Purchase | 8,083 | 168.7171 USD |
Purchase | 10,447 | 168.2830 USD |
Purchase | 12,619 | 168.6448 USD |
Purchase | 14,600 | 168.8496 USD |
Purchase | 15,366 | 168.3569 USD |
Purchase | 20,275 | 168.4359 USD |
Purchase | 20,338 | 168.2900 USD |
Purchase | 63,065 | 169.0141 USD |
Sale | 1 | 168.6500 USD |
Sale | 1 | 168.6600 USD |
Sale | 3 | 168.6800 USD |
Sale | 10 | 168.6400 USD |
Sale | 15 | 168.3300 USD |
Sale | 20 | 168.5400 USD |
Sale | 100 | 168.0400 USD |
Sale | 100 | 168.5637 USD |
Sale | 100 | 168.7000 USD |
Sale | 100 | 168.7350 USD |
Sale | 100 | 169.2600 USD |
Sale | 200 | 168.8900 USD |
Sale | 200 | 168.8000 USD |
Sale | 239 | 168.5461 USD |
Sale | 250 | 168.4648 USD |
Sale | 400 | 168.7575 USD |
Sale | 400 | 168.6550 USD |
Sale | 444 | 168.5688 USD |
Sale | 466 | 168.5160 USD |
Sale | 500 | 168.3910 USD |
Sale | 593 | 168.4400 USD |
Sale | 650 | 168.8523 USD |
Sale | 700 | 168.6900 USD |
Sale | 803 | 168.8578 USD |
Sale | 970 | 168.6292 USD |
Sale | 973 | 168.6636 USD |
Sale | 991 | 169.1327 USD |
Sale | 1,014 | 168.4059 USD |
Sale | 1,033 | 168.5418 USD |
Sale | 1,073 | 168.5191 USD |
Sale | 1,113 | 168.9869 USD |
Sale | 1,247 | 168.3802 USD |
Sale | 1,410 | 168.6932 USD |
Sale | 1,515 | 168.4349 USD |
Sale | 1,567 | 168.3382 USD |
Sale | 1,600 | 168.6012 USD |
Sale | 1,767 | 168.2727 USD |
Sale | 1,784 | 169.0372 USD |
Sale | 1,897 | 168.7077 USD |
Sale | 2,127 | 168.3077 USD |
Sale | 2,258 | 168.3796 USD |
Sale | 2,359 | 168.7332 USD |
Sale | 2,542 | 168.9984 USD |
Sale | 3,216 | 168.8511 USD |
Sale | 3,300 | 168.2935 USD |
Sale | 3,606 | 169.0017 USD |
Sale | 3,848 | 169.0519 USD |
Sale | 3,862 | 168.9057 USD |
Sale | 4,337 | 168.5955 USD |
Sale | 5,441 | 169.0631 USD |
Sale | 5,705 | 168.9253 USD |
Sale | 6,828 | 168.5708 USD |
Sale | 10,064 | 168.6748 USD |
Sale | 10,418 | 169.0382 USD |
Sale | 10,500 | 169.0347 USD |
Sale | 13,155 | 169.0124 USD |
Sale | 14,000 | 168.8668 USD |
Sale | 14,101 | 168.3690 USD |
Sale | 14,854 | 168.2900 USD |
Sale | 25,848 | 168.4911 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option | Selling | 500 | 150 USD | American | 17 Jan 2020 | 21.7700 USD |
Put Option | Selling | 1,500 | 150 USD | American | 15 Nov 2019 | 0.9500 USD |
Put Option | Selling | 300 | 160 USD | American | 17 Jan 2020 | 4.4000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 2 Oct 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options | Purchased | 2,100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 16,900 | 165.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,500 | 165.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
Put Options | Written | 12,800 | 150.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,800 | 140.0000 | American | Jan 17, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,000 | 145.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -4,000 | 125.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 12,400 | 170.0000 | American | Nov 15, 2019 |
Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,200 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Put Options | Written | 200 | 140.0000 | American | Oct 18, 2019 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,900 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 6,000 | 160.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 7,400 | 185.0000 | American | Nov 15, 2019 |
Put Options | Written | 1,000 | 165.0000 | American | Oct 18, 2019 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 125.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 175.0000 | American | Jan 17, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,000 | 170.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -3,000 | 160.0000 | American | Jan 17, 2020 |
Call Options | Written | -28,800 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 165.0000 | American | Nov 15, 2019 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 22,500 | 140.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 700 | 175.0000 | American | Nov 15, 2019 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 8,500 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 170.0000 | American | Nov 15, 2019 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -800 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 900 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 3,400 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,000 | 200.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 200 | 165.0000 | American | Oct 18, 2019 |
Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
Put Options | Written | 16,300 | 150.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,100 | 180.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,900 | 160.0000 | American | Nov 15, 2019 |
Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.For all prices and other monetaryamounts, the currencymust be stated.For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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