28th Nov 2019 15:08
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 25 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
4,099,641 | 1.25% | 2,219,329 | 0.68% | ||
(2) | Derivatives (other than options): | ||||
1,977,200 | 0.60% | 2,268,103 | 0.69% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 671,600 | 0.20% | 501,400 | 0.15% | |
| TOTAL: | |||||
6,748,441 | 2.06% | 4,988,832 | 1.52% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 54 | 184.7900 USD |
Purchase | 72 | 184.9300 USD |
Purchase | 85 | 184.5900 USD |
Purchase | 100 | 184.6350 USD |
Purchase | 100 | 184.6400 USD |
Purchase | 100 | 185.1900 USD |
Purchase | 100 | 184.5250 USD |
Purchase | 100 | 185.2400 USD |
Purchase | 100 | 185.0950 USD |
Purchase | 100 | 185.0100 USD |
Purchase | 100 | 185.2900 USD |
Purchase | 100 | 185.1350 USD |
Purchase | 100 | 185.1500 USD |
Purchase | 100 | 185.1800 USD |
Purchase | 100 | 184.7300 USD |
Purchase | 103 | 185.0800 USD |
Purchase | 190 | 185.1352 USD |
Purchase | 200 | 184.4950 USD |
Purchase | 200 | 185.0975 USD |
Purchase | 200 | 184.7100 USD |
Purchase | 204 | 184.5043 USD |
Purchase | 251 | 185.0031 USD |
Purchase | 254 | 184.9357 USD |
Purchase | 284 | 184.9161 USD |
Purchase | 300 | 185.1033 USD |
Purchase | 300 | 184.4600 USD |
Purchase | 301 | 185.2833 USD |
Purchase | 329 | 185.0157 USD |
Purchase | 368 | 184.9395 USD |
Purchase | 387 | 185.1345 USD |
Purchase | 400 | 185.1425 USD |
Purchase | 497 | 185.1299 USD |
Purchase | 507 | 185.1096 USD |
Purchase | 600 | 184.9683 USD |
Purchase | 800 | 184.6138 USD |
Purchase | 824 | 184.8708 USD |
Purchase | 910 | 185.1452 USD |
Purchase | 1,100 | 184.8140 USD |
Purchase | 1,162 | 184.8509 USD |
Purchase | 1,800 | 185.2666 USD |
Purchase | 1,859 | 184.4728 USD |
Purchase | 2,067 | 185.1667 USD |
Purchase | 2,210 | 184.6638 USD |
Purchase | 2,400 | 185.0745 USD |
Purchase | 2,745 | 184.9821 USD |
Purchase | 3,135 | 185.1219 USD |
Purchase | 4,296 | 184.7705 USD |
Purchase | 4,398 | 185.1155 USD |
Purchase | 5,533 | 184.8665 USD |
Purchase | 6,209 | 184.7415 USD |
Purchase | 6,318 | 184.8227 USD |
Purchase | 7,448 | 184.7049 USD |
Purchase | 7,740 | 185.0000 USD |
Purchase | 12,563 | 184.8275 USD |
Purchase | 21,629 | 184.7493 USD |
Purchase | 222,848 | 184.9974 USD |
Sale | 3 | 184.5666 USD |
Sale | 3 | 184.7566 USD |
Sale | 4 | 184.5325 USD |
Sale | 5 | 184.9880 USD |
Sale | 10 | 184.8200 USD |
Sale | 41 | 184.5600 USD |
Sale | 54 | 184.7900 USD |
Sale | 86 | 185.2700 USD |
Sale | 100 | 184.5000 USD |
Sale | 100 | 184.5700 USD |
Sale | 100 | 185.1700 USD |
Sale | 100 | 185.0900 USD |
Sale | 100 | 185.0800 USD |
Sale | 100 | 185.0400 USD |
Sale | 100 | 184.6400 USD |
Sale | 106 | 184.8756 USD |
Sale | 200 | 184.8000 USD |
Sale | 200 | 184.8900 USD |
Sale | 270 | 184.8259 USD |
Sale | 298 | 184.3000 USD |
Sale | 300 | 185.1600 USD |
Sale | 300 | 184.8800 USD |
Sale | 625 | 184.5348 USD |
Sale | 651 | 184.5560 USD |
Sale | 700 | 184.9014 USD |
Sale | 800 | 184.8218 USD |
Sale | 1,211 | 184.9850 USD |
Sale | 1,859 | 184.4728 USD |
Sale | 2,100 | 185.1200 USD |
Sale | 2,249 | 184.8626 USD |
Sale | 2,600 | 185.1437 USD |
Sale | 2,896 | 184.5599 USD |
Sale | 7,161 | 185.0000 USD |
Sale | 8,934 | 184.7840 USD |
Sale | 12,636 | 184.8227 USD |
Sale | 13,200 | 185.1455 USD |
Sale | 43,488 | 184.7765 USD |
Sale | 224,301 | 184.9970 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option | Purchasing | 100 | 180 USD | American | 20 Dec 2019 | 5.3800 USD |
Call Option | Purchasing | 100 | 185 USD | American | 17 Jan 2020 | 4.0500 USD |
Call Option | Selling | 100 | 185 USD | American | 20 Dec 2019 | 2.0300 USD |
Call Option | Selling | 200 | 210 USD | American | 20 Dec 2019 | 0.0300 USD |
Put Option | Purchasing | 200 | 130 USD | American | 15 Jan 2021 | 1.3200 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,000 | 185.0000 | American | Dec 20, 2019 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 185.0000 | American | Nov 29, 2019 |
Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 46,100 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 5,000 | 190.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -18,700 | 185.0000 | American | Jan 17, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 180.0000 | American | Dec 20, 2019 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
Put Options | Purchased | -200 | 185.0000 | American | Nov 29, 2019 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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