16th Mar 2020 14:30
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | ALLERGAN PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 11 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,058,100 | 1.23% | 3,319,047 | 1.01% | ||
(2) | Derivatives (other than options): | ||||
3,007,529 | 0.91% | 2,594,630 | 0.79% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 503,500 | 0.15% | 235,300 | 0.07% | |
| TOTAL: | |||||
7,569,129 | 2.30% | 6,148,977 | 1.87% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 10 | 187.2300 USD |
| Purchase | 15 | 186.9500 USD |
| Purchase | 15 | 186.7700 USD |
| Purchase | 15 | 185.2600 USD |
| Purchase | 60 | 187.3300 USD |
| Purchase | 100 | 187.1400 USD |
| Purchase | 100 | 186.5600 USD |
| Purchase | 100 | 187.0000 USD |
| Purchase | 100 | 186.3850 USD |
| Purchase | 100 | 187.5000 USD |
| Purchase | 100 | 187.5200 USD |
| Purchase | 100 | 186.5100 USD |
| Purchase | 100 | 186.5000 USD |
| Purchase | 100 | 185.4103 USD |
| Purchase | 159 | 185.6408 USD |
| Purchase | 190 | 187.0942 USD |
| Purchase | 200 | 186.6750 USD |
| Purchase | 200 | 188.1725 USD |
| Purchase | 200 | 186.5200 USD |
| Purchase | 200 | 185.7350 USD |
| Purchase | 204 | 186.7027 USD |
| Purchase | 256 | 185.5992 USD |
| Purchase | 275 | 184.9918 USD |
| Purchase | 300 | 186.5383 USD |
| Purchase | 321 | 187.0797 USD |
| Purchase | 324 | 186.9872 USD |
| Purchase | 366 | 187.1071 USD |
| Purchase | 400 | 185.0900 USD |
| Purchase | 406 | 185.3835 USD |
| Purchase | 500 | 185.1820 USD |
| Purchase | 500 | 186.0700 USD |
| Purchase | 523 | 185.7085 USD |
| Purchase | 600 | 185.4533 USD |
| Purchase | 600 | 187.1941 USD |
| Purchase | 607 | 186.3674 USD |
| Purchase | 754 | 185.4967 USD |
| Purchase | 802 | 186.0042 USD |
| Purchase | 825 | 185.5178 USD |
| Purchase | 900 | 185.6413 USD |
| Purchase | 953 | 185.6725 USD |
| Purchase | 1,000 | 186.3367 USD |
| Purchase | 1,074 | 185.4431 USD |
| Purchase | 1,600 | 186.3818 USD |
| Purchase | 2,348 | 187.2150 USD |
| Purchase | 2,675 | 185.1201 USD |
| Purchase | 5,872 | 185.6478 USD |
| Purchase | 7,524 | 185.9047 USD |
| Purchase | 11,283 | 186.0162 USD |
| Purchase | 14,431 | 185.5720 USD |
| Purchase | 26,136 | 184.7853 USD |
| Purchase | 27,900 | 185.8357 USD |
| Purchase | 28,000 | 185.8276 USD |
| Purchase | 37,157 | 185.5000 USD |
| Purchase | 67,016 | 186.1471 USD |
| Purchase | 81,162 | 185.5198 USD |
| Sale | 2 | 185.9350 USD |
| Sale | 5 | 185.2800 USD |
| Sale | 6 | 185.2650 USD |
| Sale | 8 | 185.3500 USD |
| Sale | 10 | 185.3440 USD |
| Sale | 13 | 185.4946 USD |
| Sale | 15 | 186.7700 USD |
| Sale | 15 | 185.4853 USD |
| Sale | 99 | 185.7196 USD |
| Sale | 100 | 185.7800 USD |
| Sale | 100 | 186.4258 USD |
| Sale | 100 | 186.4320 USD |
| Sale | 100 | 185.2200 USD |
| Sale | 158 | 185.9798 USD |
| Sale | 185 | 186.5300 USD |
| Sale | 200 | 186.3050 USD |
| Sale | 228 | 185.4934 USD |
| Sale | 256 | 185.5992 USD |
| Sale | 300 | 185.8883 USD |
| Sale | 300 | 185.6101 USD |
| Sale | 400 | 186.4888 USD |
| Sale | 600 | 185.5179 USD |
| Sale | 710 | 185.2852 USD |
| Sale | 834 | 184.7500 USD |
| Sale | 906 | 184.6727 USD |
| Sale | 1,000 | 185.8430 USD |
| Sale | 1,000 | 184.7300 USD |
| Sale | 1,183 | 185.8575 USD |
| Sale | 1,300 | 184.6861 USD |
| Sale | 1,394 | 184.7577 USD |
| Sale | 1,539 | 185.6183 USD |
| Sale | 1,607 | 184.6669 USD |
| Sale | 2,348 | 187.2150 USD |
| Sale | 2,500 | 184.7600 USD |
| Sale | 2,600 | 186.4033 USD |
| Sale | 2,773 | 184.5486 USD |
| Sale | 4,044 | 186.3125 USD |
| Sale | 4,428 | 186.2614 USD |
| Sale | 4,520 | 184.6734 USD |
| Sale | 6,938 | 184.7511 USD |
| Sale | 9,002 | 185.9896 USD |
| Sale | 9,415 | 186.1686 USD |
| Sale | 15,871 | 186.2680 USD |
| Sale | 25,500 | 185.7961 USD |
| Sale | 27,700 | 185.8323 USD |
| Sale | 29,496 | 186.2129 USD |
| Sale | 55,212 | 185.5000 USD |
| Sale | 102,178 | 185.6197 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 300 | 155 USD | American | 19 Jun 2020 | 33.0000 USD |
| Call Option | Purchasing | 100 | 190 USD | American | 13 Mar 2020 | 0.7000 USD |
| Call Option | Purchasing | 100 | 193 USD | American | 13 Mar 2020 | 0.3000 USD |
| Call Option | Purchasing | 200 | 200 USD | American | 20 Mar 2020 | 0.2500 USD |
| Call Option | Purchasing | 100 | 203 USD | American | 27 Mar 2020 | 0.3000 USD |
| Call Option | Purchasing | 100 | 208 USD | American | 9 Apr 2020 | 0.2500 USD |
| Put Option | Purchasing | 100 | 150 USD | American | 15 Jan 2021 | 2.4000 USD |
| Put Option | Purchasing | 300 | 158 USD | American | 13 Mar 2020 | 0.0600 USD |
| Put Option | Purchasing | 1,200 | 160 USD | American | 13 Mar 2020 | 0.2400 USD |
| Put Option | Purchasing | 300 | 163 USD | American | 13 Mar 2020 | 0.0800 USD |
| Put Option | Purchasing | 800 | 185 USD | American | 13 Mar 2020 | 1.4000 USD |
| Put Option | Purchasing | 3,500 | 185 USD | American | 15 May 2020 | 7.4785 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure | 16 Mar 2020 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 192.5000 | American | Mar 13, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,400 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 157.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -300 | 162.5000 | American | Mar 13, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 17,600 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 177.5000 | American | Mar 13, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
| Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 180.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 13, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -34,100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 160.0000 | American | Mar 13, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 202.5000 | American | Mar 27, 2020 |
| Put Options | Written | 24,000 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 3,500 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,100 | 185.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | Mar 13, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Mar 13, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 50,400 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 4,300 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,000 | 187.5000 | American | Mar 20, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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