25th Feb 2020 10:21
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,173,635 | 1.27% | 3,419,548 | 1.04% | ||
(2) | Derivatives (other than options): | ||||
4,519,027 | 1.38% | 2,864,755 | 0.87% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 557,900 | 0.17% | 269,800 | 0.08% | |
| TOTAL: | |||||
9,250,562 | 2.82% | 6,554,103 | 2.00% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 3 | 198.3600 USD |
Purchase | 5 | 198.7880 USD |
Purchase | 21 | 198.8776 USD |
Purchase | 60 | 198.7400 USD |
Purchase | 100 | 198.3200 USD |
Purchase | 100 | 198.3100 USD |
Purchase | 100 | 198.3800 USD |
Purchase | 200 | 198.9500 USD |
Purchase | 304 | 198.5458 USD |
Purchase | 398 | 198.3574 USD |
Purchase | 400 | 198.2200 USD |
Purchase | 418 | 198.5791 USD |
Purchase | 426 | 198.7636 USD |
Purchase | 474 | 198.3722 USD |
Purchase | 622 | 198.7452 USD |
Purchase | 766 | 198.3732 USD |
Purchase | 795 | 198.4678 USD |
Purchase | 803 | 198.4575 USD |
Purchase | 892 | 198.5644 USD |
Purchase | 1,010 | 198.5429 USD |
Purchase | 1,047 | 198.6102 USD |
Purchase | 1,119 | 198.7503 USD |
Purchase | 1,200 | 198.1531 USD |
Purchase | 1,262 | 198.7758 USD |
Purchase | 1,791 | 198.6385 USD |
Purchase | 1,792 | 198.3939 USD |
Purchase | 2,600 | 198.3594 USD |
Purchase | 2,617 | 198.3318 USD |
Purchase | 2,780 | 198.5343 USD |
Purchase | 3,300 | 198.3218 USD |
Purchase | 4,239 | 198.4287 USD |
Purchase | 4,811 | 198.6104 USD |
Purchase | 4,938 | 198.4145 USD |
Purchase | 5,111 | 198.4151 USD |
Purchase | 5,495 | 198.4415 USD |
Purchase | 5,661 | 198.7415 USD |
Purchase | 7,410 | 198.8100 USD |
Purchase | 27,929 | 198.5305 USD |
Sale | 3 | 198.3600 USD |
Sale | 19 | 198.9500 USD |
Sale | 100 | 197.9050 USD |
Sale | 100 | 198.6400 USD |
Sale | 100 | 185.0000 USD |
Sale | 100 | 197.8900 USD |
Sale | 100 | 198.5050 USD |
Sale | 100 | 198.7500 USD |
Sale | 100 | 198.4000 USD |
Sale | 100 | 198.8121 USD |
Sale | 100 | 198.8500 USD |
Sale | 102 | 198.1900 USD |
Sale | 108 | 198.2646 USD |
Sale | 150 | 198.7900 USD |
Sale | 179 | 198.8400 USD |
Sale | 197 | 198.4148 USD |
Sale | 200 | 198.9300 USD |
Sale | 300 | 198.3766 USD |
Sale | 344 | 198.9458 USD |
Sale | 350 | 198.8285 USD |
Sale | 400 | 198.1975 USD |
Sale | 426 | 198.7636 USD |
Sale | 500 | 197.9600 USD |
Sale | 622 | 198.7452 USD |
Sale | 700 | 198.2910 USD |
Sale | 1,300 | 198.7515 USD |
Sale | 2,209 | 198.3665 USD |
Sale | 2,500 | 198.5432 USD |
Sale | 3,100 | 198.3165 USD |
Sale | 4,899 | 198.4107 USD |
Sale | 5,672 | 198.5087 USD |
Sale | 6,180 | 198.5716 USD |
Sale | 6,903 | 198.8100 USD |
Sale | 13,161 | 198.5594 USD |
Sale | 14,414 | 198.6738 USD |
Sale | 27,411 | 198.4158 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 200 | 200 USD | American | 15 May 2020 | 4.2000 USD |
Call Option | Purchasing | 200 | 220 USD | American | 15 Jan 2021 | 1.1200 USD |
Call Option | Selling | 200 | 180 USD | American | 21 Jan 2022 | 23.1200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 2,300 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 170.0000 | American | Mar 20, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
Put Options | Written | 3,000 | 187.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 1,600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Call Options | Written | -2,400 | 220.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 215.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 207.5000 | American | Feb 21, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 197.5000 | American | Feb 28, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 900 | 180.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 205.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 210.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 202.5000 | American | Feb 21, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,500 | 215.0000 | American | Jan 15, 2021 |
Put Options | Written | 9,300 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,600 | 190.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 197.5000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,300 | 200.0000 | American | Feb 21, 2020 |
Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Written | 50,500 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 105.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 600 | 200.0000 | American | May 15, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 212.5000 | American | Feb 21, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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