5th Feb 2020 14:27
FORM 8.3 - Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,208,683 | 1.28% | 3,097,449 | 0.94% | ||
(2) | Derivatives (other than options): | ||||
3,017,027 | 0.92% | 2,575,119 | 0.78% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 517,200 | 0.16% | 265,800 | 0.08% | |
| TOTAL: | |||||
7,742,910 | 2.36% | 5,938,368 | 1.81% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 186.7975 USD |
Purchase | 2 | 186.9400 USD |
Purchase | 5 | 186.9020 USD |
Purchase | 99 | 187.1200 USD |
Purchase | 100 | 186.9600 USD |
Purchase | 100 | 186.7800 USD |
Purchase | 200 | 187.1250 USD |
Purchase | 200 | 187.0575 USD |
Purchase | 200 | 186.9450 USD |
Purchase | 228 | 186.9671 USD |
Purchase | 286 | 187.0760 USD |
Purchase | 306 | 186.8299 USD |
Purchase | 315 | 186.8161 USD |
Purchase | 400 | 187.0900 USD |
Purchase | 400 | 186.9150 USD |
Purchase | 400 | 186.9412 USD |
Purchase | 515 | 187.0669 USD |
Purchase | 900 | 187.5000 USD |
Purchase | 1,100 | 190.0000 USD |
Purchase | 1,100 | 187.0854 USD |
Purchase | 1,360 | 187.0385 USD |
Purchase | 1,450 | 186.6781 USD |
Purchase | 2,151 | 186.9420 USD |
Purchase | 2,186 | 187.0031 USD |
Purchase | 2,415 | 187.0361 USD |
Purchase | 2,600 | 187.0728 USD |
Purchase | 2,947 | 186.9075 USD |
Purchase | 3,900 | 186.9780 USD |
Purchase | 4,635 | 186.9806 USD |
Purchase | 4,642 | 186.6439 USD |
Purchase | 5,420 | 186.9684 USD |
Purchase | 6,020 | 186.7052 USD |
Purchase | 6,139 | 186.9873 USD |
Purchase | 7,000 | 187.1337 USD |
Purchase | 7,074 | 186.6493 USD |
Purchase | 13,109 | 186.8179 USD |
Purchase | 19,857 | 186.6400 USD |
Purchase | 67,641 | 186.8400 USD |
Sale | 2 | 186.7975 USD |
Sale | 2 | 186.9400 USD |
Sale | 5 | 186.9020 USD |
Sale | 6 | 186.8250 USD |
Sale | 100 | 187.0700 USD |
Sale | 100 | 187.1650 USD |
Sale | 100 | 186.9900 USD |
Sale | 100 | 187.0100 USD |
Sale | 100 | 186.7300 USD |
Sale | 120 | 186.8783 USD |
Sale | 150 | 187.0600 USD |
Sale | 166 | 187.0200 USD |
Sale | 200 | 187.1625 USD |
Sale | 200 | 186.7270 USD |
Sale | 206 | 187.0878 USD |
Sale | 215 | 187.2804 USD |
Sale | 300 | 187.1450 USD |
Sale | 300 | 187.2000 USD |
Sale | 349 | 187.1204 USD |
Sale | 400 | 186.9150 USD |
Sale | 400 | 187.0900 USD |
Sale | 400 | 187.1275 USD |
Sale | 437 | 187.1410 USD |
Sale | 600 | 186.9816 USD |
Sale | 700 | 186.8800 USD |
Sale | 700 | 187.0828 USD |
Sale | 800 | 187.0875 USD |
Sale | 1,150 | 186.6650 USD |
Sale | 1,402 | 187.1588 USD |
Sale | 1,947 | 186.9602 USD |
Sale | 2,546 | 187.1403 USD |
Sale | 3,300 | 186.9774 USD |
Sale | 3,500 | 186.9878 USD |
Sale | 4,090 | 186.9052 USD |
Sale | 4,186 | 186.9686 USD |
Sale | 4,642 | 186.6439 USD |
Sale | 5,000 | 187.0776 USD |
Sale | 5,650 | 186.6870 USD |
Sale | 7,074 | 186.6493 USD |
Sale | 10,258 | 186.9722 USD |
Sale | 25,547 | 186.6400 USD |
Sale | 27,595 | 186.9197 USD |
Sale | 55,349 | 186.8073 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 185 USD | American | 19 Jun 2020 | 6.7900 USD |
Call Option | Purchasing | 900 | 190 USD | American | 21 Feb 2020 | 1.5044 USD |
Call Option | Selling | 100 | 190 USD | American | 20 Mar 2020 | 3.3500 USD |
Put Option | Purchasing | 2,000 | 150 USD | American | 21 Jan 2022 | 2.5000 USD |
Put Option | Purchasing | 200 | 160 USD | American | 15 Jan 2021 | 2.8000 USD |
Put Option | Purchasing | 100 | 178 USD | American | 28 Feb 2020 | 0.8800 USD |
Put Option | Purchasing | 900 | 185 USD | American | 7 Feb 2020 | 1.6000 USD |
Put Option | Selling | 1,000 | 145 USD | American | 20 Mar 2020 | 0.4700 USD |
Put Option | Selling | 900 | 188 USD | American | 31 Jan 2020 | 1.1500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,400 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
Call Options | Written | -30,100 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,000 | 145.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 30,100 | 175.0000 | American | Jan 21, 2022 |
Put Options | Written | 900 | 187.5000 | American | Jan 31, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 500 | 190.0000 | American | Jan 31, 2020 |
Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -200 | 192.5000 | American | Jan 31, 2020 |
Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 7,700 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -900 | 185.0000 | American | Feb 7, 2020 |
Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 300 | 187.5000 | American | Jan 31, 2020 |
Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,100 | 190.0000 | American | Jan 31, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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