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Form 8.3 - ALLERGAN PLC - AMENDMENT

29th Nov 2019 16:14

 

Ap19

FORM 8.3 Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)Barclays PLC.
Company dealt inALLERGAN PLC
Class of relevant security to which theORD
dealings being disclosed relate (Note 2)
Date of dealing26 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:ORD
LongShort
Number(%)Number(%)

(1)

Relevant securities

4,092,858

1.25%

2,217,770

0.68%

 

(2)

Derivatives (other than options):

2,211,200

0.67%

2,287,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

672,700

0.20%

501,300

0.15%

 

(4)

TOTAL:

6,976,758

2.12%

5,006,273

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

184.5850 USD
Purchase

31

184.5600 USD
Purchase

70

185.2700 USD
Purchase

100

184.4200 USD
Purchase

100

185.7000 USD
Purchase

100

185.0300 USD
Purchase

109

184.6225 USD
Purchase

168

184.5940 USD
Purchase

200

184.8350 USD
Purchase

200

185.3250 USD
Purchase

200

185.0600 USD
Purchase

200

184.9400 USD
Purchase

300

184.7533 USD
Purchase

500

184.6920 USD
Purchase

554

184.6120 USD
Purchase

600

185.0550 USD
Purchase

657

184.6685 USD
Purchase

700

184.8330 USD
Purchase

800

184.5875 USD
Purchase

1,023

184.6825 USD
Purchase

1,100

185.1236 USD
Purchase

1,231

184.9279 USD
Purchase

1,373

184.8554 USD
Purchase

1,637

184.9303 USD
Purchase

1,669

184.6326 USD
Purchase

1,700

184.6388 USD
Purchase

2,108

184.6336 USD
Purchase

2,175

184.9049 USD
Purchase

2,300

184.7792 USD
Purchase

2,400

184.8289 USD
Purchase

3,128

185.0462 USD
Purchase

3,400

184.7472 USD
Purchase

3,653

184.6669 USD
Purchase

4,100

184.8653 USD
Purchase

4,103

184.6192 USD
Purchase

7,000

184.9217 USD
Purchase

9,351

184.8198 USD
Purchase

9,385

184.6334 USD
Purchase

10,441

184.8201 USD
Purchase

13,975

184.9350 USD
Purchase

32,583

184.9719 USD
Purchase

35,894

184.9373 USD
Purchase

103,656

184.9200 USD
Sale

9

184.5400 USD
Sale

46

184.4400 USD
Sale

68

184.6000 USD
Sale

70

185.2700 USD
Sale

73

184.8700 USD
Sale

100

184.5000 USD
Sale

100

184.7600 USD
Sale

100

184.8600 USD
Sale

100

185.0450 USD
Sale

100

185.3100 USD
Sale

100

185.5500 USD
Sale

154

184.4700 USD
Sale

200

184.5100 USD
Sale

200

184.7500 USD
Sale

200

184.7200 USD
Sale

200

184.8450 USD
Sale

200

185.0600 USD
Sale

200

184.5900 USD
Sale

200

184.5600 USD
Sale

217

185.0833 USD
Sale

295

184.7838 USD
Sale

300

184.7000 USD
Sale

300

184.6700 USD
Sale

300

184.9700 USD
Sale

325

184.7338 USD
Sale

332

184.7681 USD
Sale

335

184.7292 USD
Sale

400

184.7987 USD
Sale

401

184.5970 USD
Sale

500

184.8510 USD
Sale

566

184.7232 USD
Sale

800

184.5875 USD
Sale

900

184.9911 USD
Sale

1,100

185.0372 USD
Sale

1,200

184.7558 USD
Sale

1,237

185.1688 USD
Sale

1,400

184.7107 USD
Sale

1,440

184.7563 USD
Sale

1,457

184.7893 USD
Sale

2,006

185.1718 USD
Sale

2,194

184.8067 USD
Sale

2,322

184.8518 USD
Sale

2,400

184.7813 USD
Sale

3,600

184.8802 USD
Sale

5,854

185.0326 USD
Sale

6,056

184.8553 USD
Sale

6,500

184.9123 USD
Sale

11,579

184.9215 USD
Sale

14,667

184.9015 USD
Sale

17,654

184.9968 USD
Sale

19,003

184.9200 USD
Sale

25,000

184.6405 USD
Sale

56,342

184.9218 USD
Sale

68,369

184.9195 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product NameWriting,NumberExerciseTypeExpiryOption
purchasing,ofpricedatemoney
selling,securitiespaid/
varying etcto whichreceived
option
relates
Call OptionPurchasing

100

195 USDAmerican17 Jan 20200.2600 USD
Call OptionSelling

100

190 USDAmerican17 Jan 20201.8000 USD
Put OptionSelling

200

140 USDAmerican19 Jun 20202.1400 USD
Put OptionSelling

500

180 USDAmerican15 May 20207.1000 USD
Put OptionSelling

500

185 USDAmerican20 Mar 20206.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?YES
Date of disclosure:29 Nov 2019
Contact name:Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL

ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS

Product nameWritten orNumber ofExerciseTypeExpiry
purchasedrelevant securitiespricedate
to which the option
or derivative
relates
Call OptionsPurchased

1,600

175.0000

AmericanDec 20, 2019
Put OptionsWritten

1,100

100.0000

AmericanFeb 21, 2020
Put OptionsWritten

700

95.0000

AmericanJan 15, 2021
Call OptionsPurchased

9,100

185.0000

AmericanJan 15, 2021
Call OptionsPurchased

1,300

100.0000

AmericanJan 15, 2021
Put OptionsWritten

900

90.0000

AmericanFeb 21, 2020
Put OptionsWritten

2,200

180.0000

AmericanDec 20, 2019
Call OptionsPurchased

1,800

190.0000

AmericanFeb 21, 2020
Put OptionsWritten

500

185.0000

AmericanJun 19, 2020
Put OptionsWritten

700

100.0000

AmericanJan 15, 2021
Put OptionsWritten

200

180.0000

AmericanJan 15, 2021
Put OptionsWritten

4,800

155.0000

AmericanDec 20, 2019
Call OptionsPurchased

4,300

250.0000

AmericanJan 17, 2020
Put OptionsWritten

100

135.0000

AmericanFeb 21, 2020
Call OptionsPurchased

2,500

175.0000

AmericanJan 15, 2021
Put OptionsPurchased

-3,000

165.0000

AmericanDec 20, 2019
Call OptionsWritten

-2,000

185.0000

AmericanDec 20, 2019
Call OptionsWritten

-2,100

125.0000

AmericanJan 15, 2021
Put OptionsPurchased

-300

165.0000

AmericanJan 15, 2021
Put OptionsPurchased

-500

170.0000

AmericanDec 20, 2019
Call OptionsWritten

-5,500

160.0000

AmericanMar 20, 2020
Put OptionsPurchased

-4,500

70.0000

AmericanJan 15, 2021
Put OptionsPurchased

-50,000

160.0000

AmericanFeb 21, 2020
Put OptionsPurchased

-1,500

155.0000

AmericanFeb 21, 2020
Put OptionsPurchased

-700

155.0000

AmericanJan 17, 2020
Put OptionsWritten

36,400

105.0000

AmericanJan 15, 2021
Put OptionsWritten

9,200

160.0000

AmericanJun 19, 2020
Put OptionsWritten

66,500

140.0000

AmericanMar 20, 2020
Call OptionsPurchased

26,600

170.0000

AmericanDec 20, 2019
Call OptionsPurchased

1,000

190.0000

AmericanDec 20, 2019
Put OptionsWritten

18,500

150.0000

AmericanMay 15, 2020
Put OptionsWritten

500

80.0000

AmericanFeb 21, 2020
Call OptionsPurchased

3,400

170.0000

AmericanJan 15, 2021
Put OptionsPurchased

-2,900

90.0000

AmericanDec 20, 2019
Put OptionsPurchased

-16,800

115.0000

AmericanJan 15, 2021
Put OptionsPurchased

-100

155.0000

AmericanJan 15, 2021
Put OptionsPurchased

-10,800

125.0000

AmericanJan 17, 2020
Put OptionsPurchased

-200

110.0000

AmericanDec 20, 2019
Call OptionsWritten

-1,100

290.0000

AmericanJan 17, 2020
Put OptionsPurchased

-2,200

70.0000

AmericanJan 17, 2020
Put OptionsPurchased

-1,200

65.0000

AmericanJan 15, 2021
Call OptionsWritten

-1,900

180.0000

AmericanFeb 21, 2020
Call OptionsWritten

-300

150.0000

AmericanFeb 21, 2020
Put OptionsPurchased

-300

80.0000

AmericanJan 15, 2021
Put OptionsPurchased

-5,300

110.0000

AmericanJan 17, 2020
Call OptionsWritten

-1,000

185.0000

AmericanFeb 21, 2020
Put OptionsPurchased

-1,700

110.0000

AmericanJan 15, 2021
Call OptionsWritten

-2,200

210.0000

AmericanDec 20, 2019
Call OptionsPurchased

5,800

160.0000

AmericanJan 17, 2020
Put OptionsWritten

1,000

85.0000

AmericanDec 20, 2019
Put OptionsWritten

400

65.0000

AmericanJan 17, 2020
Put OptionsWritten

500

185.0000

AmericanMar 20, 2020
Put OptionsWritten

400

125.0000

AmericanJan 15, 2021
Put OptionsWritten

300

100.0000

AmericanDec 20, 2019
Call OptionsPurchased

5,100

170.0000

AmericanFeb 21, 2020
Call OptionsPurchased

3,300

165.0000

AmericanJan 15, 2021
Call OptionsPurchased

3,000

180.0000

AmericanJan 17, 2020
Call OptionsPurchased

100

185.0000

AmericanNov 29, 2019
Put OptionsWritten

100

145.0000

AmericanJan 15, 2021
Put OptionsWritten

13,500

165.0000

AmericanJan 17, 2020
Call OptionsPurchased

9,500

170.0000

AmericanJun 19, 2020
Put OptionsWritten

200

185.0000

AmericanJan 17, 2020
Put OptionsWritten

200

140.0000

AmericanDec 20, 2019
Put OptionsPurchased

-100

120.0000

AmericanJan 17, 2020
Put OptionsPurchased

-66,500

160.0000

AmericanMar 20, 2020
Call OptionsWritten

-200

140.0000

AmericanFeb 21, 2020
Call OptionsWritten

-4,500

220.0000

AmericanJan 17, 2020
Call OptionsWritten

-2,800

175.0000

AmericanJan 17, 2020
Put OptionsWritten

100

145.0000

AmericanDec 20, 2019
Call OptionsPurchased

1,900

180.0000

AmericanJan 15, 2021
Call OptionsPurchased

300

145.0000

AmericanJan 15, 2021
Put OptionsWritten

400

170.0000

AmericanJan 15, 2021
Put OptionsWritten

6,400

95.0000

AmericanJun 19, 2020
Call OptionsPurchased

500

220.0000

AmericanJan 21, 2022
Call OptionsPurchased

100

165.0000

AmericanFeb 21, 2020
Put OptionsWritten

46,300

140.0000

AmericanJun 19, 2020
Put OptionsWritten

800

135.0000

AmericanDec 20, 2019
Call OptionsPurchased

800

160.0000

AmericanJan 21, 2022
Call OptionsPurchased

4,100

170.0000

AmericanJan 17, 2020
Put OptionsWritten

3,800

165.0000

AmericanJun 19, 2020
Put OptionsPurchased

-2,300

170.0000

AmericanJun 19, 2020
Call OptionsWritten

-29,800

150.0000

AmericanJan 17, 2020
Put OptionsPurchased

-2,600

75.0000

AmericanJan 15, 2021
Call OptionsWritten

-500

220.0000

AmericanJan 15, 2021
Put OptionsPurchased

-22,500

105.0000

AmericanJan 17, 2020
Put OptionsPurchased

-1,500

150.0000

AmericanJan 17, 2020
Put OptionsPurchased

-3,300

100.0000

AmericanJan 17, 2020
Call OptionsWritten

-100

135.0000

AmericanJan 15, 2021
Call OptionsWritten

-7,000

300.0000

AmericanJan 17, 2020
Call OptionsWritten

-100

190.0000

AmericanMay 15, 2020
Call OptionsWritten

-2,000

130.0000

AmericanFeb 21, 2020
Put OptionsWritten

7,000

120.0000

AmericanJun 19, 2020
Put OptionsWritten

50,000

140.0000

AmericanFeb 21, 2020
Put OptionsWritten

2,000

115.0000

AmericanFeb 21, 2020
Put OptionsWritten

14,300

160.0000

AmericanMar 20, 2020
Call OptionsPurchased

6,700

190.0000

AmericanJan 15, 2021
Call OptionsPurchased

1,400

180.0000

AmericanJan 21, 2022
Put OptionsWritten

100

140.0000

AmericanJan 15, 2021
Put OptionsWritten

30,100

140.0000

AmericanJan 17, 2020
Call OptionsPurchased

4,900

190.0000

AmericanJan 17, 2020
Put OptionsWritten

1,800

145.0000

AmericanJun 19, 2020
Call OptionsPurchased

200

180.0000

AmericanJun 19, 2020
Put OptionsWritten

3,100

115.0000

AmericanDec 20, 2019
Put OptionsWritten

7,000

160.0000

AmericanJan 17, 2020
Put OptionsWritten

4,700

80.0000

AmericanJan 17, 2020
Put OptionsWritten

14,800

160.0000

AmericanFeb 21, 2020
Put OptionsWritten

2,500

120.0000

AmericanFeb 21, 2020
Call OptionsPurchased

400

200.0000

AmericanJan 15, 2021
Call OptionsWritten

-100

120.0000

AmericanJan 15, 2021
Call OptionsWritten

-600

205.0000

AmericanJan 17, 2020
Call OptionsWritten

-1,200

195.0000

AmericanDec 20, 2019
Call OptionsWritten

-200

165.0000

AmericanJun 19, 2020
Call OptionsWritten

-1,500

270.0000

AmericanJan 17, 2020
Call OptionsWritten

-1,700

225.0000

AmericanJan 17, 2020
Call OptionsWritten

-4,100

155.0000

AmericanJan 17, 2020
Put OptionsPurchased

-12,400

150.0000

AmericanJan 15, 2021
Call OptionsWritten

-100

240.0000

AmericanJan 17, 2020
Call OptionsWritten

-200

140.0000

AmericanJun 19, 2020
Call OptionsPurchased

4,000

160.0000

AmericanJan 15, 2021
Call OptionsPurchased

100

180.0000

AmericanMar 20, 2020
Put OptionsWritten

100

165.0000

AmericanMay 15, 2020
Put OptionsWritten

3,300

165.0000

AmericanMar 20, 2020
Put OptionsWritten

13,700

75.0000

AmericanJan 17, 2020
Put OptionsWritten

33,600

150.0000

AmericanDec 20, 2019
Put OptionsWritten

1,800

180.0000

AmericanJan 17, 2020
Put OptionsWritten

500

180.0000

AmericanMay 15, 2020
Call OptionsPurchased

4,300

165.0000

AmericanJan 17, 2020
Call OptionsWritten

-200

185.0000

AmericanJun 19, 2020
Call OptionsWritten

-900

175.0000

AmericanJun 19, 2020
Call OptionsWritten

-200

110.0000

AmericanJan 15, 2021
Call OptionsWritten

-2,800

230.0000

AmericanJan 17, 2020
Put OptionsPurchased

-300

160.0000

AmericanJan 15, 2021
Put OptionsPurchased

-1,700

185.0000

AmericanJan 15, 2021
Call OptionsWritten

-2,400

165.0000

AmericanMar 20, 2020
Call OptionsWritten

-22,800

210.0000

AmericanJan 17, 2020
Put OptionsPurchased

-100

85.0000

AmericanJan 17, 2020
Put OptionsPurchased

-100

150.0000

AmericanJun 19, 2020
Call OptionsWritten

-18,700

185.0000

AmericanJan 17, 2020
Put OptionsPurchased

-600

120.0000

AmericanJan 15, 2021
Put OptionsPurchased

-200

172.5000

AmericanDec 13, 2019
Put OptionsPurchased

-2,300

90.0000

AmericanJan 15, 2021
Put OptionsPurchased

-1,900

175.0000

AmericanJan 17, 2020
Put OptionsPurchased

-400

115.0000

AmericanJan 17, 2020
Call OptionsWritten

-6,600

200.0000

AmericanJan 17, 2020
Put OptionsWritten

7,100

145.0000

AmericanJan 17, 2020
Call OptionsPurchased

400

180.0000

AmericanDec 20, 2019
Put OptionsWritten

8,400

170.0000

AmericanFeb 21, 2020
Put OptionsWritten

600

135.0000

AmericanJan 17, 2020
Call OptionsPurchased

100

150.0000

AmericanJan 15, 2021
Put OptionsWritten

1,300

90.0000

AmericanJan 17, 2020
Call OptionsPurchased

3,800

175.0000

AmericanFeb 21, 2020
Call OptionsWritten

-1,000

200.0000

AmericanFeb 21, 2020
Call OptionsWritten

-100

185.0000

AmericanMar 20, 2020
Put OptionsPurchased

-106,300

130.0000

AmericanJan 17, 2020
Put OptionsPurchased

-3,600

80.0000

AmericanDec 20, 2019
Call OptionsWritten

-100

215.0000

AmericanJan 17, 2020
Put OptionsPurchased

-100

175.0000

AmericanJan 15, 2021
Put OptionsPurchased

-200

130.0000

AmericanJan 15, 2021
Put OptionsPurchased

-19,300

95.0000

AmericanJan 17, 2020
Put OptionsPurchased

-200

185.0000

AmericanNov 29, 2019
Put OptionsWritten

43,400

170.0000

AmericanJan 17, 2020
Put OptionsWritten

1,200

95.0000

AmericanDec 20, 2019
Put OptionsWritten

5,600

145.0000

AmericanFeb 21, 2020
Call OptionsPurchased

4,600

145.0000

AmericanJan 17, 2020
Call OptionsPurchased

11,200

195.0000

AmericanJan 15, 2021
Put OptionsWritten

3,500

200.0000

AmericanDec 20, 2019
Put OptionsWritten

9,300

160.0000

AmericanDec 20, 2019
Put OptionsWritten

25,000

150.0000

AmericanJan 17, 2020
Put OptionsWritten

100

150.0000

AmericanMar 20, 2020
Put OptionsWritten

31,900

150.0000

AmericanFeb 21, 2020
Call OptionsWritten

-100

110.0000

AmericanJan 17, 2020
Call OptionsWritten

-1,500

140.0000

AmericanJan 15, 2021
Call OptionsWritten

-1,300

130.0000

AmericanJan 17, 2020
Call OptionsWritten

-600

250.0000

AmericanJan 15, 2021
Put OptionsPurchased

-9,600

140.0000

AmericanMar 20, 2020
Call OptionsWritten

-100

172.5000

AmericanDec 6, 2019
Call OptionsWritten

-4,500

260.0000

AmericanJan 17, 2020
Put OptionsPurchased

-4,500

130.0000

AmericanFeb 21, 2020

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20191129005294/en/

Copyright Business Wire 2019


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