29th Nov 2019 16:14
Ap19
FORM 8.3 Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 26 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,092,858 | 1.25% | 2,217,770 | 0.68% | ||
(2) | Derivatives (other than options): | ||||
2,211,200 | 0.67% | 2,287,203 | 0.70% | ||
(3) | Options and agreements to | ||||
purchase/sell: | 672,700 | 0.20% | 501,300 | 0.15% | |
(4) | TOTAL: | ||||
6,976,758 | 2.12% | 5,006,273 | 1.53% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
|
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 184.5850 USD |
Purchase | 31 | 184.5600 USD |
Purchase | 70 | 185.2700 USD |
Purchase | 100 | 184.4200 USD |
Purchase | 100 | 185.7000 USD |
Purchase | 100 | 185.0300 USD |
Purchase | 109 | 184.6225 USD |
Purchase | 168 | 184.5940 USD |
Purchase | 200 | 184.8350 USD |
Purchase | 200 | 185.3250 USD |
Purchase | 200 | 185.0600 USD |
Purchase | 200 | 184.9400 USD |
Purchase | 300 | 184.7533 USD |
Purchase | 500 | 184.6920 USD |
Purchase | 554 | 184.6120 USD |
Purchase | 600 | 185.0550 USD |
Purchase | 657 | 184.6685 USD |
Purchase | 700 | 184.8330 USD |
Purchase | 800 | 184.5875 USD |
Purchase | 1,023 | 184.6825 USD |
Purchase | 1,100 | 185.1236 USD |
Purchase | 1,231 | 184.9279 USD |
Purchase | 1,373 | 184.8554 USD |
Purchase | 1,637 | 184.9303 USD |
Purchase | 1,669 | 184.6326 USD |
Purchase | 1,700 | 184.6388 USD |
Purchase | 2,108 | 184.6336 USD |
Purchase | 2,175 | 184.9049 USD |
Purchase | 2,300 | 184.7792 USD |
Purchase | 2,400 | 184.8289 USD |
Purchase | 3,128 | 185.0462 USD |
Purchase | 3,400 | 184.7472 USD |
Purchase | 3,653 | 184.6669 USD |
Purchase | 4,100 | 184.8653 USD |
Purchase | 4,103 | 184.6192 USD |
Purchase | 7,000 | 184.9217 USD |
Purchase | 9,351 | 184.8198 USD |
Purchase | 9,385 | 184.6334 USD |
Purchase | 10,441 | 184.8201 USD |
Purchase | 13,975 | 184.9350 USD |
Purchase | 32,583 | 184.9719 USD |
Purchase | 35,894 | 184.9373 USD |
Purchase | 103,656 | 184.9200 USD |
Sale | 9 | 184.5400 USD |
Sale | 46 | 184.4400 USD |
Sale | 68 | 184.6000 USD |
Sale | 70 | 185.2700 USD |
Sale | 73 | 184.8700 USD |
Sale | 100 | 184.5000 USD |
Sale | 100 | 184.7600 USD |
Sale | 100 | 184.8600 USD |
Sale | 100 | 185.0450 USD |
Sale | 100 | 185.3100 USD |
Sale | 100 | 185.5500 USD |
Sale | 154 | 184.4700 USD |
Sale | 200 | 184.5100 USD |
Sale | 200 | 184.7500 USD |
Sale | 200 | 184.7200 USD |
Sale | 200 | 184.8450 USD |
Sale | 200 | 185.0600 USD |
Sale | 200 | 184.5900 USD |
Sale | 200 | 184.5600 USD |
Sale | 217 | 185.0833 USD |
Sale | 295 | 184.7838 USD |
Sale | 300 | 184.7000 USD |
Sale | 300 | 184.6700 USD |
Sale | 300 | 184.9700 USD |
Sale | 325 | 184.7338 USD |
Sale | 332 | 184.7681 USD |
Sale | 335 | 184.7292 USD |
Sale | 400 | 184.7987 USD |
Sale | 401 | 184.5970 USD |
Sale | 500 | 184.8510 USD |
Sale | 566 | 184.7232 USD |
Sale | 800 | 184.5875 USD |
Sale | 900 | 184.9911 USD |
Sale | 1,100 | 185.0372 USD |
Sale | 1,200 | 184.7558 USD |
Sale | 1,237 | 185.1688 USD |
Sale | 1,400 | 184.7107 USD |
Sale | 1,440 | 184.7563 USD |
Sale | 1,457 | 184.7893 USD |
Sale | 2,006 | 185.1718 USD |
Sale | 2,194 | 184.8067 USD |
Sale | 2,322 | 184.8518 USD |
Sale | 2,400 | 184.7813 USD |
Sale | 3,600 | 184.8802 USD |
Sale | 5,854 | 185.0326 USD |
Sale | 6,056 | 184.8553 USD |
Sale | 6,500 | 184.9123 USD |
Sale | 11,579 | 184.9215 USD |
Sale | 14,667 | 184.9015 USD |
Sale | 17,654 | 184.9968 USD |
Sale | 19,003 | 184.9200 USD |
Sale | 25,000 | 184.6405 USD |
Sale | 56,342 | 184.9218 USD |
Sale | 68,369 | 184.9195 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option | Purchasing | 100 | 195 USD | American | 17 Jan 2020 | 0.2600 USD |
Call Option | Selling | 100 | 190 USD | American | 17 Jan 2020 | 1.8000 USD |
Put Option | Selling | 200 | 140 USD | American | 19 Jun 2020 | 2.1400 USD |
Put Option | Selling | 500 | 180 USD | American | 15 May 2020 | 7.1000 USD |
Put Option | Selling | 500 | 185 USD | American | 20 Mar 2020 | 6.8000 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 29 Nov 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,000 | 185.0000 | American | Dec 20, 2019 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Put Options | Written | 500 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 185.0000 | American | Nov 29, 2019 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 46,300 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,900 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -18,700 | 185.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 180.0000 | American | Dec 20, 2019 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 185.0000 | American | Nov 29, 2019 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
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