27th Mar 2020 14:58
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 25 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,184,716 | 1.27% | 3,010,223 | 0.91% | ||
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(2) | Derivatives (other than options): |
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|
|
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2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
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(3) | Options and agreements to |
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|
|
|
| purchase/sell: | 367,300 | 0.11% | 225,700 | 0.07% | |
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| ||
| TOTAL: |
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|
| |
7,239,361 | 2.20% | 6,080,369 | 1.85% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 14 | 169.1700 USD |
Purchase | 27 | 169.3100 USD |
Purchase | 32 | 168.8381 USD |
Purchase | 56 | 168.7700 USD |
Purchase | 90 | 170.4611 USD |
Purchase | 100 | 171.4200 USD |
Purchase | 100 | 168.9600 USD |
Purchase | 100 | 170.0600 USD |
Purchase | 100 | 171.7900 USD |
Purchase | 100 | 168.6100 USD |
Purchase | 100 | 168.9300 USD |
Purchase | 118 | 169.8584 USD |
Purchase | 164 | 169.5274 USD |
Purchase | 182 | 169.0040 USD |
Purchase | 200 | 169.0300 USD |
Purchase | 200 | 168.9450 USD |
Purchase | 242 | 169.8428 USD |
Purchase | 270 | 170.1607 USD |
Purchase | 300 | 169.6800 USD |
Purchase | 300 | 170.4166 USD |
Purchase | 318 | 168.7813 USD |
Purchase | 396 | 169.7200 USD |
Purchase | 414 | 168.8182 USD |
Purchase | 500 | 168.7500 USD |
Purchase | 529 | 169.1958 USD |
Purchase | 531 | 170.5679 USD |
Purchase | 550 | 169.2627 USD |
Purchase | 620 | 170.0415 USD |
Purchase | 800 | 170.3893 USD |
Purchase | 800 | 170.2150 USD |
Purchase | 855 | 169.9600 USD |
Purchase | 1,000 | 168.9385 USD |
Purchase | 1,086 | 169.9755 USD |
Purchase | 1,386 | 171.3163 USD |
Purchase | 1,468 | 169.4750 USD |
Purchase | 2,133 | 170.0978 USD |
Purchase | 2,445 | 170.1604 USD |
Purchase | 2,600 | 169.5738 USD |
Purchase | 2,702 | 168.8984 USD |
Purchase | 2,789 | 169.2246 USD |
Purchase | 3,098 | 169.7125 USD |
Purchase | 3,300 | 169.9662 USD |
Purchase | 3,629 | 169.5535 USD |
Purchase | 4,000 | 171.5339 USD |
Purchase | 4,360 | 170.3669 USD |
Purchase | 4,502 | 170.1290 USD |
Purchase | 5,047 | 169.6414 USD |
Purchase | 8,704 | 169.9135 USD |
Purchase | 14,553 | 170.0391 USD |
Purchase | 15,000 | 170.8346 USD |
Purchase | 22,007 | 169.7695 USD |
Purchase | 23,609 | 169.7410 USD |
Purchase | 26,900 | 170.0487 USD |
Purchase | 27,682 | 169.0000 USD |
Purchase | 29,600 | 169.9488 USD |
Purchase | 31,739 | 169.9760 USD |
Purchase | 36,402 | 169.7079 USD |
Purchase | 40,482 | 169.5826 USD |
Purchase | 42,092 | 169.0832 USD |
Purchase | 43,330 | 169.4003 USD |
Sale | 9 | 169.2788 USD |
Sale | 14 | 169.1700 USD |
Sale | 27 | 169.3100 USD |
Sale | 42 | 168.8800 USD |
Sale | 86 | 168.9000 USD |
Sale | 100 | 171.5000 USD |
Sale | 100 | 171.7900 USD |
Sale | 100 | 169.9800 USD |
Sale | 100 | 170.1100 USD |
Sale | 100 | 171.0600 USD |
Sale | 120 | 170.1850 USD |
Sale | 200 | 169.5425 USD |
Sale | 200 | 171.4800 USD |
Sale | 200 | 170.1000 USD |
Sale | 246 | 170.2952 USD |
Sale | 253 | 170.4968 USD |
Sale | 300 | 171.4900 USD |
Sale | 396 | 169.7200 USD |
Sale | 400 | 171.4125 USD |
Sale | 400 | 170.0737 USD |
Sale | 400 | 171.5275 USD |
Sale | 721 | 168.8597 USD |
Sale | 1,085 | 168.9520 USD |
Sale | 1,200 | 169.7214 USD |
Sale | 1,631 | 168.8814 USD |
Sale | 2,200 | 170.0527 USD |
Sale | 2,259 | 168.9041 USD |
Sale | 2,609 | 169.3459 USD |
Sale | 2,687 | 168.9669 USD |
Sale | 2,702 | 168.8984 USD |
Sale | 3,289 | 170.2401 USD |
Sale | 3,477 | 168.9416 USD |
Sale | 4,408 | 168.9777 USD |
Sale | 4,812 | 169.6167 USD |
Sale | 5,859 | 169.9505 USD |
Sale | 7,600 | 170.7182 USD |
Sale | 8,400 | 169.9515 USD |
Sale | 9,000 | 168.7711 USD |
Sale | 9,873 | 170.1472 USD |
Sale | 18,907 | 170.0912 USD |
Sale | 27,582 | 169.0000 USD |
Sale | 36,400 | 170.1307 USD |
Sale | 56,656 | 169.3424 USD |
Sale | 83,881 | 170.4637 USD |
Sale | 100,000 | 169.2168 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Selling | 2,200 | 170 USD | American | 3 Apr 2020 | 5.0295 USD |
Call Option | Selling | 500 | 173 USD | American | 17 Apr 2020 | 5.5700 USD |
Put Option | Purchasing | 100 | 150 USD | American | 27 Mar 2020 | 0.1900 USD |
Put Option | Selling | 1,400 | 168 USD | American | 3 Apr 2020 | 5.1535 USD |
Put Option | Selling | 700 | 168 USD | American | 17 Apr 2020 | 7.2214 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 600 | 172.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
Put Options | Written | 600 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 120.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,800 | 170.0000 | American | Aug 21, 2020 |
Call Options | Written | -2,200 | 170.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Mar 27, 2020 |
Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 2,400 | 185.0000 | American | Apr 3, 2020 |
Put Options | Written | 10,900 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 36,700 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 18,200 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
Put Options | Purchased | -500 | 155.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -17,700 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 177.5000 | American | Apr 3, 2020 |
Put Options | Purchased | -2,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -200 | 162.5000 | American | Mar 27, 2020 |
Put Options | Purchased | -400 | 80.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 3,500 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,200 | 180.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 3,100 | 190.0000 | American | May 15, 2020 |
Call Options | Purchased | 7,000 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 235.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -400 | 105.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
Put Options | Purchased | -200 | 100.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 160.0000 | American | Mar 27, 2020 |
Put Options | Purchased | -8,200 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 197.5000 | American | Apr 3, 2020 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 160.0000 | American | May 15, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,400 | 167.5000 | American | Apr 3, 2020 |
Call Options | Purchased | 800 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,000 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Mar 27, 2020 |
Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 180.0000 | American | Apr 17, 2020 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 400 | 180.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,900 | 90.0000 | American | May 15, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 225.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -39,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 170.0000 | American | Mar 27, 2020 |
Call Options | Purchased | 200 | 172.5000 | American | Mar 27, 2020 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 202.5000 | American | Mar 27, 2020 |
Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -5,400 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,300 | 170.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Apr 17, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,100 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -700 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,600 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 170.0000 | American | Jan 21, 2022 |
Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 100.0000 | American | Apr 17, 2020 |
Put Options | Written | 700 | 167.5000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 165.0000 | American | Mar 27, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Call Options | Written | -200 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -600 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,800 | 185.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,100 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Purchased | -10,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 175.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -400 | 180.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -3,000 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 23,200 | 160.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 700 | 175.0000 | American | Apr 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
Call Options | Purchased | 400 | 160.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -100 | 110.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 130.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 172.5000 | American | Apr 17, 2020 |
Put Options | Purchased | -2,000 | 180.0000 | American | Mar 27, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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