25th Nov 2019 12:39
Ap19
FORM 8.3 - Amendment to Puchases
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 21 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
3,909,302 | 1.19% | 2,221,197 | 0.68% | ||
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|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
2,312,200 | 0.70% | 2,068,245 | 0.63% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 670,300 | 0.20% | 501,700 | 0.15% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
6,891,802 | 2.10% | 4,791,142 | 1.46% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
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| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22 | 184.9600 USD |
| Purchase | 40 | 184.7000 USD |
| Purchase | 53 | 183.7900 USD |
| Purchase | 70 | 184.0900 USD |
| Purchase | 95 | 183.9400 USD |
| Purchase | 100 | 184.4700 USD |
| Purchase | 100 | 184.0400 USD |
| Purchase | 100 | 184.6100 USD |
| Purchase | 147 | 183.6900 USD |
| Purchase | 230 | 183.7834 USD |
| Purchase | 500 | 184.5840 USD |
| Purchase | 1,000 | 183.9751 USD |
| Purchase | 1,265 | 184.2715 USD |
| Purchase | 1,549 | 184.5167 USD |
| Purchase | 1,955 | 184.5622 USD |
| Purchase | 2,100 | 184.1902 USD |
| Purchase | 2,415 | 184.4352 USD |
| Purchase | 2,610 | 184.4592 USD |
| Purchase | 3,001 | 184.4579 USD |
| Purchase | 4,900 | 184.5522 USD |
| Purchase | 7,091 | 184.4310 USD |
| Purchase | 10,000 | 184.4386 USD |
| Purchase | 10,796 | 184.3053 USD |
| Purchase | 14,427 | 184.3897 USD |
| Purchase | 22,706 | 184.3835 USD |
| Purchase | 41,652 | 184.2424 USD |
| Purchase | 51,146 | 184.4926 USD |
| Purchase | 53,383 | 184.5400 USD |
| Sale | 40 | 184.7000 USD |
| Sale | 72 | 184.5600 USD |
| Sale | 95 | 183.9400 USD |
| Sale | 100 | 184.6100 USD |
| Sale | 100 | 183.7800 USD |
| Sale | 100 | 184.3300 USD |
| Sale | 100 | 184.4700 USD |
| Sale | 100 | 184.0510 USD |
| Sale | 163 | 184.4600 USD |
| Sale | 170 | 184.0606 USD |
| Sale | 200 | 184.5850 USD |
| Sale | 200 | 184.4574 USD |
| Sale | 241 | 184.5766 USD |
| Sale | 355 | 184.5609 USD |
| Sale | 400 | 184.2800 USD |
| Sale | 400 | 183.8625 USD |
| Sale | 420 | 184.5448 USD |
| Sale | 430 | 183.7523 USD |
| Sale | 439 | 184.5725 USD |
| Sale | 500 | 184.5700 USD |
| Sale | 500 | 184.3420 USD |
| Sale | 507 | 184.5436 USD |
| Sale | 544 | 184.5397 USD |
| Sale | 648 | 184.5753 USD |
| Sale | 648 | 184.2464 USD |
| Sale | 753 | 184.5295 USD |
| Sale | 761 | 184.3872 USD |
| Sale | 858 | 184.5875 USD |
| Sale | 900 | 183.8550 USD |
| Sale | 1,008 | 184.5664 USD |
| Sale | 1,108 | 184.5693 USD |
| Sale | 1,200 | 184.4416 USD |
| Sale | 1,549 | 184.5167 USD |
| Sale | 1,769 | 184.5624 USD |
| Sale | 2,225 | 184.5438 USD |
| Sale | 2,544 | 184.5692 USD |
| Sale | 2,567 | 184.3452 USD |
| Sale | 3,160 | 184.4822 USD |
| Sale | 3,346 | 184.4650 USD |
| Sale | 3,474 | 184.1541 USD |
| Sale | 4,241 | 184.5234 USD |
| Sale | 4,533 | 184.4062 USD |
| Sale | 4,617 | 184.5675 USD |
| Sale | 4,900 | 184.5522 USD |
| Sale | 5,589 | 184.5841 USD |
| Sale | 7,697 | 184.4892 USD |
| Sale | 7,900 | 184.5046 USD |
| Sale | 10,000 | 184.4691 USD |
| Sale | 11,339 | 184.5079 USD |
| Sale | 13,800 | 184.4784 USD |
| Sale | 17,062 | 184.5400 USD |
| Sale | 20,549 | 184.3904 USD |
| Sale | 36,637 | 184.5342 USD |
| Sale | 73,306 | 184.3125 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
|
| unit | |
| SWAP | Long | 226,000 | 184.5400 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 210.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 140.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 185.0000 | American | Nov 29, 2019 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 185.0000 | American | Nov 22, 2019 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Written | 46,100 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Put Options | Written | 29,600 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 185.0000 | American | Nov 22, 2019 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,000 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 180.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 185.0000 | American | Nov 29, 2019 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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